Government
Using AI Alignment Theory to understand the potential pitfalls of regulatory frameworks
The objective of this paper is to leverage insights from Alignment Theory (AT) research, which primarily focus on the potential pitfalls of technical alignment in Artificial Intelligence, to critically examine the European Union's Artificial Intelligence Act (EU AI Act). In the context of AT research, several key failure modes - such as proxy gaming, goal drift, reward hacking or specification gaming - have been identified. These can arise when AI systems are not properly aligned with their intended objectives. The central logic of this report is: what can we learn if we treat regulatory efforts in the same way as we treat advanced AI systems? By applying these concepts to the EU AI Act, this project uncovers potential vulnerabilities and areas for improvement in the regulation, ensuring it effectively addresses the complexities and risks associated with AI technologies.
KnowGraph: Knowledge-Enabled Anomaly Detection via Logical Reasoning on Graph Data
Zhou, Andy, Xu, Xiaojun, Raghunathan, Ramesh, Lal, Alok, Guan, Xinze, Yu, Bin, Li, Bo
Graph-based anomaly detection is pivotal in diverse security applications, such as fraud detection in transaction networks and intrusion detection for network traffic. Standard approaches, including Graph Neural Networks (GNNs), often struggle to generalize across shifting data distributions. Meanwhile, real-world domain knowledge is more stable and a common existing component of real-world detection strategies. To explicitly integrate such knowledge into data-driven models such as GCNs, we propose KnowGraph, which integrates domain knowledge with data-driven learning for enhanced graph-based anomaly detection. KnowGraph comprises two principal components: (1) a statistical learning component that utilizes a main model for the overarching detection task, augmented by multiple specialized knowledge models that predict domain-specific semantic entities; (2) a reasoning component that employs probabilistic graphical models to execute logical inferences based on model outputs, encoding domain knowledge through weighted first-order logic formulas. Extensive experiments on these large-scale real-world datasets show that KnowGraph consistently outperforms state-of-the-art baselines in both transductive and inductive settings, achieving substantial gains in average precision when generalizing to completely unseen test graphs. Further ablation studies demonstrate the effectiveness of the proposed reasoning component in improving detection performance, especially under extreme class imbalance. These results highlight the potential of integrating domain knowledge into data-driven models for high-stakes, graph-based security applications.
Baseflow identification via explainable AI with Kolmogorov-Arnold networks
Liu, Chuyang, Roy, Tirthankar, Tartakovsky, Daniel M., Dwivedi, Dipankar
Hydrological models often involve constitutive laws that may not be optimal in every application. We propose to replace such laws with the Kolmogorov-Arnold networks (KANs), a class of neural networks designed to identify symbolic expressions. We demonstrate KAN's potential on the problem of baseflow identification, a notoriously challenging task plagued by significant uncertainty. KAN-derived functional dependencies of the baseflow components on the aridity index outperform their original counterparts. On a test set, they increase the Nash-Sutcliffe Efficiency (NSE) by 67%, decrease the root mean squared error by 30%, and increase the Kling-Gupta efficiency by 24%. This superior performance is achieved while reducing the number of fitting parameters from three to two. Next, we use data from 378 catchments across the continental United States to refine the water-balance equation at the mean-annual scale. The KAN-derived equations based on the refined water balance outperform both the current aridity index model, with up to a 105% increase in NSE, and the KAN-derived equations based on the original water balance. While the performance of our model and tree-based machine learning methods is similar, KANs offer the advantage of simplicity and transparency and require no specific software or computational tools. This case study focuses on the aridity index formulation, but the approach is flexible and transferable to other hydrological processes.
MELO: An Evaluation Benchmark for Multilingual Entity Linking of Occupations
Retyk, Federico, Gasco, Luis, Carrino, Casimiro Pio, Deniz, Daniel, Zbib, Rabih
We present the Multilingual Entity Linking of Occupations (MELO) Benchmark, a new collection of 48 datasets for evaluating the linking of entity mentions in 21 languages to the ESCO Occupations multilingual taxonomy. MELO was built using high-quality, pre-existent human annotations. We conduct experiments with simple lexical models and general-purpose sentence encoders, evaluated as bi-encoders in a zero-shot setup, to establish baselines for future research.
NeRF-Accelerated Ecological Monitoring in Mixed-Evergreen Redwood Forest
Korycki, Adam, Yeaton, Cory, Gilbert, Gregory S., Josephson, Colleen, McGuire, Steve
Forest mapping provides critical observational data needed to understand the dynamics of forest environments. Notably, tree diameter at breast height (DBH) is a metric used to estimate forest biomass and carbon dioxide sequestration. Manual methods of forest mapping are labor intensive and time consuming, a bottleneck for large-scale mapping efforts. Automated mapping relies on acquiring dense forest reconstructions, typically in the form of point clouds. Terrestrial laser scanning (TLS) and mobile laser scanning (MLS) generate point clouds using expensive LiDAR sensing, and have been used successfully to estimate tree diameter. Neural radiance fields (NeRFs) are an emergent technology enabling photorealistic, vision-based reconstruction by training a neural network on a sparse set of input views. In this paper, we present a comparison of MLS and NeRF forest reconstructions for the purpose of trunk diameter estimation in a mixed-evergreen Redwood forest. In addition, we propose an improved DBH-estimation method using convex-hull modeling. Using this approach, we achieved 1.68 cm RMSE, which consistently outperformed standard cylinder modeling approaches. Our code contributions and forest datasets are freely available at https://github.com/harelab-ucsc/RedwoodNeRF.
Evaluating Differentially Private Synthetic Data Generation in High-Stakes Domains
Ramesh, Krithika, Gandhi, Nupoor, Madaan, Pulkit, Bauer, Lisa, Peris, Charith, Field, Anjalie
The difficulty of anonymizing text data hinders the development and deployment of NLP in high-stakes domains that involve private data, such as healthcare and social services. Poorly anonymized sensitive data cannot be easily shared with annotators or external researchers, nor can it be used to train public models. In this work, we explore the feasibility of using synthetic data generated from differentially private language models in place of real data to facilitate the development of NLP in these domains without compromising privacy. In contrast to prior work, we generate synthetic data for real high-stakes domains, and we propose and conduct use-inspired evaluations to assess data quality. Our results show that prior simplistic evaluations have failed to highlight utility, privacy, and fairness issues in the synthetic data. Overall, our work underscores the need for further improvements to synthetic data generation for it to be a viable way to enable privacy-preserving data sharing.
Correspondence of NNGP Kernel and the Matern Kernel
Muyskens, Amanda, Priest, Benjamin W., Goumiri, Imene R., Schneider, Michael D.
Kernels representing limiting cases of neural network architectures have recently gained popularity. However, the application and performance of these new kernels compared to existing options, such as the Matern kernel, is not well studied. We take a practical approach to explore the neural network Gaussian process (NNGP) kernel and its application to data in Gaussian process regression. We first demonstrate the necessity of normalization to produce valid NNGP kernels and explore related numerical challenges. We further demonstrate that the predictions from this model are quite inflexible, and therefore do not vary much over the valid hyperparameter sets. We then demonstrate a surprising result that the predictions given from the NNGP kernel correspond closely to those given by the Matern kernel under specific circumstances, which suggests a deep similarity between overparameterized deep neural networks and the Matern kernel. Finally, we demonstrate the performance of the NNGP kernel as compared to the Matern kernel on three benchmark data cases, and we conclude that for its flexibility and practical performance, the Matern kernel is preferred to the novel NNGP in practical applications.
Identifying Money Laundering Subgraphs on the Blockchain
Song, Kiwhan, Dhraief, Mohamed Ali, Xu, Muhua, Cai, Locke, Chen, Xuhao, Arvind, null, Chen, Jie
Anti-Money Laundering (AML) involves the identification of money laundering crimes in financial activities, such as cryptocurrency transactions. Recent studies advanced AML through the lens of graph-based machine learning, modeling the web of financial transactions as a graph and developing graph methods to identify suspicious activities. For instance, a recent effort on opensourcing datasets and benchmarks, Elliptic2, treats a set of Bitcoin addresses, considered to be controlled by the same entity, as a graph node and transactions among entities as graph edges. This modeling reveals the "shape" of a money laundering scheme - a subgraph on the blockchain. Despite the attractive subgraph classification results benchmarked by the paper, competitive methods remain expensive to apply due to the massive size of the graph; moreover, existing methods require candidate subgraphs as inputs which may not be available in practice. In this work, we introduce RevTrack, a graph-based framework that enables large-scale AML analysis with a lower cost and a higher accuracy. The key idea is to track the initial senders and the final receivers of funds; these entities offer a strong indication of the nature (licit vs. suspicious) of their respective subgraph. Based on this framework, we propose RevClassify, which is a neural network model for subgraph classification. Additionally, we address the practical problem where subgraph candidates are not given, by proposing RevFilter. This method identifies new suspicious subgraphs by iteratively filtering licit transactions, using RevClassify. Benchmarking these methods on Elliptic2, a new standard for AML, we show that RevClassify outperforms state-of-the-art subgraph classification techniques in both cost and accuracy. Furthermore, we demonstrate the effectiveness of RevFilter in discovering new suspicious subgraphs, confirming its utility for practical AML.
A Systematic Review of Edge Case Detection in Automated Driving: Methods, Challenges and Future Directions
Rahmani, Saeed, Rieder, Sabine, de Gelder, Erwin, Sonntag, Marcel, Mallada, Jorge Lorente, Kalisvaart, Sytze, Hashemi, Vahid, Calvert, Simeon C.
The rapid development of automated vehicles (AVs) promises to revolutionize transportation by enhancing safety and efficiency. However, ensuring their reliability in diverse real-world conditions remains a significant challenge, particularly due to rare and unexpected situations known as edge cases. Although numerous approaches exist for detecting edge cases, there is a notable lack of a comprehensive survey that systematically reviews these techniques. This paper fills this gap by presenting a practical, hierarchical review and systematic classification of edge case detection and assessment methodologies. Our classification is structured on two levels: first, categorizing detection approaches according to AV modules, including perception-related and trajectory-related edge cases; and second, based on underlying methodologies and theories guiding these techniques. We extend this taxonomy by introducing a new class called "knowledge-driven" approaches, which is largely overlooked in the literature. Additionally, we review the techniques and metrics for the evaluation of edge case detection methods and identified edge cases. To our knowledge, this is the first survey to comprehensively cover edge case detection methods across all AV subsystems, discuss knowledge-driven edge cases, and explore evaluation techniques for detection methods. This structured and multi-faceted analysis aims to facilitate targeted research and modular testing of AVs. Moreover, by identifying the strengths and weaknesses of various approaches and discussing the challenges and future directions, this survey intends to assist AV developers, researchers, and policymakers in enhancing the safety and reliability of automated driving (AD) systems through effective edge case detection.
Driving Privacy Forward: Mitigating Information Leakage within Smart Vehicles through Synthetic Data Generation
Smart vehicles produce large amounts of data, much of which is sensitive and at risk of privacy breaches. As attackers increasingly exploit anonymised metadata within these datasets to profile drivers, it's important to find solutions that mitigate this information leakage without hindering innovation and ongoing research. Synthetic data has emerged as a promising tool to address these privacy concerns, as it allows for the replication of real-world data relationships while minimising the risk of revealing sensitive information. In this paper, we examine the use of synthetic data to tackle these challenges. We start by proposing a comprehensive taxonomy of 14 in-vehicle sensors, identifying potential attacks and categorising their vulnerability. We then focus on the most vulnerable signals, using the Passive Vehicular Sensor (PVS) dataset to generate synthetic data with a Tabular Variational Autoencoder (TVAE) model, which included over 1 million data points. Finally, we evaluate this against 3 core metrics: fidelity, utility, and privacy. Our results show that we achieved 90.1% statistical similarity and 78% classification accuracy when tested on its original intent while also preventing the profiling of the driver. The code can be found at https://github.com/krish-parikh/Synthetic-Data-Generation