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Undesirable Memorization in Large Language Models: A Survey

arXiv.org Artificial Intelligence

While recent research increasingly showcases the remarkable capabilities of Large Language Models (LLMs), it's vital to confront their hidden pitfalls. Among these challenges, the issue of memorization stands out, posing significant ethical and legal risks. In this paper, we presents a Systematization of Knowledge (SoK) on the topic of memorization in LLMs. Memorization is the effect that a model tends to store and reproduce phrases or passages from the training data and has been shown to be the fundamental issue to various privacy and security attacks against LLMs. We begin by providing an overview of the literature on the memorization, exploring it across five key dimensions: intentionality, degree, retrievability, abstraction, and transparency. Next, we discuss the metrics and methods used to measure memorization, followed by an analysis of the factors that contribute to memorization phenomenon. We then examine how memorization manifests itself in specific model architectures and explore strategies for mitigating these effects. We conclude our overview by identifying potential research topics for the near future: to develop methods for balancing performance and privacy in LLMs, and the analysis of memorization in specific contexts, including conversational agents, retrieval-augmented generation, multilingual language models, and diffusion language models.


Achieving Fairness in Predictive Process Analytics via Adversarial Learning (Extended Version)

arXiv.org Artificial Intelligence

Predictive business process analytics has become important for organizations, offering real-time operational support for their processes. However, these algorithms often perform unfair predictions because they are based on biased variables (e.g., gender or nationality), namely variables embodying discrimination. This paper addresses the challenge of integrating a debiasing phase into predictive business process analytics to ensure that predictions are not influenced by biased variables. Our framework leverages on adversial debiasing is evaluated on four case studies, showing a significant reduction in the contribution of biased variables to the predicted value. The proposed technique is also compared with the state of the art in fairness in process mining, illustrating that our framework allows for a more enhanced level of fairness, while retaining a better prediction quality.


Ethio-Fake: Cutting-Edge Approaches to Combat Fake News in Under-Resourced Languages Using Explainable AI

arXiv.org Artificial Intelligence

The proliferation of fake news has emerged as a significant threat to the integrity of information dissemination, particularly on social media platforms. Misinformation can spread quickly due to the ease of creating and disseminating content, affecting public opinion and sociopolitical events. Identifying false information is therefore essential to reducing its negative consequences and maintaining the reliability of online news sources. Traditional approaches to fake news detection often rely solely on content-based features, overlooking the crucial role of social context in shaping the perception and propagation of news articles. In this paper, we propose a comprehensive approach that integrates social context-based features with news content features to enhance the accuracy of fake news detection in under-resourced languages. We perform several experiments utilizing a variety of methodologies, including traditional machine learning, neural networks, ensemble learning, and transfer learning. Assessment of the outcomes of the experiments shows that the ensemble learning approach has the highest accuracy, achieving a 0.99 F1 score. Additionally, when compared with monolingual models, the fine-tuned model with the target language outperformed others, achieving a 0.94 F1 score. We analyze the functioning of the models, considering the important features that contribute to model performance, using explainable AI techniques.


Three-in-One: Fast and Accurate Transducer for Hybrid-Autoregressive ASR

arXiv.org Artificial Intelligence

We present Hybrid-Autoregressive INference TrANsducers (HAINAN), a novel architecture for speech recognition that extends the Token-and-Duration Transducer (TDT) model. Trained with randomly masked predictor network outputs, HAINAN supports both autoregressive inference with all network components and non-autoregressive inference without the predictor. Additionally, we propose a novel semi-autoregressive inference paradigm that first generates an initial hypothesis using non-autoregressive inference, followed by refinement steps where each token prediction is regenerated using parallelized autoregression on the initial hypothesis. Experiments on multiple datasets across different languages demonstrate that HAINAN achieves efficiency parity with CTC in non-autoregressive mode and with TDT in autoregressive mode. In terms of accuracy, autoregressive HAINAN outperforms TDT and RNN-T, while non-autoregressive HAINAN significantly outperforms CTC. Semi-autoregressive inference further enhances the model's accuracy with minimal computational overhead, and even outperforms TDT results in some cases. End-to-end neural automatic speech recognition (ASR) has seen significant advancements in recent years, namely due to the development of three architecture paradigms: Connectionist Temporal Classification (CTC) (Graves et al., 2006), Recurrent Neural Network Transducers (RNN-T) (Graves, 2012), and Attention-based Encoder and Decoder Models (Chorowski et al., 2015; Chan et al., 2016). These models have gained widespread adoption, supported by open-source projects such as ESPNet (Watanabe et al., 2018), SpeechBrain (Ravanelli et al., 2021), and NeMo (Kuchaiev et al., 2019), etc. CTC and RNN-T models share a frame-synchronous design, enabling streaming processing of speech input.


Improving Unsupervised Constituency Parsing via Maximizing Semantic Information

arXiv.org Artificial Intelligence

Unsupervised constituency parsers organize phrases within a sentence into a tree-shaped syntactic constituent structure that reflects the organization of sentence semantics. However, the traditional objective of maximizing sentence log-likelihood (LL) does not explicitly account for the close relationship between the constituent structure and the semantics, resulting in a weak correlation between LL values and parsing accuracy. In this paper, we introduce a novel objective for training unsupervised parsers: maximizing the information between constituent structures and sentence semantics (SemInfo). We introduce a bag-of-substrings model to represent the semantics and apply the probability-weighted information metric to estimate the SemInfo. Additionally, we develop a Tree Conditional Random Field (TreeCRF)-based model to apply the SemInfo maximization objective to Probabilistic Context-Free Grammar (PCFG) induction, the state-of-the-art method for unsupervised constituency parsing. Experiments demonstrate that SemInfo correlates more strongly with parsing accuracy than LL. Our algorithm significantly enhances parsing accuracy by an average of 7.85 points across five PCFG variants and in four languages, achieving new state-of-the-art results in three of the four languages.


Response Tuning: Aligning Large Language Models without Instruction

arXiv.org Artificial Intelligence

Instruction tuning-supervised fine-tuning using instruction-response pairs-is a foundational step in transitioning pre-trained Large Language Models (LLMs) into helpful and safe chat assistants. Our hypothesis is that establishing an adequate output space can enable such a transition given the capabilities inherent in pre-trained LLMs. To verify this, we propose Response Tuning (RT), which eliminates the instruction-conditioning step in instruction tuning and solely focuses on response space supervision. Our experiments demonstrate that RT models, trained only using responses, can effectively respond to a wide range of instructions and exhibit helpfulness comparable to that of their instruction-tuned counterparts. Furthermore, we observe that controlling the training response distribution can significantly improve their user preference or elicit target behaviors such as refusing assistance for unsafe queries. Our findings illuminate the role of establishing an adequate output space in alignment, highlighting the potential of the extensive inherent capabilities of pre-trained LLMs.


Learning the Latent Rules of a Game from Data: A Chess Story

arXiv.org Artificial Intelligence

We demonstrate that small pretrained foundational generative language models with millions of parameters can learn the latent rules of a process from data associated with the process. Inspired by Stefan Zweig's novella "Schachnovelle," also known as "The Royal Game" in English, we show that 28M and 125M parameter pretrained foundational small language models (SLMs) can be instruction fine-tuned with 1,000-to-1,000,000 examples to learn the rules of chess, propose legal moves, and accurately solve chess problems. We also explore the impact of successive language model fine-tuning epochs on improved outcomes and demonstrate reductions in model hallucinations by increasing the number of instruction fine-tuning examples.


Automated Tone Transcription and Clustering with Tone2Vec

arXiv.org Artificial Intelligence

Lexical tones play a crucial role in Sino-Tibetan languages. However, current phonetic fieldwork relies on manual effort, resulting in substantial time and financial costs. This is especially challenging for the numerous endangered languages that are rapidly disappearing, often compounded by limited funding. In this paper, we introduce pitch-based similarity representations for tone transcription, named Tone2Vec. Experiments on dialect clustering and variance show that Tone2Vec effectively captures fine-grained tone variation. Utilizing Tone2Vec, we develop the first automatic approach for tone transcription and clustering by presenting a novel representation transformation for transcriptions. Additionally, these algorithms are systematically integrated into an open-sourced and easy-to-use package, ToneLab, which facilitates automated fieldwork and cross-regional, cross-lexical analysis for tonal languages. Extensive experiments were conducted to demonstrate the effectiveness of our methods.


QDGset: A Large Scale Grasping Dataset Generated with Quality-Diversity

arXiv.org Artificial Intelligence

Recent advances in AI have led to significant results in robotic learning, but skills like grasping remain partially solved. Many recent works exploit synthetic grasping datasets to learn to grasp unknown objects. However, those datasets were generated using simple grasp sampling methods using priors. Recently, Quality-Diversity (QD) algorithms have been proven to make grasp sampling significantly more efficient. In this work, we extend QDG-6DoF, a QD framework for generating object-centric grasps, to scale up the production of synthetic grasping datasets. We propose a data augmentation method that combines the transformation of object meshes with transfer learning from previous grasping repertoires. The conducted experiments show that this approach reduces the number of required evaluations per discovered robust grasp by up to 20%. We used this approach to generate QDGset, a dataset of 6DoF grasp poses that contains about 3.5 and 4.5 times more grasps and objects, respectively, than the previous state-of-the-art. Our method allows anyone to easily generate data, eventually contributing to a large-scale collaborative dataset of synthetic grasps.


A novel neural network-based approach to derive a geomagnetic baseline for robust characterization of geomagnetic indices at mid-latitude

arXiv.org Artificial Intelligence

Geomagnetic indices derived from ground magnetic measurements characterize the intensity of solar-terrestrial interaction. The \textit{Kp} index derived from multiple magnetic observatories at mid-latitude has commonly been used for space weather operations. Yet, its temporal cadence is low and its intensity scale is crude. To derive a new generation of geomagnetic indices, it is desirable to establish a geomagnetic `baseline' that defines the quiet-level of activity without solar-driven perturbations. We present a new approach for deriving a baseline that represents the time-dependent quiet variations focusing on data from Chambon-la-For\^et, France. Using a filtering technique, the measurements are first decomposed into the above-diurnal variation and the sum of 24h, 12h, 8h, and 6h filters, called the daily variation. Using correlation tools and SHapley Additive exPlanations, we identify parameters that dominantly correlate with the daily variation. Here, we predict the daily `quiet' variation using a long short-term memory neural network trained using at least 11 years of data at 1h cadence. This predicted daily quiet variation is combined with linear extrapolation of the secular trend associated with the intrinsic geomagnetic variability, which dominates the above-diurnal variation, to yield a new geomagnetic baseline. Unlike the existing baselines, our baseline is insensitive to geomagnetic storms. It is thus suitable for defining geomagnetic indices that accurately reflect the intensity of solar-driven perturbations. Our methodology is quick to implement and scalable, making it suitable for real-time operation. Strategies for operational forecasting of our geomagnetic baseline 1 day and 27 days in advance are presented.