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Guide for Defense (G4D): Dynamic Guidance for Robust and Balanced Defense in Large Language Models

Cao, He, Luo, Weidi, Wang, Yu, Liu, Zijing, Feng, Bing, Yao, Yuan, Li, Yu

arXiv.org Artificial Intelligence

With the extensive deployment of Large Language Models (LLMs), ensuring their safety has become increasingly critical. However, existing defense methods often struggle with two key issues: (i) inadequate defense capabilities, particularly in domain-specific scenarios like chemistry, where a lack of specialized knowledge can lead to the generation of harmful responses to malicious queries. (ii) over-defensiveness, which compromises the general utility and responsiveness of LLMs. To mitigate these issues, we introduce a multi-agents-based defense framework, Guide for Defense (G4D), which leverages accurate external information to provide an unbiased summary of user intentions and analytically grounded safety response guidance. Extensive experiments on popular jailbreak attacks and benign datasets show that our G4D can enhance LLM's robustness against jailbreak attacks on general and domain-specific scenarios without compromising the model's general functionality.


HSF: Defending against Jailbreak Attacks with Hidden State Filtering

Qian, Cheng, Zhang, Hainan, Sha, Lei, Zheng, Zhiming

arXiv.org Artificial Intelligence

With the growing deployment of LLMs in daily applications like chatbots and content generation, efforts to ensure outputs align with human values and avoid harmful content have intensified. However, increasingly sophisticated jailbreak attacks threaten this alignment, aiming to induce unsafe outputs. Current defense efforts either focus on prompt rewriting or detection, which are limited in effectiveness due to the various design of jailbreak prompts, or on output control and detection, which are computationally expensive as they require LLM inference. Therefore, designing a pre-inference defense method that resists diverse jailbreak prompts is crucial for preventing LLM jailbreak attacks. We observe that jailbreak attacks, safe queries, and harmful queries exhibit different clustering patterns within the LLM's hidden state representation space. This suggests that by leveraging the LLM's hidden state representational capabilities, we can analyze the LLM's forthcoming behavior and proactively intervene for defense. In this paper, we propose a jailbreak attack defense strategy based on a Hidden State Filter (HSF), a lossless architectural defense mechanism that enables the model to preemptively identify and reject adversarial inputs before the inference process begins. We activate its defensive potential through an additional plugin module, effectively framing the defense task as a classification problem. Experimental results on two benchmark datasets, utilizing three different LLMs, show that HSF significantly enhances resilience against six cutting-edge jailbreak attacks. It significantly reduces the success rate of jailbreak attacks while minimally impacting responses to benign user queries, with negligible inference overhead, and outperforming defense baselines.Our code and data are available at https://anonymous.4open.science/r/Hidden-State-Filtering-8652/


A Deep Dive into the Trade-Offs of Parameter-Efficient Preference Alignment Techniques

Thakkar, Megh, Fournier, Quentin, Riemer, Matthew D, Chen, Pin-Yu, Zouaq, Amal, Das, Payel, Chandar, Sarath

arXiv.org Artificial Intelligence

Large language models are first pre-trained on trillions of tokens and then instruction-tuned or aligned to specific preferences. While pre-training remains out of reach for most researchers due to the compute required, fine-tuning has become affordable thanks to parameter-efficient methods such as LoRA and QLoRA. Alignment is known to be sensitive to the many factors involved, including the quantity and quality of data, the alignment method, and the adapter rank. However, there has not yet been an extensive study of their effect on downstream performance. To address this gap, we conduct an in-depth investigation of the impact of popular choices for three crucial axes: (i) the alignment dataset (HH-RLHF and BeaverTails), (ii) the alignment technique (SFT and DPO), and (iii) the model (LLaMA-1, Vicuna-v1.3, Mistral-7b, and Mistral-7b-Instruct). Our extensive setup spanning over 300 experiments reveals consistent trends and unexpected findings. We observe how more informative data helps with preference alignment, cases where supervised fine-tuning outperforms preference optimization, and how aligning to a distinct preference boosts performance on downstream tasks. Through our in-depth analyses, we put forward key guidelines to help researchers perform more effective parameter-efficient LLM alignment.


An LLM-based Recommender System Environment

Corecco, Nathan, Piatti, Giorgio, Lanzendörfer, Luca A., Fan, Flint Xiaofeng, Wattenhofer, Roger

arXiv.org Artificial Intelligence

Reinforcement learning (RL) has gained popularity in the realm of recommender systems due to its ability to optimize long-term rewards and guide users in discovering relevant content. However, the successful implementation of RL in recommender systems is challenging because of several factors, including the limited availability of online data for training on-policy methods. This scarcity requires expensive human interaction for online model training. Furthermore, the development of effective evaluation frameworks that accurately reflect the quality of models remains a fundamental challenge in recommender systems. To address these challenges, we propose a comprehensive framework for synthetic environments that simulate human behavior by harnessing the capabilities of large language models (LLMs). We complement our framework with in-depth ablation studies and demonstrate its effectiveness with experiments on movie and book recommendations. By utilizing LLMs as synthetic users, this work introduces a modular and novel framework for training RL-based recommender systems. The software, including the RL environment, is publicly available.