v-information
Detecting LLM Hallucination Through Layer-wise Information Deficiency: Analysis of Unanswerable Questions and Ambiguous Prompts
Kim, Hazel, Bibi, Adel, Torr, Philip, Gal, Yarin
Large language models (LLMs) frequently generate confident yet inaccurate responses, introducing significant risks for deployment in safety-critical domains. We present a novel approach to detecting model hallucination through systematic analysis of information flow across model layers when processing inputs with insufficient or ambiguous context. Our investigation reveals that hallucination manifests as usable information deficiencies in inter-layer transmissions. While existing approaches primarily focus on final-layer output analysis, we demonstrate that tracking cross-layer information dynamics ($\mathcal{L}$I) provides robust indicators of model reliability, accounting for both information gain and loss during computation. $\mathcal{L}$I improves model reliability by immediately integrating with universal LLMs without additional training or architectural modifications.
Understanding the Role of Equivariance in Self-supervised Learning
Wang, Yifei, Hu, Kaiwen, Gupta, Sharut, Ye, Ziyu, Wang, Yisen, Jegelka, Stefanie
Contrastive learning has been a leading paradigm for self-supervised learning, but it is widely observed that it comes at the price of sacrificing useful features (\eg colors) by being invariant to data augmentations. Given this limitation, there has been a surge of interest in equivariant self-supervised learning (E-SSL) that learns features to be augmentation-aware. However, even for the simplest rotation prediction method, there is a lack of rigorous understanding of why, when, and how E-SSL learns useful features for downstream tasks. To bridge this gap between practice and theory, we establish an information-theoretic perspective to understand the generalization ability of E-SSL. In particular, we identify a critical explaining-away effect in E-SSL that creates a synergy between the equivariant and classification tasks. This synergy effect encourages models to extract class-relevant features to improve its equivariant prediction, which, in turn, benefits downstream tasks requiring semantic features. Based on this perspective, we theoretically analyze the influence of data transformations and reveal several principles for practical designs of E-SSL. Our theory not only aligns well with existing E-SSL methods but also sheds light on new directions by exploring the benefits of model equivariance. We believe that a theoretically grounded understanding on the role of equivariance would inspire more principled and advanced designs in this field. Code is available at https://github.com/kaotty/Understanding-ESSL.
Maximizing V-information for Pre-training Superior Foundation Models
Yang, Wenxuan, Tan, Weimin, Zhang, Hanyu, Yan, Bo
Pre-training foundation models on large-scale datasets demonstrates exceptional performance. However, recent research questions this traditional notion, exploring whether an increase in pre-training data always leads to enhanced model performance. To address this issue, data-effective learning approaches have been introduced. However, current methods in this area lack a clear standard for sample selection. Our experiments reveal that by maximizing V-information, sample selection can be framed as an optimization problem, enabling effective improvement in model performance even with fewer samples. Under this guidance, we develop an optimal data-effective learning method (OptiDEL) to maximize V-information. The OptiDEL method generates hard samples to achieve or even exceed the performance of models trained on the full dataset while using substantially less data. We compare the OptiDEL method with state-of-the-art approaches finding that OptiDEL consistently outperforms existing approaches across different datasets, with foundation models trained on only 5% of the pre-training data surpassing the performance of those trained on the full dataset.
RORA: Robust Free-Text Rationale Evaluation
Jiang, Zhengping, Lu, Yining, Chen, Hanjie, Khashabi, Daniel, Van Durme, Benjamin, Liu, Anqi
Free-text rationales play a pivotal role in explainable NLP, bridging the knowledge and reasoning gaps behind a model's decision-making. However, due to the diversity of potential reasoning paths and a corresponding lack of definitive ground truth, their evaluation remains a challenge. Existing evaluation metrics rely on the degree to which a rationale supports a target label, but we find these fall short in evaluating rationales that inadvertently leak the labels. To address this problem, we propose RORA, a Robust free-text Rationale evaluation against label leakage. RORA quantifies the new information supplied by a rationale to justify the label. This is achieved by assessing the conditional V-information \citep{hewitt-etal-2021-conditional} with a predictive family robust against leaky features that can be exploited by a small model. RORA consistently outperforms existing approaches in evaluating human-written, synthetic, or model-generated rationales, particularly demonstrating robustness against label leakage. We also show that RORA aligns well with human judgment, providing a more reliable and accurate measurement across diverse free-text rationales.
DispaRisk: Assessing and Interpreting Disparity Risks in Datasets
Vasquez, Jonathan, Domeniconi, Carlotta, Rangwala, Huzefa
Machine Learning algorithms (ML) impact virtually every aspect of human lives and have found use across diverse sectors, including healthcare, finance, and education. Often, ML algorithms have been found to exacerbate societal biases presented in datasets, leading to adversarial impacts on subsets/groups of individuals, in many cases minority groups. To effectively mitigate these untoward effects, it is crucial that disparities/biases are identified and assessed early in a ML pipeline. This proactive approach facilitates timely interventions to prevent bias amplification and reduce complexity at later stages of model development. In this paper, we introduce DispaRisk, a novel framework designed to proactively assess the potential risks of disparities in datasets during the initial stages of the ML pipeline. We evaluate DispaRisk's effectiveness by benchmarking it with commonly used datasets in fairness research. Our findings demonstrate the capabilities of DispaRisk to identify datasets with a high-risk of discrimination, model families prone to biases, and characteristics that heighten discrimination susceptibility in a ML pipeline. The code for our experiments is available in the following repository: https://github.com/jovasque156/disparisk
How Large Language Models Encode Context Knowledge? A Layer-Wise Probing Study
Ju, Tianjie, Sun, Weiwei, Du, Wei, Yuan, Xinwei, Ren, Zhaochun, Liu, Gongshen
Previous work has showcased the intriguing capability of large language models (LLMs) in retrieving facts and processing context knowledge. However, only limited research exists on the layer-wise capability of LLMs to encode knowledge, which challenges our understanding of their internal mechanisms. In this paper, we devote the first attempt to investigate the layer-wise capability of LLMs through probing tasks. We leverage the powerful generative capability of ChatGPT to construct probing datasets, providing diverse and coherent evidence corresponding to various facts. We employ $\mathcal V$-usable information as the validation metric to better reflect the capability in encoding context knowledge across different layers. Our experiments on conflicting and newly acquired knowledge show that LLMs: (1) prefer to encode more context knowledge in the upper layers; (2) primarily encode context knowledge within knowledge-related entity tokens at lower layers while progressively expanding more knowledge within other tokens at upper layers; and (3) gradually forget the earlier context knowledge retained within the intermediate layers when provided with irrelevant evidence. Code is publicly available at https://github.com/Jometeorie/probing_llama.
On the Diversity and Realism of Distilled Dataset: An Efficient Dataset Distillation Paradigm
Sun, Peng, Shi, Bei, Yu, Daiwei, Lin, Tao
Contemporary machine learning requires training large neural networks on massive datasets and thus faces the challenges of high computational demands. Dataset distillation, as a recent emerging strategy, aims to compress real-world datasets for efficient training. However, this line of research currently struggle with large-scale and high-resolution datasets, hindering its practicality and feasibility. To this end, we re-examine the existing dataset distillation methods and identify three properties required for large-scale real-world applications, namely, realism, diversity, and efficiency. As a remedy, we propose RDED, a novel computationally-efficient yet effective data distillation paradigm, to enable both diversity and realism of the distilled data. Extensive empirical results over various neural architectures and datasets demonstrate the advancement of RDED: we can distill the full ImageNet-1K to a small dataset comprising 10 images per class within 7 minutes, achieving a notable 42% top-1 accuracy with ResNet-18 on a single RTX-4090 GPU (while the SOTA only achieves 21% but requires 6 hours).
Unveiling the Multi-Annotation Process: Examining the Influence of Annotation Quantity and Instance Difficulty on Model Performance
The NLP community has long advocated for the construction of multi-annotator datasets to better capture the nuances of language interpretation, subjectivity, and ambiguity. This paper conducts a retrospective study to show how performance scores can vary when a dataset expands from a single annotation per instance to multiple annotations. We propose a novel multi-annotator simulation process to generate datasets with varying annotation budgets. We show that similar datasets with the same annotation budget can lead to varying performance gains. Our findings challenge the popular belief that models trained on multi-annotation examples always lead to better performance than models trained on single or few-annotation examples.
Log-linear Guardedness and its Implications
Ravfogel, Shauli, Goldberg, Yoav, Cotterell, Ryan
Methods for erasing human-interpretable concepts from neural representations that assume linearity have been found to be tractable and useful. However, the impact of this removal on the behavior of downstream classifiers trained on the modified representations is not fully understood. In this work, we formally define the notion of log-linear guardedness as the inability of an adversary to predict the concept directly from the representation, and study its implications. We show that, in the binary case, under certain assumptions, a downstream log-linear model cannot recover the erased concept. However, we demonstrate that a multiclass log-linear model \emph{can} be constructed that indirectly recovers the concept in some cases, pointing to the inherent limitations of log-linear guardedness as a downstream bias mitigation technique. These findings shed light on the theoretical limitations of linear erasure methods and highlight the need for further research on the connections between intrinsic and extrinsic bias in neural models.