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Grounding Foundation Models through Federated Transfer Learning: A General Framework

arXiv.org Artificial Intelligence

Foundation Models (FMs) such as GPT-4 encoded with vast knowledge and powerful emergent abilities have achieved remarkable success in various natural language processing and computer vision tasks. Grounding FMs by adapting them to domain-specific tasks or augmenting them with domain-specific knowledge enables us to exploit the full potential of FMs. However, grounding FMs faces several challenges, stemming primarily from constrained computing resources, data privacy, model heterogeneity, and model ownership. Federated Transfer Learning (FTL), the combination of federated learning and transfer learning, provides promising solutions to address these challenges. In recent years, the need for grounding FMs leveraging FTL, coined FTL-FM, has arisen strongly in both academia and industry. Motivated by the strong growth in FTL-FM research and the potential impact of FTL-FM on industrial applications, we propose an FTL-FM framework that formulates problems of grounding FMs in the federated learning setting, construct a detailed taxonomy based on the FTL-FM framework to categorize state-of-the-art FTL-FM works, and comprehensively overview FTL-FM works based on the proposed taxonomy. We also establish correspondences between FTL-FM and conventional phases of adapting FM so that FM practitioners can align their research works with FTL-FM. In addition, we overview advanced efficiency-improving and privacy-preserving techniques because efficiency and privacy are critical concerns in FTL-FM. Last, we discuss opportunities and future research directions of FTL-FM.


DeepInception: Hypnotize Large Language Model to Be Jailbreaker

arXiv.org Artificial Intelligence

Despite remarkable success in various applications, large language models (LLMs) are vulnerable to adversarial jailbreaks that make the safety guardrails void. However, previous studies for jailbreaks usually resort to brute-force optimization or extrapolations of a high computation cost, which might not be practical or effective. In this paper, inspired by the Milgram experiment w.r.t. the authority power for inciting harmfulness, we disclose a lightweight method, termed DeepInception, which can easily hypnotize LLM to be a jailbreaker. Specifically, DeepInception leverages the personification ability of LLM to construct a novel nested scene to behave, which realizes an adaptive way to escape the usage control in a normal scenario. Empirically, our DeepInception can achieve competitive jailbreak success rates with previous counterparts and realize a continuous jailbreak in subsequent interactions, which reveals the critical weakness of self-losing on both open and closed-source LLMs like Falcon, Vicuna-v1.5, Llama-2, and GPT-3.5-turbo/4. Our investigation appeals to people to pay more attention to the safety aspects of LLMs and develop a stronger defense against their misuse risks. The code is publicly available at: https://github.com/tmlr-group/DeepInception.


Unmasking Bias in AI: A Systematic Review of Bias Detection and Mitigation Strategies in Electronic Health Record-based Models

arXiv.org Artificial Intelligence

Objectives: Leveraging artificial intelligence (AI) in conjunction with electronic health records (EHRs) holds transformative potential to improve healthcare. Yet, addressing bias in AI, which risks worsening healthcare disparities, cannot be overlooked. This study reviews methods to detect and mitigate diverse forms of bias in AI models developed using EHR data. Methods: We conducted a systematic review following the Preferred Reporting Items for Systematic Reviews and Meta-analyses (PRISMA) guidelines, analyzing articles from PubMed, Web of Science, and IEEE published between January 1, 2010, and Dec 17, 2023. The review identified key biases, outlined strategies for detecting and mitigating bias throughout the AI model development process, and analyzed metrics for bias assessment. Results: Of the 450 articles retrieved, 20 met our criteria, revealing six major bias types: algorithmic, confounding, implicit, measurement, selection, and temporal. The AI models were primarily developed for predictive tasks in healthcare settings. Four studies concentrated on the detection of implicit and algorithmic biases employing fairness metrics like statistical parity, equal opportunity, and predictive equity. Sixty proposed various strategies for mitigating biases, especially targeting implicit and selection biases. These strategies, evaluated through both performance (e.g., accuracy, AUROC) and fairness metrics, predominantly involved data collection and preprocessing techniques like resampling, reweighting, and transformation. Discussion: This review highlights the varied and evolving nature of strategies to address bias in EHR-based AI models, emphasizing the urgent needs for the establishment of standardized, generalizable, and interpretable methodologies to foster the creation of ethical AI systems that promote fairness and equity in healthcare.


A Survey of Federated Unlearning: A Taxonomy, Challenges and Future Directions

arXiv.org Artificial Intelligence

The evolution of privacy-preserving Federated Learning (FL) has led to an increasing demand for implementing the right to be forgotten. The implementation of selective forgetting is particularly challenging in FL due to its decentralized nature. This complexity has given rise to a new field, Federated Unlearning (FU). FU emerges as a strategic solution to address the increasing need for data privacy, including the implementation of the `right to be forgotten'. The primary challenge in developing FU approaches lies in balancing the trade-offs in privacy, security, utility, and efficiency, as these elements often have competing requirements. Achieving an optimal equilibrium among these facets is crucial for maintaining the effectiveness and usability of FL systems while adhering to privacy and security standards. This survey provides a comprehensive analysis of existing FU methods, incorporating a detailed review of the various evaluation metrics. Furthermore, we unify these diverse methods and metrics into an experimental framework. Additionally, the survey discusses potential future research directions in FU. Finally, a continually updated repository of related open-source materials is available at: https://github.com/abbottyanginchina/Awesome-Federated-Unlearning.


Diffusion Models: A Comprehensive Survey of Methods and Applications

arXiv.org Artificial Intelligence

Diffusion models have emerged as a powerful new family of deep generative models with record-breaking performance in many applications, including image synthesis, video generation, and molecule design. In this survey, we provide an overview of the rapidly expanding body of work on diffusion models, categorizing the research into three key areas: efficient sampling, improved likelihood estimation, and handling data with special structures. We also discuss the potential for combining diffusion models with other generative models for enhanced results. We further review the wide-ranging applications of diffusion models in fields spanning from computer vision, natural language generation, temporal data modeling, to interdisciplinary applications in other scientific disciplines. This survey aims to provide a contextualized, in-depth look at the state of diffusion models, identifying the key areas of focus and pointing to potential areas for further exploration. Github: https://github.com/YangLing0818/Diffusion-Models-Papers-Survey-Taxonomy.


Software-Based Dialogue Systems: Survey, Taxonomy and Challenges

arXiv.org Artificial Intelligence

The use of natural language interfaces in the field of human-computer interaction is undergoing intense study through dedicated scientific and industrial research. The latest contributions in the field, including deep learning approaches like recurrent neural networks, the potential of context-aware strategies and user-centred design approaches, have brought back the attention of the community to software-based dialogue systems, generally known as conversational agents or chatbots. Nonetheless, and given the novelty of the field, a generic, context-independent overview on the current state of research of conversational agents covering all research perspectives involved is missing. Motivated by this context, this paper reports a survey of the current state of research of conversational agents through a systematic literature review of secondary studies. The conducted research is designed to develop an exhaustive perspective through a clear presentation of the aggregated knowledge published by recent literature within a variety of domains, research focuses and contexts. As a result, this research proposes a holistic taxonomy of the different dimensions involved in the conversational agents' field, which is expected to help researchers and to lay the groundwork for future research in the field of natural language interfaces.


Review on Fault Diagnosis and Fault-Tolerant Control Scheme for Robotic Manipulators: Recent Advances in AI, Machine Learning, and Digital Twin

arXiv.org Artificial Intelligence

This comprehensive review article delves into the intricate realm of fault-tolerant control (FTC) schemes tailored for robotic manipulators. Our exploration spans the historical evolution of FTC, tracing its development over time, and meticulously examines the recent breakthroughs fueled by the synergistic integration of cutting-edge technologies such as artificial intelligence (AI), machine learning (ML), and digital twin technologies (DTT). The article places a particular emphasis on the transformative influence these contemporary trends exert on the landscape of robotic manipulator control and fault tolerance. By delving into the historical context, our aim is to provide a comprehensive understanding of the evolution of FTC schemes. This journey encompasses the transition from model-based and signal-based schemes to the role of sensors, setting the stage for an exploration of the present-day paradigm shift enabled by AI, ML, and DTT. The narrative unfolds as we dissect the intricate interplay between these advanced technologies and their applications in enhancing fault tolerance within the domain of robotic manipulators. Our review critically evaluates the impact of these advancements, shedding light on the novel methodologies, techniques, and applications that have emerged in recent times. The overarching goal of this article is to present a comprehensive perspective on the current state of fault diagnosis and fault-tolerant control within the context of robotic manipulators, positioning our exploration within the broader framework of AI, ML, and DTT advancements. Through a meticulous examination of both historical foundations and contemporary innovations, this review significantly contributes to the existing body of knowledge, offering valuable insights for researchers, practitioners, and enthusiasts navigating the dynamic landscape of robotic manipulator control.


A Systematic Survey of Prompt Engineering in Large Language Models: Techniques and Applications

arXiv.org Artificial Intelligence

Prompt engineering has emerged as an indispensable technique for extending the capabilities of large language models (LLMs) and vision-language models (VLMs). This approach leverages task-specific instructions, known as prompts, to enhance model efficacy without modifying the core model parameters. Rather than updating the model parameters, prompts allow seamless integration of pre-trained models into downstream tasks by eliciting desired model behaviors solely based on the given prompt. Prompts can be natural language instructions that provide context to guide the model or learned vector representations that activate relevant knowledge. This burgeoning field has enabled success across various applications, from question-answering to commonsense reasoning. However, there remains a lack of systematic organization and understanding of the diverse prompt engineering methods and techniques. This survey paper addresses the gap by providing a structured overview of recent advancements in prompt engineering, categorized by application area. For each prompting approach, we provide a summary detailing the prompting methodology, its applications, the models involved, and the datasets utilized. We also delve into the strengths and limitations of each approach and include a taxonomy diagram and table summarizing datasets, models, and critical points of each prompting technique. This systematic analysis enables a better understanding of this rapidly developing field and facilitates future research by illuminating open challenges and opportunities for prompt engineering.


Analyzing the Evolution and Maintenance of ML Models on Hugging Face

arXiv.org Artificial Intelligence

Hugging Face (HF) has established itself as a crucial platform for the development and sharing of machine learning (ML) models. This repository mining study, which delves into more than 380,000 models using data gathered via the HF Hub API, aims to explore the community engagement, evolution, and maintenance around models hosted on HF, aspects that have yet to be comprehensively explored in the literature. We first examine the overall growth and popularity of HF, uncovering trends in ML domains, framework usage, authors grouping and the evolution of tags and datasets used. Through text analysis of model card descriptions, we also seek to identify prevalent themes and insights within the developer community. Our investigation further extends to the maintenance aspects of models, where we evaluate the maintenance status of ML models, classify commit messages into various categories (corrective, perfective, and adaptive), analyze the evolution across development stages of commits metrics and introduce a new classification system that estimates the maintenance status of models based on multiple attributes. This study aims to provide valuable insights about ML model maintenance and evolution that could inform future model development strategies on platforms like HF.


A Survey on Transformer Compression

arXiv.org Artificial Intelligence

Abstract--Large models based on the Transformer architecture play increasingly vital roles in artificial intelligence, particularly within the realms of natural language processing (NLP) and computer vision (CV). Model compression methods reduce their memory and computational cost, which is a necessary step to implement the transformer models on practical devices. Given the unique architecture of transformer, featuring alternative attention and Feedforward Neural Network (FFN) modules, specific compression techniques are required. The efficiency of these compression methods is also paramount, as it is usually impractical to retrain large models on the entire training dataset. This survey provides a comprehensive review of recent compression methods, with a specific focus on their application to transformer models. The compression methods are primarily categorized into pruning, quantization, knowledge distillation, and efficient architecture design. In each category, we discuss compression methods for both CV and NLP tasks, highlighting common underlying principles. At last, we delve into the relation between various compression methods, and discuss the further directions in this domain. For example, When quantizing a full-precision model (MLP), convolutional neural network (CNN), recurrent neural (float32) into 8-bit integers, the memory cost can be reduced network (RNN), long short-term memory (LSTM), Transformers, by a factor of four. In recent times, transformer-based models have emerged as the be divided into post-training quantization(PTQ) or quantizationaware prevailing choice across various domains, including both natural training (QAT), in which the former only incurs limited language processing (NLP) and computer vision (CV) domains. Knowledge Considering their strong scaling ability, most of the large models distillation serves as a training strategy, which transfers knowledge with over billions of parameters are based on the transformer from a large model (teacher) to a smaller model (student). The architecture, which are considered as foundational elements for student mimics the behavior of the teacher by emulating the general artificial intelligence (AGI) [1], [2], [3], [4], [5], [6]. Notably, for advanced While large models have demonstrated significant capabilities, models like GPT-4, accessible only through APIs, their generated their exceptionally vast sizes pose challenges for practical instructions and explanations can also guide the learning of the development. For instance, the GPT-3 model has 175 billion student model [7], [8].In addition to obtaining models from predefined parameters and demands approximately about 350GB memory large models, some methods yield efficient architectures model storage (float16). The sheer volume of parameters and by directly reducing the computational complexity of attention the associated computational expenses necessitate devices with modules or FFN modules.