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Knowledge-Augmented Reasoning for EUAIA Compliance and Adversarial Robustness of LLMs

arXiv.org Artificial Intelligence

The EU AI Act (EUAIA) introduces requirements for AI systems which intersect with the processes required to establish adversarial robustness. However, given the ambiguous language of regulation and the dynamicity of adversarial attacks, developers of systems with highly complex models such as LLMs may find their effort to be duplicated without the assurance of having achieved either compliance or robustness. This paper presents a functional architecture that focuses on bridging the two properties, by introducing components with clear reference to their source. Taking the detection layer recommended by the literature, and the reporting layer required by the law, we aim to support developers and auditors with a reasoning layer based on knowledge augmentation (rules, assurance cases, contextual mappings). Our findings demonstrate a novel direction for ensuring LLMs deployed in the EU are both compliant and adversarially robust, which underpin trustworthiness.


Can Language Models Reason about Individualistic Human Values and Preferences?

arXiv.org Artificial Intelligence

Recent calls for pluralistic alignment emphasize that AI systems should address the diverse needs of all people. Yet, efforts in this space often require sorting people into fixed buckets of pre-specified diversity-defining dimensions (e.g., demographics, personalities, communication styles), risking smoothing out or even stereotyping the rich spectrum of individualistic variations. To achieve an authentic representation of diversity that respects individuality, we propose individualistic alignment. While individualistic alignment can take various forms, in this paper, we introduce IndieValueCatalog, a dataset transformed from the influential World Values Survey (WVS), to study language models (LMs) on the specific challenge of individualistic value reasoning. Specifically, given a sample of an individual's value-expressing statements, models are tasked with predicting their value judgments in novel cases. With IndieValueCatalog, we reveal critical limitations in frontier LMs' abilities to reason about individualistic human values with accuracies, only ranging between 55% to 65%. Moreover, our results highlight that a precise description of individualistic values cannot be approximated only via demographic information. We also identify a partiality of LMs in reasoning about global individualistic values, as measured by our proposed Value Inequity Index ({\sigma}INEQUITY). Finally, we train a series of Individualistic Value Reasoners (IndieValueReasoner) using IndieValueCatalog to enhance models' individualistic value reasoning capability, revealing new patterns and dynamics into global human values. We outline future research challenges and opportunities for advancing individualistic alignment.


ROS2-Based Simulation Framework for Cyberphysical Security Analysis of UAVs

arXiv.org Artificial Intelligence

We present a new simulator of Uncrewed Aerial Vehicles (UAVs) that is tailored to the needs of testing cyber-physical security attacks and defenses. Recent investigations into UAV safety have unveiled various attack surfaces and some defense mechanisms. However, due to escalating regulations imposed by aviation authorities on security research on real UAVs, and the substantial costs associated with hardware test-bed configurations, there arises a necessity for a simulator capable of substituting for hardware experiments, and/or narrowing down their scope to the strictly necessary. The study of different attack mechanisms requires specific features in a simulator. We propose a simulation framework based on ROS2, leveraging some of its key advantages, including modularity, replicability, customization, and the utilization of open-source tools such as Gazebo. Our framework has a built-in motion planner, controller, communication models and attack models. We share examples of research use cases that our framework can enable, demonstrating its utility.


Improving Temporal Link Prediction via Temporal Walk Matrix Projection

arXiv.org Artificial Intelligence

Temporal link prediction, aiming at predicting future interactions among entities based on historical interactions, is crucial for a series of real-world applications. Although previous methods have demonstrated the importance of relative encodings for effective temporal link prediction, computational efficiency remains a major concern in constructing these encodings. Moreover, existing relative encodings are usually constructed based on structural connectivity, where temporal information is seldom considered. To address the aforementioned issues, we first analyze existing relative encodings and unify them as a function of temporal walk matrices. This unification establishes a connection between relative encodings and temporal walk matrices, providing a more principled way for analyzing and designing relative encodings. Based on this analysis, we propose a new temporal graph neural network called TPNet, which introduces a temporal walk matrix that incorporates the time decay effect to simultaneously consider both temporal and structural information. Moreover, TPNet designs a random feature propagation mechanism with theoretical guarantees to implicitly maintain the temporal walk matrices, which improves the computation and storage efficiency. Experimental results on 13 benchmark datasets verify the effectiveness and efficiency of TPNet, where TPNet outperforms other baselines on most datasets and achieves a maximum speedup of $33.3 \times$ compared to the SOTA baseline. Our code can be found at \url{https://github.com/lxd99/TPNet}.


Enhancing Data Quality through Simple De-duplication: Navigating Responsible Computational Social Science Research

arXiv.org Artificial Intelligence

Research in natural language processing (NLP) for Computational Social Science (CSS) heavily relies on data from social media platforms. This data plays a crucial role in the development of models for analysing socio-linguistic phenomena within online communities. In this work, we conduct an in-depth examination of 20 datasets extensively used in NLP for CSS to comprehensively examine data quality. Our analysis reveals that social media datasets exhibit varying levels of data duplication. Consequently, this gives rise to challenges like label inconsistencies and data leakage, compromising the reliability of models. Our findings also suggest that data duplication has an impact on the current claims of state-of-the-art performance, potentially leading to an overestimation of model effectiveness in real-world scenarios. Finally, we propose new protocols and best practices for improving dataset development from social media data and its usage.


Towards Assuring EU AI Act Compliance and Adversarial Robustness of LLMs

arXiv.org Artificial Intelligence

Large language models are prone to misuse and vulnerable to security threats, raising significant safety and security concerns. The European Union's Artificial Intelligence Act seeks to enforce AI robustness in certain contexts, but faces implementation challenges due to the lack of standards, complexity of LLMs and emerging security vulnerabilities. Our research introduces a framework using ontologies, assurance cases, and factsheets to support engineers and stakeholders in understanding and documenting AI system compliance and security regarding adversarial robustness. This approach aims to ensure that LLMs adhere to regulatory standards and are equipped to counter potential threats.


Teaching Transformers Modular Arithmetic at Scale

arXiv.org Artificial Intelligence

Modular addition is, on its face, a simple operation: given $N$ elements in $\mathbb{Z}_q$, compute their sum modulo $q$. Yet, scalable machine learning solutions to this problem remain elusive: prior work trains ML models that sum $N \le 6$ elements mod $q \le 1000$. Promising applications of ML models for cryptanalysis-which often involve modular arithmetic with large $N$ and $q$-motivate reconsideration of this problem. This work proposes three changes to the modular addition model training pipeline: more diverse training data, an angular embedding, and a custom loss function. With these changes, we demonstrate success with our approach for $N = 256, q = 3329$, a case which is interesting for cryptographic applications, and a significant increase in $N$ and $q$ over prior work. These techniques also generalize to other modular arithmetic problems, motivating future work.


C3PA: An Open Dataset of Expert-Annotated and Regulation-Aware Privacy Policies to Enable Scalable Regulatory Compliance Audits

arXiv.org Artificial Intelligence

The development of tools and techniques to analyze and extract organizations data habits from privacy policies are critical for scalable regulatory compliance audits. Unfortunately, these tools are becoming increasingly limited in their ability to identify compliance issues and fixes. After all, most were developed using regulation-agnostic datasets of annotated privacy policies obtained from a time before the introduction of landmark privacy regulations such as EUs GDPR and Californias CCPA. In this paper, we describe the first open regulation-aware dataset of expert-annotated privacy policies, C3PA (CCPA Privacy Policy Provision Annotations), aimed to address this challenge. C3PA contains over 48K expert-labeled privacy policy text segments associated with responses to CCPA-specific disclosure mandates from 411 unique organizations. We demonstrate that the C3PA dataset is uniquely suited for aiding automated audits of compliance with CCPA-related disclosure mandates.


Misinformation with Legal Consequences (MisLC): A New Task Towards Harnessing Societal Harm of Misinformation

arXiv.org Artificial Intelligence

Misinformation, defined as false or inaccurate information, can result in significant societal harm when it is spread with malicious or even innocuous intent. The rapid online information exchange necessitates advanced detection mechanisms to mitigate misinformation-induced harm. Existing research, however, has predominantly focused on assessing veracity, overlooking the legal implications and social consequences of misinformation. In this work, we take a novel angle to consolidate the definition of misinformation detection using legal issues as a measurement of societal ramifications, aiming to bring interdisciplinary efforts to tackle misinformation and its consequence. We introduce a new task: Misinformation with Legal Consequence (MisLC), which leverages definitions from a wide range of legal domains covering 4 broader legal topics and 11 fine-grained legal issues, including hate speech, election laws, and privacy regulations. For this task, we advocate a two-step dataset curation approach that utilizes crowd-sourced checkworthiness and expert evaluations of misinformation. We provide insights about the MisLC task through empirical evidence, from the problem definition to experiments and expert involvement. While the latest large language models and retrieval-augmented generation are effective baselines for the task, we find they are still far from replicating expert performance.


Real-World Benchmarks Make Membership Inference Attacks Fail on Diffusion Models

arXiv.org Artificial Intelligence

Membership inference attacks (MIAs) on diffusion models have emerged as potential evidence of unauthorized data usage in training pre-trained diffusion models. These attacks aim to detect the presence of specific images in training datasets of diffusion models. Our study delves into the evaluation of state-of-the-art MIAs on diffusion models and reveals critical flaws and overly optimistic performance estimates in existing MIA evaluation. We introduce CopyMark, a more realistic MIA benchmark that distinguishes itself through the support for pre-trained diffusion models, unbiased datasets, and fair evaluation pipelines. Through extensive experiments, we demonstrate that the effectiveness of current MIA methods significantly degrades under these more practical conditions. Based on our results, we alert that MIA, in its current state, is not a reliable approach for identifying unauthorized data usage in pre-trained diffusion models. To the best of our knowledge, we are the first to discover the performance overestimation of MIAs on diffusion models and present a unified benchmark for more realistic evaluation. Our code is available on GitHub: \url{https://github.com/caradryanl/CopyMark}.