Africa
Beyond Binary Gender Labels: Revealing Gender Biases in LLMs through Gender-Neutral Name Predictions
You, Zhiwen, Lee, HaeJin, Mishra, Shubhanshu, Jeoung, Sullam, Mishra, Apratim, Kim, Jinseok, Diesner, Jana
Name-based gender prediction has traditionally categorized individuals as either female or male based on their names, using a binary classification system. That binary approach can be problematic in the cases of gender-neutral names that do not align with any one gender, among other reasons. Relying solely on binary gender categories without recognizing gender-neutral names can reduce the inclusiveness of gender prediction tasks. We introduce an additional gender category, i.e., "neutral", to study and address potential gender biases in Large Language Models (LLMs). We evaluate the performance of several foundational and large language models in predicting gender based on first names only. Additionally, we investigate the impact of adding birth years to enhance the accuracy of gender prediction, accounting for shifting associations between names and genders over time. Our findings indicate that most LLMs identify male and female names with high accuracy (over 80%) but struggle with gender-neutral names (under 40%), and the accuracy of gender prediction is higher for English-based first names than non-English names. The experimental results show that incorporating the birth year does not improve the overall accuracy of gender prediction, especially for names with evolving gender associations. We recommend using caution when applying LLMs for gender identification in downstream tasks, particularly when dealing with non-binary gender labels.
A Deep Dive into the Factors Influencing Financial Success: A Machine Learning Approach
Zhou, Michael, Ramezani, Ramin
This paper explores various socioeconomic factors that contribute to individual financial success using machine learning algorithms and approaches. Financial success, a critical aspect of all individual's well-being, is a complex concept influenced by various factors. This study aims to understand the determinants of financial success. It examines the survey data from the National Longitudinal Survey of Youth 1997 by the Bureau of Labor Statistics (1), consisting of a sample of 8,984 individuals's longitudinal data over years. The dataset comprises income variables and a large set of socioeconomic variables of individuals. An in-depth analysis shows the effectiveness of machine learning algorithms in financial success research, highlights the potential of leveraging longitudinal data to enhance prediction accuracy, and provides valuable insights into how various socioeconomic factors influence financial success. The findings highlight the significant influence of highest education degree, occupation and gender as the top three determinants of individual income among socioeconomic factors examined. Yearly working hours, age and work tenure follow as three secondary influencing factors, and all other factors including parental household income, industry, parents' highest grade and others are identified as tertiary factors. These insights allow researchers to better understand the complex nature of financial success, and are also crucial for fostering financial success among individuals and advancing broader societal well-being by providing insights for policymakers during decision-making process.
Auditing of AI: Legal, Ethical and Technical Approaches
AI auditing is a rapidly growing field of research and practice. This review article, which doubles as an editorial to Digital Societys topical collection on Auditing of AI, provides an overview of previous work in the field. Three key points emerge from the review. First, contemporary attempts to audit AI systems have much to learn from how audits have historically been structured and conducted in areas like financial accounting, safety engineering and the social sciences. Second, both policymakers and technology providers have an interest in promoting auditing as an AI governance mechanism. Academic researchers can thus fill an important role by studying the feasibility and effectiveness of different AI auditing procedures. Third, AI auditing is an inherently multidisciplinary undertaking, to which substantial contributions have been made by computer scientists and engineers as well as social scientists, philosophers, legal scholars and industry practitioners. Reflecting this diversity of perspectives, different approaches to AI auditing have different affordances and constraints. Specifically, a distinction can be made between technology-oriented audits, which focus on the properties and capabilities of AI systems, and process oriented audits, which focus on technology providers governance structures and quality management systems. The next step in the evolution of auditing as an AI governance mechanism, this article concludes, should be the interlinking of these available (and complementary) approaches into structured and holistic procedures to audit not only how AI systems are designed and used but also how they impact users, societies and the natural environment in applied settings over time.
DIALECTBENCH: A NLP Benchmark for Dialects, Varieties, and Closely-Related Languages
Faisal, Fahim, Ahia, Orevaoghene, Srivastava, Aarohi, Ahuja, Kabir, Chiang, David, Tsvetkov, Yulia, Anastasopoulos, Antonios
Language technologies should be judged on their usefulness in real-world use cases. An often overlooked aspect in natural language processing (NLP) research and evaluation is language variation in the form of non-standard dialects or language varieties (hereafter, varieties). Most NLP benchmarks are limited to standard language varieties. To fill this gap, we propose DIALECTBENCH, the first-ever large-scale benchmark for NLP on varieties, which aggregates an extensive set of task-varied variety datasets (10 text-level tasks covering 281 varieties). This allows for a comprehensive evaluation of NLP system performance on different language varieties. We provide substantial evidence of performance disparities between standard and non-standard language varieties, and we also identify language clusters with large performance divergence across tasks. We believe DIALECTBENCH provides a comprehensive view of the current state of NLP for language varieties and one step towards advancing it further. Code/data: https://github.com/ffaisal93/DialectBench
James Muldoon, Mark Graham and Callum Cant: 'AI feeds off the work of human beings'
James Muldoon is a reader in management at the University of Essex, Mark Graham a professor at the Oxford Internet Institute and Callum Cant a senior lecturer at the University of Essex business school. They work together at Fairwork, a project that appraises the working conditions in digital workplaces, and they are co-authors of Feeding the Machine: The Hidden Human Labour Powering AI. Why did you write the book? James Muldoon: The idea for the book emerged out of field work we did in Kenya and Uganda on the data annotation industry. We spoke to a number of data annotators, and the working conditions were just horrendous.
Communication and Control Co-Design in 6G: Sequential Decision-Making with LLMs
Chen, Xianfu, Wu, Celimuge, Shen, Yi, Ji, Yusheng, Yoshinaga, Tsutomu, Ni, Qiang, Zarakovitis, Charilaos C., Zhang, Honggang
This article investigates a control system within the context of six-generation wireless networks. The control performance optimization confronts the technical challenges that arise from the intricate interactions between communication and control sub-systems, asking for a co-design. Accounting for the system dynamics, we formulate the sequential co-design decision-makings of communication and control over the discrete time horizon as a Markov decision process, for which a practical offline learning framework is proposed. Our proposed framework integrates large language models into the elements of reinforcement learning. We present a case study on the age of semantics-aware communication and control co-design to showcase the potentials from our proposed learning framework. Furthermore, we discuss the open issues remaining to make our proposed offline learning framework feasible for realworld implementations, and highlight the research directions for future explorations. Index Terms 6G, control performance optimization, communication and control co-design, Markov decision process, reinforcement learning, large language models. Wireless networked control systems (NCSs) have been focal in contemporary engineering and industrial applications, owing to the flexibility, scalability and cost-savings [1].
AI Safety in Generative AI Large Language Models: A Survey
Chua, Jaymari, Li, Yun, Yang, Shiyi, Wang, Chen, Yao, Lina
Large Language Model (LLMs) such as ChatGPT that exhibit generative AI capabilities are facing accelerated adoption and innovation. The increased presence of Generative AI (GAI) inevitably raises concerns about the risks and safety associated with these models. This article provides an up-to-date survey of recent trends in AI safety research of GAI-LLMs from a computer scientist's perspective: specific and technical. In this survey, we explore the background and motivation for the identified harms and risks in the context of LLMs being generative language models; our survey differentiates by emphasising the need for unified theories of the distinct safety challenges in the research development and applications of LLMs. We start our discussion with a concise introduction to the workings of LLMs, supported by relevant literature. Then we discuss earlier research that has pointed out the fundamental constraints of generative models, or lack of understanding thereof (e.g., performance and safety trade-offs as LLMs scale in number of parameters). We provide a sufficient coverage of LLM alignment -- delving into various approaches, contending methods and present challenges associated with aligning LLMs with human preferences. By highlighting the gaps in the literature and possible implementation oversights, our aim is to create a comprehensive analysis that provides insights for addressing AI safety in LLMs and encourages the development of aligned and secure models. We conclude our survey by discussing future directions of LLMs for AI safety, offering insights into ongoing research in this critical area.
Applicability of Large Language Models and Generative Models for Legal Case Judgement Summarization
Deroy, Aniket, Ghosh, Kripabandhu, Ghosh, Saptarshi
Automatic summarization of legal case judgements, which are known to be long and complex, has traditionally been tried via extractive summarization models. In recent years, generative models including abstractive summarization models and Large language models (LLMs) have gained huge popularity. In this paper, we explore the applicability of such models for legal case judgement summarization. We applied various domain specific abstractive summarization models and general domain LLMs as well as extractive summarization models over two sets of legal case judgements from the United Kingdom (UK) Supreme Court and the Indian (IN) Supreme Court and evaluated the quality of the generated summaries. We also perform experiments on a third dataset of legal documents of a different type, Government reports from the United States (US). Results show that abstractive summarization models and LLMs generally perform better than the extractive methods as per traditional metrics for evaluating summary quality. However, detailed investigation shows the presence of inconsistencies and hallucinations in the outputs of the generative models, and we explore ways to reduce the hallucinations and inconsistencies in the summaries. Overall, the investigation suggests that further improvements are needed to enhance the reliability of abstractive models and LLMs for legal case judgement summarization. At present, a human-in-the-loop technique is more suitable for performing manual checks to identify inconsistencies in the generated summaries.
PEDANTS (Precise Evaluations of Diverse Answer Nominee Text for Skinflints): Efficient Evaluation Analysis and Benchmarking for Open-Domain Question Answering
Li, Zongxia, Mondal, Ishani, Liang, Yijun, Nghiem, Huy, Boyd-Graber, Jordan Lee
Question answering (QA) can only make progress if we know if an answer is correct, but for many of the most challenging and interesting QA examples, current efficient answer correctness (AC) metrics do not align with human judgments, particularly verbose, free-form answers from large language models (LLMs). There are two challenges: a lack of diverse evaluation data and that models are too big and non-transparent; LLM-based scorers correlate better with humans, but this expensive task has only been tested on limited QA datasets. We rectify these issues by providing guidelines and datasets for evaluating machine QA adopted from human QA community. We also propose an efficient, low-resource, and interpretable QA evaluation method more stable than an exact match and neural methods.
Distilling Reasoning Ability from Large Language Models with Adaptive Thinking
Chen, Xiaoshu, Zhou, Sihang, Liang, Ke, Liu, Xinwang
Chain of thought finetuning (cot-finetuning) aims to endow small language models (SLM) with reasoning ability to improve their performance towards specific tasks by allowing them to imitate the reasoning procedure of large language models (LLM) beyond simply predicting the answers. Most existing cot-finetuning methods adopt a pre-thinking mechanism, allowing the SLM to generate a rationale before providing an answer. This mechanism enables SLM to analyze and think about complex questions, but it also makes answer correctness highly sensitive to minor errors in rationale. Therefore, we propose a robust post-thinking mechanism to generate answers before rationale. Thanks to this answer-first setting, 1) the answer can escape from the adverse effects caused by minor errors in the rationale; 2) the rationale serves as an error amplifier to the answer, which makes the SLM focus on learning hard samples; 3) the inferring efficiency can also benefit from the setting since users can stop the generation right after answers are outputted when inference is conducted. However, although the post-thinking mechanism brings many advantages and improves the overall performance of SLM on specific tasks, it may lose the ability to think about the questions and decompose complex questions into simple sub-questions compared to pre-thinking mechanism. Therefore, a plug-and-play adaptive-thinking mechanism is proposed with the aid of the soft prompt tuning to integrate the merits of the pre-thinking mechanism and post-thinking mechanism, in which a perception module is introduced to adaptively prompt SLM answer or think first based on perceiving the complexity of the questions. Extensive experiments are conducted across 12 reasoning tasks and 2 representative language models to demonstrate the effectiveness of the proposed mechanism.