transformer architecture
A unified framework for establishing the universal approximation of transformer-type architectures
We investigate the universal approximation property (UAP) of transformer-type architectures, providing a unified theoretical framework that extends prior results on residual networks to models incorporating attention mechanisms. Our work identifies token distinguishability as a fundamental requirement for UAP and introduces a general sufficient condition that applies to a broad class of architectures. Leveraging an analyticity assumption on the attention layer, we can significantly simplify the verification of this condition, providing a non-constructive approach in establishing UAP for such architectures. We demonstrate the applicability of our framework by proving UAP for transformers with various attention mechanisms, including kernel-based and sparse ones. The corollaries of our results either generalize prior works or establish UAP for architectures not previously covered. Furthermore, our framework offers a principled foundation for designing novel transformer architectures with inherent UAP guarantees, including those with specific functional symmetries. We propose examples to illustrate these insights.
Wavy Transformer
Transformers have achieved remarkable success across natural language processing (NLP) and computer vision (CV). However, deep transformer models often suffer from an over-smoothing issue, in which token representations converge to similar values as they pass through successive transformer blocks. In this paper, we establish an equivalence between the hidden-state dynamics induced by stacked attention layers and graph neural diffusion on a complete graph. From this perspective, over-smoothing can be interpreted as a consequence of the dissipative nature of the underlying diffusion dynamics. Motivated by this physical interpretation, we propose Wavy Transformer, which consists of a novel attention layer based on second-order wavy dynamics. We also introduce a feedforward network and a normalization layer designed to preserve the physical state-velocity relationship under the chain rule, thereby extending the transformer architecture. We further validate our proposed techniques on various transformer models for NLP, CV, and sparse-graph tasks. The results consistently demonstrate that Wavy Transformer improves performance with minimal additional parameters and no extra hyperparameter tuning.
Diffusion Transformers for Imputation: Statistical Efficiency and Uncertainty Quantification
Imputation methods play a critical role in enhancing the quality of practical timeseries data, which often suffer from pervasive missing values. Recently, diffusionbased generative imputation methods have demonstrated remarkable success compared to autoregressive and conventional statistical approaches. Despite their empirical success, the theoretical understanding of how well diffusion-based models capture complex spatial and temporal dependencies between the missing values and observed ones remains limited.
Recursive Transformer Boosting Reasoning Ability with State Stack
The Transformer architecture has emerged as a landmark advancement within the broad field of artificial intelligence, effectively catalyzing the advent of large language models (LLMs). However, despite its remarkable capabilities and the substantial progress it has facilitated, the Transformer architecture still has some limitations. One such intrinsic limitation is its inability to effectively recognize regular expressions or deterministic context-free grammars. Standard Transformers lack an explicit mechanism for recursion and structured state transitions, which can hinder systematic generalization on nested and hierarchical patterns. Drawing inspiration from pushdown automata, which efficiently resolve deterministic context-free grammars using stacks, we equip layers with a differentiable stack and propose STACKTRANS with recursion to address the aforementioned issue within LLMs. Unlike previous approaches that modify the attention computation, STACKTRANS explicitly incorporates hidden state stacks between Transformer layers. This design maintains compatibility with existing frameworks like flash-attention. Specifically, our design features stack operations - such as pushing and popping hidden states - that are differentiable and can be learned in an end-to-end manner.
On the Role of Hidden States of Modern Hopfield Network in Transformer
Associative memory models based on Hopfield networks and self-attention based on key-value mechanisms have been popular approaches in the study of memory mechanisms in deep learning. It has been pointed out that the state update rule of the modern Hopfield network (MHN) in the adiabatic approximation is in agreement with the self-attention layer of Transformer. In this paper, we go beyond this approximation and investigate the relationship between MHN and selfattention. Our results show that the correspondence between Hopfield networks and Transformers can be established in a more generalized form by adding a new variable, the hidden state derived from the MHN, to self-attention. This new attention mechanism, modern Hopfield attention (MHA), allows the inheritance of attention scores from the input layer of the Transformer to the output layer, which greatly improves the nature of attention weights. In particular, we show both theoretically and empirically that MHA hidden states significantly improve serious problem of deep Transformers known as rank collapse and token uniformity. We also confirm that MHA can systematically improve accuracy without adding training parameters to the Vision Transformer or GPT. Our results provide a new case in which Hopfield networks can be a useful perspective for improving the Transformer architecture.
Optimal Control for Transformer Architectures: Enhancing Generalization, Robustness and Efficiency
We study Transformers through the perspective of optimal control theory, using tools from continuous-time formulations to derive actionable insights into training and architecture design. This framework improves the performance of existing Transformer models while providing desirable theoretical guarantees, including generalization and robustness. Our framework is designed to be plug-and-play, enabling seamless integration with established Transformer models and requiring only slight changes to the implementation. We conduct seven extensive experiments on tasks motivated by text generation, sentiment analysis, image classification, and point cloud classification. Experimental results show that the framework improves the test performance of the baselines, while being more parameter-efficient. On character-level text generation with nanoGPT, our framework achieves a 46% reduction in final test loss while using 42% fewer parameters. On GPT-2, our framework achieves a 9.3% reduction in final test loss, demonstrating scalability to larger models. To the best of our knowledge, this is the first work that applies optimal control theory to both the training and architecture of Transformers. It offers a new foundation for systematic, theory-driven improvements and moves beyond costly trial-and-error approaches.
Attention on the Sphere
We introduce a generalized attention mechanism for spherical domains, enabling Transformer architectures to natively process data defined on the two-dimensional sphere - a critical need in fields such as atmospheric physics, cosmology, and robotics, where preserving spherical symmetries and topology is essential for physical accuracy. By integrating numerical quadrature weights into the attention mechanism, we obtain a geometrically faithful spherical attention that is approximately rotationally equivariant, providing strong inductive biases and leading to better performance than Cartesian approaches. To further enhance both scalability and model performance, we propose neighborhood attention on the sphere, which confines interactions to geodesic neighborhoods. This approach reduces computational complexity and introduces the additional inductive bias for locality, while retaining the symmetry properties of our method. We provide optimized CUDA kernels and memory-efficient implementations to ensure practical applicability. The method is validated on three diverse tasks: simulating shallow water equations on the rotating sphere, spherical image segmentation, and spherical depth estimation. Across all tasks, our spherical Transformers consistently outperform their planar counterparts, highlighting the advantage of geometric priors for learning on spherical domains.
DeltaFormer: Unlock the state space of Transformer
In recent years, large language models with Transformer architecture as the core have made breakthrough progress in many fields. At the same time, there are also some weaknesses in the large language model that have prompted people to reflect, among which the most fundamental one is the reflection on the Transformer architecture. The Transformer architecture has high parallelism and can fully utilize the computing power of GPUs, thus replacing models such as LSTM in the past few years. However, high parallelism is not a free lunch, as it fundamentally limits the performance of models. Especially, the problems that logarithmic precision Transformer architecture can solve are strictly limited to the $TC^0$.
Understanding Softmax Attention Layers:\\ Exact Mean-Field Analysis on a Toy Problem
Self-attention has emerged as a fundamental component driving the success of modern transformer architectures, which power large language models and various applications. However, a theoretical understanding of how such models actually work is still under active development. The recent work of (Marion et al., 2025) introduced the so-called single-location regression problem, which can provably be solved by a simplified self-attention layer but not by linear models, thereby demonstrating a striking functional separation. A rigorous analysis of self-attention with softmax for this problem is challenging due to the coupled nature of the model. In the present work, we use ideas from the classical random energy model in statistical physics to analyze softmax self-attention on the single-location problem. Our analysis yields exact analytic expressions for the population risk in terms of the overlaps between the learned model parameters and those of an oracle. Moreover, we derive a detailed description of the gradient descent dynamics for these overlaps and prove that, under broad conditions, the dynamics converge to the unique oracle attractor. Our work not only advances our understanding of self-attention but also provides key theoretical ideas that are likely to find use in further analyses of even more complex transformer architectures.
Learning Theory of Transformers: Local-to-Global Approximation via Softmax Partition of Unity
This paper investigates the learning theory of Transformer networks for regression tasks on the compact Euclidean domain $[0,1]^d$ and $d$-dimensional compact Riemannian manifolds. We propose a novel constructive approximation framework for Transformers that builds local approximations of the target function and aggregates them into a global approximation via softmax partition of unity. This approach leverages the attention mechanism to achieve spatial localization through affine transformations of the input. The softmax activation plays a crucial role in aggregating local approximations to a global output. From an approximation perspective, we prove that a dense Transformer equipped with only two encoder blocks and standard single-hidden-layer point-wise feed-forward networks can achieve a uniform $\varepsilon$-approximation error for $α$-Hölder continuous functions with $α\in (0,1]$ using $\mathcal{O}(\varepsilon^{-d/α})$ total parameters. Building upon this approximation guarantee, we establish a near minimax-optimal generalization error bound of order $\mathcal{O}\big(n^{-\frac{2α}{2α+d}} \log n\big)$ for the empirical risk minimizer, where $n$ is the training data size. The Transformer architecture studied in this paper is dense, shallow and wide, and employs softmax activation and sinusoidal positional encodings, closely reflecting practical implementations.