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Model-agnostic clean-label backdoor mitigation in cybersecurity environments

arXiv.org Artificial Intelligence

The training phase of machine learning models is a delicate step, especially in cybersecurity contexts. Recent research has surfaced a series of insidious training-time attacks that inject backdoors in models designed for security classification tasks without altering the training labels. With this work, we propose new techniques that leverage insights in cybersecurity threat models to effectively mitigate these clean-label poisoning attacks, while preserving the model utility. By performing density-based clustering on a carefully chosen feature subspace, and progressively isolating the suspicious clusters through a novel iterative scoring procedure, our defensive mechanism can mitigate the attacks without requiring many of the common assumptions in the existing backdoor defense literature. To show the generality of our proposed mitigation, we evaluate it on two clean-label model-agnostic attacks on two different classic cybersecurity data modalities: network flows classification and malware classification, using gradient boosting and neural network models.


STAR: SocioTechnical Approach to Red Teaming Language Models

arXiv.org Artificial Intelligence

This research introduces STAR, a sociotechnical framework that improves on current best practices for red teaming safety of large language models. STAR makes two key contributions: it enhances steerability by generating parameterised instructions for human red teamers, leading to improved coverage of the risk surface. Parameterised instructions also provide more detailed insights into model failures at no increased cost. Second, STAR improves signal quality by matching demographics to assess harms for specific groups, resulting in more sensitive annotations. STAR further employs a novel step of arbitration to leverage diverse viewpoints and improve label reliability, treating disagreement not as noise but as a valuable contribution to signal quality.


On LLM Wizards: Identifying Large Language Models' Behaviors for Wizard of Oz Experiments

arXiv.org Artificial Intelligence

The Wizard of Oz (WoZ) method is a widely adopted research approach where a human Wizard "role-plays" a not readily available technology and interacts with participants to elicit user behaviors and probe the design space. With the growing ability for modern large language models (LLMs) to role-play, one can apply LLMs as Wizards in WoZ experiments with better scalability and lower cost than the traditional approach. However, methodological guidance on responsibly applying LLMs in WoZ experiments and a systematic evaluation of LLMs' role-playing ability are lacking. Through two LLM-powered WoZ studies, we take the first step towards identifying an experiment lifecycle for researchers to safely integrate Figure 1: An overview of our proposed experiment lifecycle LLMs into WoZ experiments and interpret data generated compared to traditional Wizard of Oz experiments. We ask from settings that involve Wizards role-played by LLMs. We also GPT-4 empowered agents to play the role of "Wizards" in contribute a heuristic-based evaluation framework that allows the conversation-based Wizard of Oz experiments. The agents estimation of LLMs' role-playing ability in WoZ experiments and talk to either Simulacrums powered by GPT-4 (in Study 1) or reveals LLMs' behavior patterns at scale.


The Human Factor in AI Red Teaming: Perspectives from Social and Collaborative Computing

arXiv.org Artificial Intelligence

Rapid progress in general-purpose AI has sparked significant interest in "red teaming," a practice of adversarial testing originating in military and cybersecurity applications. AI red teaming raises many questions about the human factor, such as how red teamers are selected, biases and blindspots in how tests are conducted, and harmful content's psychological effects on red teamers. A growing body of HCI and CSCW literature examines related practices-including data labeling, content moderation, and algorithmic auditing. However, few, if any, have investigated red teaming itself. This workshop seeks to consider the conceptual and empirical challenges associated with this practice, often rendered opaque by non-disclosure agreements. Future studies may explore topics ranging from fairness to mental health and other areas of potential harm. We aim to facilitate a community of researchers and practitioners who can begin to meet these challenges with creativity, innovation, and thoughtful reflection.


A Comprehensive Survey on the Security of Smart Grid: Challenges, Mitigations, and Future Research Opportunities

arXiv.org Artificial Intelligence

In this study, we conduct a comprehensive review of smart grid security, exploring system architectures, attack methodologies, defense strategies, and future research opportunities. We provide an in-depth analysis of various attack vectors, focusing on new attack surfaces introduced by advanced components in smart grids. The review particularly includes an extensive analysis of coordinated attacks that incorporate multiple attack strategies and exploit vulnerabilities across various smart grid components to increase their adverse impact, demonstrating the complexity and potential severity of these threats. Following this, we examine innovative detection and mitigation strategies, including game theory, graph theory, blockchain, and machine learning, discussing their advancements in counteracting evolving threats and associated research challenges. In particular, our review covers a thorough examination of widely used machine learning-based mitigation strategies, analyzing their applications and research challenges spanning across supervised, unsupervised, semi-supervised, ensemble, and reinforcement learning. Further, we outline future research directions and explore new techniques and concerns. We first discuss the research opportunities for existing and emerging strategies, and then explore the potential role of new techniques, such as large language models (LLMs), and the emerging threat of adversarial machine learning in the future of smart grid security.


Why should we ever automate moral decision making?

arXiv.org Artificial Intelligence

While people generally trust AI to make decisions in various aspects of their lives, concerns arise when AI is involved in decisions with significant moral implications. The absence of a precise mathematical framework for moral reasoning intensifies these concerns, as ethics often defies simplistic mathematical models. Unlike fields such as logical reasoning, reasoning under uncertainty, and strategic decision-making, which have well-defined mathematical frameworks, moral reasoning lacks a broadly accepted framework. This absence raises questions about the confidence we can place in AI's moral decision-making capabilities. The environments in which AI systems are typically trained today seem insufficiently rich for such a system to learn ethics from scratch, and even if we had an appropriate environment, it is unclear how we might bring about such learning. An alternative approach involves AI learning from human moral decisions. This learning process can involve aggregating curated human judgments or demonstrations in specific domains, or leveraging a foundation model fed with a wide range of data. Still, concerns persist, given the imperfections in human moral decision making. Given this, why should we ever automate moral decision making -- is it not better to leave all moral decision making to humans? This paper lays out a number of reasons why we should expect AI systems to engage in decisions with a moral component, with brief discussions of the associated risks.


Field Deployment of Multi-Agent Reinforcement Learning Based Variable Speed Limit Controllers

arXiv.org Artificial Intelligence

This article presents the first field deployment of a multi-agent reinforcement-learning (MARL) based variable speed limit (VSL) control system on the I-24 freeway near Nashville, Tennessee. We describe how we train MARL agents in a traffic simulator and directly deploy the simulation-based policy on a 17-mile stretch of Interstate 24 with 67 VSL controllers. We use invalid action masking and several safety guards to ensure the posted speed limits satisfy the real-world constraints from the traffic management center and the Tennessee Department of Transportation. Since the time of launch of the system through April, 2024, the system has made approximately 10,000,000 decisions on 8,000,000 trips. The analysis of the controller shows that the MARL policy takes control for up to 98% of the time without intervention from safety guards. The time-space diagrams of traffic speed and control commands illustrate how the algorithm behaves during rush hour. Finally, we quantify the domain mismatch between the simulation and real-world data and demonstrate the robustness of the MARL policy to this mismatch.


Attribute or Abstain: Large Language Models as Long Document Assistants

arXiv.org Artificial Intelligence

LLMs can help humans working with long documents, but are known to hallucinate. Attribution can increase trust in LLM responses: The LLM provides evidence that supports its response, which enhances verifiability. Existing approaches to attribution have only been evaluated in RAG settings, where the initial retrieval confounds LLM performance. This is crucially different from the long document setting, where retrieval is not needed, but could help. Thus, a long document specific evaluation of attribution is missing. To fill this gap, we present LAB, a benchmark of 6 diverse long document tasks with attribution, and experiment with different approaches to attribution on 4 LLMs of different sizes, both prompted and fine-tuned. We find that citation, i.e. response generation and evidence extraction in one step, mostly performs best. We investigate whether the ``Lost in the Middle'' phenomenon exists for attribution, but do not find this. We also find that evidence quality can predict response quality on datasets with simple responses, but not so for complex responses, as models struggle with providing evidence for complex claims. We release code and data for further investigation.


Practical Guide for Causal Pathways and Sub-group Disparity Analysis

arXiv.org Artificial Intelligence

In this study, we introduce the application of causal disparity analysis to unveil intricate relationships and causal pathways between sensitive attributes and the targeted outcomes within real-world observational data. Our methodology involves employing causal decomposition analysis to quantify and examine the causal interplay between sensitive attributes and outcomes. We also emphasize the significance of integrating heterogeneity assessment in causal disparity analysis to gain deeper insights into the impact of sensitive attributes within specific sub-groups on outcomes. Our two-step investigation focuses on datasets where race serves as the sensitive attribute. The results on two datasets indicate the benefit of leveraging causal analysis and heterogeneity assessment not only for quantifying biases in the data but also for disentangling their influences on outcomes. We demonstrate that the sub-groups identified by our approach to be affected the most by disparities are the ones with the largest ML classification errors. We also show that grouping the data only based on a sensitive attribute is not enough, and through these analyses, we can find sub-groups that are directly affected by disparities. We hope that our findings will encourage the adoption of such methodologies in future ethical AI practices and bias audits, fostering a more equitable and fair technological landscape.


Evaluating the Adversarial Robustness of Retrieval-Based In-Context Learning for Large Language Models

arXiv.org Artificial Intelligence

With the emergence of large language models, such as LLaMA and OpenAI GPT-3, In-Context Learning (ICL) gained significant attention due to its effectiveness and efficiency. However, ICL is very sensitive to the choice, order, and verbaliser used to encode the demonstrations in the prompt. Retrieval-Augmented ICL methods try to address this problem by leveraging retrievers to extract semantically related examples as demonstrations. While this approach yields more accurate results, its robustness against various types of adversarial attacks, including perturbations on test samples, demonstrations, and retrieved data, remains under-explored. Our study reveals that retrieval-augmented models can enhance robustness against test sample attacks, outperforming vanilla ICL with a 4.87% reduction in Attack Success Rate (ASR); however, they exhibit overconfidence in the demonstrations, leading to a 2% increase in ASR for demonstration attacks. Adversarial training can help improve the robustness of ICL methods to adversarial attacks; however, such a training scheme can be too costly in the context of LLMs. As an alternative, we introduce an effective training-free adversarial defence method, DARD, which enriches the example pool with those attacked samples. We show that DARD yields improvements in performance and robustness, achieving a 15% reduction in ASR over the baselines. Code and data are released to encourage further research: https://github.com/simonucl/adv-retreival-icl