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Optimal Transfer Learning for Missing Not-at-Random Matrix Completion

arXiv.org Machine Learning

We study transfer learning for matrix completion in a Missing Not-at-Random (MNAR) setting that is motivated by biological problems. The target matrix $Q$ has entire rows and columns missing, making estimation impossible without side information. To address this, we use a noisy and incomplete source matrix $P$, which relates to $Q$ via a feature shift in latent space. We consider both the active and passive sampling of rows and columns. We establish minimax lower bounds for entrywise estimation error in each setting. Our computationally efficient estimation framework achieves this lower bound for the active setting, which leverages the source data to query the most informative rows and columns of $Q$. This avoids the need for incoherence assumptions required for rate optimality in the passive sampling setting. We demonstrate the effectiveness of our approach through comparisons with existing algorithms on real-world biological datasets.


Dynamical Decoupling of Generalization and Overfitting in Large Two-Layer Networks

arXiv.org Machine Learning

The inductive bias and generalization properties of large machine learning models are -- to a substantial extent -- a byproduct of the optimization algorithm used for training. Among others, the scale of the random initialization, the learning rate, and early stopping all have crucial impact on the quality of the model learnt by stochastic gradient descent or related algorithms. In order to understand these phenomena, we study the training dynamics of large two-layer neural networks. We use a well-established technique from non-equilibrium statistical physics (dynamical mean field theory) to obtain an asymptotic high-dimensional characterization of this dynamics. This characterization applies to a Gaussian approximation of the hidden neurons non-linearity, and empirically captures well the behavior of actual neural network models. Our analysis uncovers several interesting new phenomena in the training dynamics: $(i)$ The emergence of a slow time scale associated with the growth in Gaussian/Rademacher complexity; $(ii)$ As a consequence, algorithmic inductive bias towards small complexity, but only if the initialization has small enough complexity; $(iii)$ A separation of time scales between feature learning and overfitting; $(iv)$ A non-monotone behavior of the test error and, correspondingly, a `feature unlearning' phase at large times.


Applications of Statistical Field Theory in Deep Learning

arXiv.org Machine Learning

Deep learning algorithms have made incredible strides in the past decade yet due to the complexity of these algorithms, the science of deep learning remains in its early stages. Being an experimentally driven field, it is natural to seek a theory of deep learning within the physics paradigm. As deep learning is largely about learning functions and distributions over functions, statistical field theory, a rich and versatile toolbox for tackling complex distributions over functions (fields) is an obvious choice of formalism. Research efforts carried out in the past few years have demonstrated the ability of field theory to provide useful insights on generalization, implicit bias, and feature learning effects. Here we provide a pedagogical review of this emerging line of research.


Large Language Models as Attribution Regularizers for Efficient Model Training

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have demonstrated remarkable performance across diverse domains. However, effectiv ely leveraging their vast knowledge for training smaller downstream model s remains an open challenge, especially in domains like tabular data lea rning, where simpler models are often preferred due to interpretability and efficiency. In this paper, we introduce a novel yet straightforward meth od for incorporating LLM-generated global task feature attributions i nto the training process of smaller networks. Specifically, we propose an attribution-matching regularization term that aligns the training dyna mics of the smaller model with the insights provided by the LLM. By doing so, our approach yields superior performance in few-shot learn ing scenarios. Notably, our method requires only black-box API access to th e LLM, making it easy to integrate into existing training pipeline s with minimal computational overhead. Furthermore, we demonstrate how this method can be used to ad dress common issues in real-world datasets, such as skewness and b ias. By integrating high-level knowledge from LLMs, our approach i mproves generalization, even when training data is limited or imbal anced. We validate its effectiveness through extensive experiments a cross multiple tasks, demonstrating improved learning efficiency and model robustness.


LISArD: Learning Image Similarity to Defend Against Gray-box Adversarial Attacks

arXiv.org Artificial Intelligence

--State-of-the-art defense mechanisms are typically evaluated in the context of white-box attacks, which is not realistic, as it assumes the attacker can access the gradients of the target network. T o protect against this scenario, Adversarial Training (A T) and Adversarial Distillation (AD) include adversarial examples during the training phase, and Adversarial Purification uses a generative model to reconstruct all the images given to the classifier . This paper considers an even more realistic evaluation scenario: gray-box attacks, which assume that the attacker knows the architecture and the dataset used to train the target network, but cannot access its gradients. We provide empirical evidence that models are vulnerable to gray-box attacks and propose LISArD, a defense mechanism that does not increase computational and temporal costs but provides robustness against gray-box and white-box attacks without including A T . Our method approximates a cross-correlation matrix, created with the embeddings of perturbed and clean images, to a diagonal matrix while simultaneously conducting classification learning. Our results show that LISArD can effectively protect against gray-box attacks, can be used in multiple architectures, and carries over its resilience to the white-box scenario. Also, state-of-the-art AD models underperform greatly when removing A T and/or moving to gray-box settings, highlighting the lack of robustness from existing approaches to perform in various conditions (aside from white-box settings). EEP Neural Networks (DNNs) have achieved remarkable performance in multiple areas, such as Medical Imaging [1], [2], Natural Language Processing [3], [4], and Active Speaker Detection [5]-[7]. This accomplishment led to the wide adoption of Artificial Intelligence in the daily lives of many people, either in work or leisure scenarios, increasing the attractiveness and susceptibility of DNNs to attackers. The study of DNN security is still in its early stages.


Are LLMs Ready for Practical Adoption for Assertion Generation?

arXiv.org Artificial Intelligence

Are LLMs Ready for Practical Adoption for Assertion Generation? Abstract --Assertions have been the de facto collateral for simulation-based and formal verification of hardware designs for over a decade. The quality of hardware verification, i.e., detection and diagnosis of corner-case design bugs, is critically dependent on the quality of the assertions. With the onset of generative AI such as Transformers and Large-Language Models (LLMs), there has been a renewed interest in developing novel, effective, and scalable techniques of generating functional and security assertions from design source code. While there have been recent works that use commercial-of-the-shelf (COTS) LLMs for assertion generation, there is no comprehensive study in quantifying the effectiveness of LLMs in generating syntactically and semantically correct assertions. In this paper, we first discuss AssertionBench from our prior work, a comprehensive set of designs and assertions to quantify the goodness of a broad spectrum of COTS LLMs for the task of assertion generations from hardware design source code. Our key insight was that COTS LLMs are not yet ready for prime-time adoption for assertion generation as they generate a considerable fraction of syntactically and semantically incorrect assertions. Motivated by the insight, we propose AssertionLLM, a first of its kind LLM model, specifically fine-tuned for assertion generation. Our initial experimental results show that AssertionLLM considerably improves the semantic and syntactic correctness of the generated assertions over COTS LLMs.


ProAI: Proactive Multi-Agent Conversational AI with Structured Knowledge Base for Psychiatric Diagnosis

arXiv.org Artificial Intelligence

Most LLM-driven conversational AI systems operate reactively, responding to user prompts without guiding the interaction. Most LLM-driven conversational AI systems operate reactively, responding to user prompts without guiding the interaction. However, many real-world applications-such as psychiatric diagnosis, consulting, and interviews-require AI to take a proactive role, asking the right questions and steering conversations toward specific objectives. Using mental health differential diagnosis as an application context, we introduce ProAI, a goal-oriented, proactive conversational AI framework. ProAI integrates structured knowledge-guided memory, multi-agent proactive reasoning, and a multi-faceted evaluation strategy, enabling LLMs to engage in clinician-style diagnostic reasoning rather than simple response generation. Through simulated patient interactions, user experience assessment, and professional clinical validation, we demonstrate that ProAI achieves up to 83.3% accuracy in mental disorder differential diagnosis while maintaining professional and empathetic interaction standards. These results highlight the potential for more reliable, adaptive, and goal-driven AI diagnostic assistants, advancing LLMs beyond reactive dialogue systems.


Rectifying Belief Space via Unlearning to Harness LLMs' Reasoning

arXiv.org Artificial Intelligence

Large language models (LLMs) can exhibit advanced reasoning yet still generate incorrect answers. We hypothesize that such errors frequently stem from spurious beliefs, propositions the model internally considers true but are incorrect. To address this, we propose a method to rectify the belief space by suppressing these spurious beliefs while simultaneously enhancing true ones, thereby enabling more reliable inferences. Our approach first identifies the beliefs that lead to incorrect or correct answers by prompting the model to generate textual explanations, using our Forward-Backward Beam Search (FBBS). We then apply unlearning to suppress the identified spurious beliefs and enhance the true ones, effectively rectifying the model's belief space. Empirical results on multiple QA datasets and LLMs show that our method corrects previously misanswered questions without harming overall model performance. Furthermore, our approach yields improved generalization on unseen data, suggesting that rectifying a model's belief space is a promising direction for mitigating errors and enhancing overall reliability.


PersonaBench: Evaluating AI Models on Understanding Personal Information through Accessing (Synthetic) Private User Data

arXiv.org Artificial Intelligence

Personalization is critical in AI assistants, particularly in the context of private AI models that work with individual users. A key scenario in this domain involves enabling AI models to access and interpret a user's private data (e.g., conversation history, user-AI interactions, app usage) to understand personal details such as biographical information, preferences, and social connections. However, due to the sensitive nature of such data, there are no publicly available datasets that allow us to assess an AI model's ability to understand users through direct access to personal information. To address this gap, we introduce a synthetic data generation pipeline that creates diverse, realistic user profiles and private documents simulating human activities. Leveraging this synthetic data, we present PersonaBench, a benchmark designed to evaluate AI models' performance in understanding personal information derived from simulated private user data. We evaluate Retrieval-Augmented Generation (RAG) pipelines using questions directly related to a user's personal information, supported by the relevant private documents provided to the models. Our results reveal that current retrieval-augmented AI models struggle to answer private questions by extracting personal information from user documents, highlighting the need for improved methodologies to enhance personalization capabilities in AI.


A Thousand Words or An Image: Studying the Influence of Persona Modality in Multimodal LLMs

arXiv.org Artificial Intelligence

Large language models (LLMs) have recently demonstrated remarkable advancements in embodying diverse personas, enhancing their effectiveness as conversational agents and virtual assistants. Consequently, LLMs have made significant strides in processing and integrating multimodal information. However, even though human personas can be expressed in both text and image, the extent to which the modality of a persona impacts the embodiment by the LLM remains largely unexplored. In this paper, we investigate how do different modalities influence the expressiveness of personas in multimodal LLMs. To this end, we create a novel modality-parallel dataset of 40 diverse personas varying in age, gender, occupation, and location. This consists of four modalities to equivalently represent a persona: image-only, text-only, a combination of image and small text, and typographical images, where text is visually stylized to convey persona-related attributes. We then create a systematic evaluation framework with 60 questions and corresponding metrics to assess how well LLMs embody each persona across its attributes and scenarios. Comprehensive experiments on $5$ multimodal LLMs show that personas represented by detailed text show more linguistic habits, while typographical images often show more consistency with the persona. Our results reveal that LLMs often overlook persona-specific details conveyed through images, highlighting underlying limitations and paving the way for future research to bridge this gap. We release the data and code at https://github.com/claws-lab/persona-modality .