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Enhancing Conversational Agents with Theory of Mind: Aligning Beliefs, Desires, and Intentions for Human-Like Interaction

Jafari, Mehdi, Hua, Devin Yuncheng, Xue, Hao, Salim, Flora

arXiv.org Artificial Intelligence

Natural language interaction with agentic Artificial Intelligence (AI), driven by Large Language Models (LLMs), is expected to remain a dominant paradigm in the near future. While humans instinctively align their communication with mental states -- an ability known as Theory of Mind (ToM), current LLM powered systems exhibit significant limitations in this regard. This study examines the extent to which open source language models (LLaMA) can capture and preserve ToM related information and how effectively it contributes to consistent ToM reasoning in generated responses. We further investigate whether explicit manipulation of ToM related components, such as beliefs, desires, and intentions, can enhance response alignment. Experiments on two LLaMA 3 variants demonstrate that incorporating ToM informed alignment improves response quality, achieving win rates of 67 and 63 percent for the 3B and 8B models, respectively. These findings highlight the potential of ToM driven strategies to improve alignment in LLM based conversational agents.


Towards properly implementing Theory of Mind in AI systems: An account of four misconceptions

van der Meulen, Ramira, Verbrugge, Rineke, van Duijn, Max

arXiv.org Artificial Intelligence

The search for effective collaboration between humans and computer systems is one of the biggest challenges in Artificial Intelligence. One of the more effective mechanisms that humans use to coordinate with one another is theory of mind (ToM). ToM can be described as the ability to `take someone else's perspective and make estimations of their beliefs, desires and intentions, in order to make sense of their behaviour and attitudes towards the world'. If leveraged properly, this skill can be very useful in Human-AI collaboration. This introduces the question how we implement ToM when building an AI system. Humans and AI Systems work quite differently, and ToM is a multifaceted concept, each facet rooted in different research traditions across the cognitive and developmental sciences. We observe that researchers from artificial intelligence and the computing sciences, ourselves included, often have difficulties finding their way in the ToM literature. In this paper, we identify four common misconceptions around ToM that we believe should be taken into account when developing an AI system. We have hyperbolised these misconceptions for the sake of the argument, but add nuance in their discussion. The misconceptions we discuss are: (1) "Humans Use a ToM Module, So AI Systems Should As Well". (2) "Every Social Interaction Requires (Advanced) ToM". (3) "All ToM is the Same". (4) "Current Systems Already Have ToM". After discussing the misconception, we end each section by providing tentative guidelines on how the misconception can be overcome.


Re-evaluating Theory of Mind evaluation in large language models

Hu, Jennifer, Sosa, Felix, Ullman, Tomer

arXiv.org Artificial Intelligence

The question of whether large language models (LLMs) possess Theory of Mind (ToM) -- often defined as the ability to reason about others' mental states -- has sparked significant scientific and public interest. However, the evidence as to whether LLMs possess ToM is mixed, and the recent growth in evaluations has not resulted in a convergence. Here, we take inspiration from cognitive science to re-evaluate the state of ToM evaluation in LLMs. We argue that a major reason for the disagreement on whether LLMs have ToM is a lack of clarity on whether models should be expected to match human behaviors, or the computations underlying those behaviors. We also highlight ways in which current evaluations may be deviating from "pure" measurements of ToM abilities, which also contributes to the confusion. We conclude by discussing several directions for future research, including the relationship between ToM and pragmatic communication, which could advance our understanding of artificial systems as well as human cognition.