Overview
Advancing Fairness in Natural Language Processing: From Traditional Methods to Explainability
The burgeoning field of Natural Language Processing (NLP) stands at a critical juncture where the integration of fairness within its frameworks has become an imperative. This PhD thesis addresses the need for equity and transparency in NLP systems, recognizing that fairness in NLP is not merely a technical challenge but a moral and ethical necessity, requiring a rigorous examination of how these technologies interact with and impact diverse human populations. Through this lens, this thesis undertakes a thorough investigation into the development of equitable NLP methodologies and the evaluation of biases that prevail in current systems. First, it introduces an innovative algorithm to mitigate biases in multi-class classifiers, tailored for high-risk NLP applications, surpassing traditional methods in both bias mitigation and prediction accuracy. Then, an analysis of the Bios dataset reveals the impact of dataset size on discriminatory biases and the limitations of standard fairness metrics. This awareness has led to explorations in the field of explainable AI, aiming for a more complete understanding of biases where traditional metrics are limited. Consequently, the thesis presents COCKATIEL, a model-agnostic explainability method that identifies and ranks concepts in Transformer models, outperforming previous approaches in sentiment analysis tasks. Finally, the thesis contributes to bridging the gap between fairness and explainability by introducing TaCo, a novel method to neutralize bias in Transformer model embeddings. In conclusion, this thesis constitutes a significant interdisciplinary endeavor that intertwines explicability and fairness to challenge and reshape current NLP paradigms. The methodologies and critiques presented contribute to the ongoing discourse on fairness in machine learning, offering actionable solutions for more equitable and responsible AI systems.
Sound Check: Auditing Audio Datasets
Agnew, William, Barnett, Julia, Chu, Annie, Hong, Rachel, Feffer, Michael, Netzorg, Robin, Jiang, Harry H., Awumey, Ezra, Das, Sauvik
Generative audio models are rapidly advancing in both capabilities and public utilization -- several powerful generative audio models have readily available open weights, and some tech companies have released high quality generative audio products. Yet, while prior work has enumerated many ethical issues stemming from the data on which generative visual and textual models have been trained, we have little understanding of similar issues with generative audio datasets, including those related to bias, toxicity, and intellectual property. To bridge this gap, we conducted a literature review of hundreds of audio datasets and selected seven of the most prominent to audit in more detail. We found that these datasets are biased against women, contain toxic stereotypes about marginalized communities, and contain significant amounts of copyrighted work. To enable artists to see if they are in popular audio datasets and facilitate exploration of the contents of these datasets, we developed a web tool audio datasets exploration tool at https://audio-audit.vercel.app.
A Survey on Data Synthesis and Augmentation for Large Language Models
Wang, Ke, Zhu, Jiahui, Ren, Minjie, Liu, Zeming, Li, Shiwei, Zhang, Zongye, Zhang, Chenkai, Wu, Xiaoyu, Zhan, Qiqi, Liu, Qingjie, Wang, Yunhong
The success of Large Language Models (LLMs) is inherently linked to the availability of vast, diverse, and high-quality data for training and evaluation. However, the growth rate of high-quality data is significantly outpaced by the expansion of training datasets, leading to a looming data exhaustion crisis. This underscores the urgent need to enhance data efficiency and explore new data sources. In this context, synthetic data has emerged as a promising solution. Currently, data generation primarily consists of two major approaches: data augmentation and synthesis. This paper comprehensively reviews and summarizes data generation techniques throughout the lifecycle of LLMs, including data preparation, pre-training, fine-tuning, instruction-tuning, preference alignment, and applications. Furthermore, We discuss the current constraints faced by these methods and investigate potential pathways for future development and research. Our aspiration is to equip researchers with a clear understanding of these methodologies, enabling them to swiftly identify appropriate data generation strategies in the construction of LLMs, while providing valuable insights for future exploration.
STRUX: An LLM for Decision-Making with Structured Explanations
Lu, Yiming, Hu, Yebowen, Foroosh, Hassan, Jin, Wei, Liu, Fei
Countless decisions shape our daily lives, and it is paramount to understand the how and why behind these choices. In this paper, we introduce a new LLM decision-making framework called STRUX, which enhances LLM decision-making by providing structured explanations. These include favorable and adverse facts related to the decision, along with their respective strengths. STRUX begins by distilling lengthy information into a concise table of key facts. It then employs a series of self-reflection steps to determine which of these facts are pivotal, categorizing them as either favorable or adverse in relation to a specific decision. Lastly, we fine-tune an LLM to identify and prioritize these key facts to optimize decision-making. STRUX has been evaluated on the challenging task of forecasting stock investment decisions based on earnings call transcripts and demonstrated superior performance against strong baselines. It enhances decision transparency by allowing users to understand the impact of different factors, representing a meaningful step towards practical decision-making with LLMs.
Mapping Bias in Vision Language Models: Signposts, Pitfalls, and the Road Ahead
Sasse, Kuleen, Chen, Shan, Pond, Jackson, Bitterman, Danielle, Osborne, John
As Vision Language Models (VLMs) gain widespread use, their fairness remains under-explored. In this paper, we analyze demographic biases across five models and six datasets. We find that portrait datasets like UTKFace and CelebA are the best tools for bias detection, finding gaps in performance and fairness between LLaVa and CLIP models. However, scene based datasets like PATA, VLStereoSet fail to be useful benchmarks for bias due to their construction. As for pronoun based datasets like VisoGender, we receive mixed signals as only some subsets of the data are useful in providing insights. To alleviate this problem, we introduce a more difficult version of VisoGender to serve as a more rigorous evaluation. Based on these results, we call for more effective and carefully designed datasets to ensure VLMs are both fair and reliable.
MIRROR: A Novel Approach for the Automated Evaluation of Open-Ended Question Generation
Deroy, Aniket, Maity, Subhankar, Sarkar, Sudeshna
Automatic question generation is a critical task that involves evaluating question quality by considering factors such as engagement, pedagogical value, and the ability to stimulate critical thinking. These aspects require human-like understanding and judgment, which automated systems currently lack. However, human evaluations are costly and impractical for large-scale samples of generated questions. Therefore, we propose a novel system, MIRROR (Multi-LLM Iterative Review and Response for Optimized Rating), which leverages large language models (LLMs) to automate the evaluation process for questions generated by automated question generation systems. We experimented with several state-of-the-art LLMs, such as GPT-4, Gemini, and Llama2-70b. We observed that the scores of human evaluation metrics, namely relevance, appropriateness, novelty, complexity, and grammaticality, improved when using the feedback-based approach called MIRROR, tending to be closer to the human baseline scores. Furthermore, we observed that Pearson's correlation coefficient between GPT-4 and human experts improved when using our proposed feedback-based approach, MIRROR, compared to direct prompting for evaluation. Error analysis shows that our proposed approach, MIRROR, significantly helps to improve relevance and appropriateness.
From Lab to Pocket: A Novel Continual Learning-based Mobile Application for Screening COVID-19
Falero, Danny, Kabir, Muhammad Ashad, Homaira, Nusrat
Artificial intelligence (AI) has emerged as a promising tool for predicting COVID-19 from medical images. In this paper, we propose a novel continual learning-based approach and present the design and implementation of a mobile application for screening COVID-19. Our approach demonstrates the ability to adapt to evolving datasets, including data collected from different locations or hospitals, varying virus strains, and diverse clinical presentations, without retraining from scratch. We have evaluated state-of-the-art continual learning methods for detecting COVID-19 from chest X-rays and selected the best-performing model for our mobile app. We evaluated various deep learning architectures to select the best-performing one as a foundation model for continual learning. Both regularization and memory-based methods for continual learning were tested, using different memory sizes to develop the optimal continual learning model for our app. DenseNet161 emerged as the best foundation model with 96.87\% accuracy, and Learning without Forgetting (LwF) was the top continual learning method with an overall performance of 71.99\%. The mobile app design considers both patient and doctor perspectives. It incorporates the continual learning DenseNet161 LwF model on a cloud server, enabling the model to learn from new instances of chest X-rays and their classifications as they are submitted. The app is designed, implemented, and evaluated to ensure it provides an efficient tool for COVID-19 screening. The app is available to download from https://github.com/DannyFGitHub/COVID-19PneumoCheckApp.
Automating Traffic Model Enhancement with AI Research Agent
Guo, Xusen, Yang, Xinxi, Peng, Mingxing, Lu, Hongliang, Zhu, Meixin, Yang, Hai
Developing efficient traffic models is essential for optimizing transportation systems, yet current approaches remain time-intensive and susceptible to human errors due to their reliance on manual processes. Traditional workflows involve exhaustive literature reviews, formula optimization, and iterative testing, leading to inefficiencies in research. In response, we introduce the Traffic Research Agent (TR-Agent), an AI-driven system designed to autonomously develop and refine traffic models through an iterative, closed-loop process. Specifically, we divide the research pipeline into four key stages: idea generation, theory formulation, theory evaluation, and iterative optimization; and construct TR-Agent with four corresponding modules: Idea Generator, Code Generator, Evaluator, and Analyzer. Working in synergy, these modules retrieve knowledge from external resources, generate novel ideas, implement and debug models, and finally assess them on the evaluation datasets. Furthermore, the system continuously refines these models based on iterative feedback, enhancing research efficiency and model performance. Experimental results demonstrate that TR-Agent achieves significant performance improvements across multiple traffic models, including the Intelligent Driver Model (IDM) for car following, the MOBIL lane-changing model, and the Lighthill-Whitham-Richards (LWR) traffic flow model. Additionally, TR-Agent provides detailed explanations for its optimizations, allowing researchers to verify and build upon its improvements easily. This flexibility makes the framework a powerful tool for researchers in transportation and beyond. To further support research and collaboration, we have open-sourced both the code and data used in our experiments, facilitating broader access and enabling continued advancements in the field.
Information propagation dynamics in Deep Graph Networks
Graphs are a highly expressive abstraction for modeling entities and their relations, such as molecular structures, social networks, and traffic networks. Deep Graph Networks (DGNs) have emerged as a family of deep learning models that can effectively process and learn such structured information. However, learning effective information propagation patterns within DGNs remains a critical challenge that heavily influences the model capabilities, both in the static domain and in the temporal domain (where features and/or topology evolve). Given this challenge, this thesis investigates the dynamics of information propagation within DGNs for static and dynamic graphs, focusing on their design as dynamical systems. Throughout this work, we provide theoretical and empirical evidence to demonstrate the effectiveness of our proposed architectures in propagating and preserving long-term dependencies between nodes, and in learning complex spatio-temporal patterns from irregular and sparsely sampled dynamic graphs. In summary, this thesis provides a comprehensive exploration of the intersection between graphs, deep learning, and dynamical systems, offering insights and advancements for the field of graph representation learning and paving the way for more effective and versatile graph-based learning models.
A Survey on Deep Tabular Learning
Somvanshi, Shriyank, Das, Subasish, Javed, Syed Aaqib, Antariksa, Gian, Hossain, Ahmed
Tabular data, widely used in industries like healthcare, finance, and transportation, presents unique challenges for deep learning due to its heterogeneous nature and lack of spatial structure. This survey reviews the evolution of deep learning models for tabular data, from early fully connected networks (FCNs) to advanced architectures like TabNet, SAINT, TabTranSELU, and MambaNet. These models incorporate attention mechanisms, feature embeddings, and hybrid architectures to address tabular data complexities. TabNet uses sequential attention for instance-wise feature selection, improving interpretability, while SAINT combines self-attention and intersample attention to capture complex interactions across features and data points, both advancing scalability and reducing computational overhead. Hybrid architectures such as TabTransformer and FT-Transformer integrate attention mechanisms with multi-layer perceptrons (MLPs) to handle categorical and numerical data, with FT-Transformer adapting transformers for tabular datasets. Research continues to balance performance and efficiency for large datasets. Graph-based models like GNN4TDL and GANDALF combine neural networks with decision trees or graph structures, enhancing feature representation and mitigating overfitting in small datasets through advanced regularization techniques. Diffusion-based models like the Tabular Denoising Diffusion Probabilistic Model (TabDDPM) generate synthetic data to address data scarcity, improving model robustness. Similarly, models like TabPFN and Ptab leverage pre-trained language models, incorporating transfer learning and self-supervised techniques into tabular tasks. This survey highlights key advancements and outlines future research directions on scalability, generalization, and interpretability in diverse tabular data applications.