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A Hierarchical Language Model with Predictable Scaling Laws and Provable Benefits of Reasoning
Gaitonde, Jason, Koehler, Frederic, Mossel, Elchanan, Shin, Joonhyung, Sly, Allan
We introduce a family of synthetic languages with hierarchical structure -- generated by a broadcast process on trees -- for which the role of context length and reasoning in autoregressive generation can be analyzed precisely. At the heart of our analytic approach is an \emph{exact $k$-gram ansatz} in place of transformers with context length $k$, a substitution we then validate empirically. Using this ansatz we derive explicit asymptotic predictions for distributional statistics of the sequences produced by a trained model, instantiated in two settings. For the \emph{Ising broadcast process} (a soft-constrained language), we prove that the variance of the generated sum scales log-linearly in the context depth and its kurtosis converges to that of a Gaussian -- both deviating from the true language for any sublinear context. For the \emph{coloring broadcast process} (a hard-constrained language) in the freezing regime, bounded-context autoregression produces sequences that, with high probability, are inconsistent with \emph{any} valid coloring of the underlying tree. Together these results imply an $Ω(n)$ lower bound on the context length required to faithfully sample length-$n$ sequences. In contrast, we prove that an autoregressive \emph{reasoning} model with only $Θ(\log n)$ working memory can sample exactly from the true language -- an exponential improvement. We confirm both the lower-bound predictions and the reasoning-based upper bound empirically with transformers trained on the synthetic language; the trained models track our asymptotic predictions quantitatively across a wide range of context sizes.
$\varepsilon$-Good Action Identification in Fixed-Budget Monte Carlo Tree Search
Li, Yinan, Nguyen, Tuan, Jun, Kwang-Sung
We study the fixed-budget max-min action identification problem in depth-2 max-min trees, an important special case of Monte Carlo Tree Search. A learner sequentially allocates $T$ samples to leaves and then recommends a subtree whose minimum leaf value is largest. Motivated by approximate planning, we focus on $\varepsilon$-good subtree identification, where any subtree whose min value is within $\varepsilon$ of the optimal maximin value is acceptable. Our main contribution is an $\varepsilon$-agnostic algorithm: it does not require $\varepsilon$ as input, but achieves instance-dependent error bounds for every meaningful $\varepsilon$. We show that the misidentification probability decays as $\exp(-\widetildeΘ(T/H_2(\varepsilon)))$, where $H_2(\varepsilon)$ captures both cross-subtree and within-subtree gaps. When each subtree has a single leaf, the problem reduces to standard fixed-budget best-arm identification, and our analysis recovers, up to accelerating factors, known $\varepsilon$-good guarantees for halving-style methods while giving a new $\varepsilon$-good guarantee for Successive Rejects. On the lower-bound side, we provide complementary positive and negative results showing that max-min identification has a different hardness structure from standard $K$-armed bandits. To our knowledge, this is the first provable fixed-budget algorithmic guarantee for max-min action identification.
Horospherical Decision Boundaries for Large Margin Classification in Hyperbolic Space
Hyperbolic spaces have been quite popular in the recent past for representing hierarchically organized data. Further, several classification algorithms for data in these spaces have been proposed in the literature. These algorithms mainly use either hyperplanes or geodesics for decision boundaries in a large margin classifiers setting leading to a non-convex optimization problem. In this paper, we propose a novel large margin classifier based on horospherical decision boundaries that leads to a geodesically convex optimization problem that can be optimized using any Riemannian gradient descent technique guaranteeing a globally optimal solution.
k-Median Clustering via Metric Embedding: Towards Better Initialization with Differential Privacy
We propose a new initialization scheme for the k-median problem in the general metric space (e.g., discrete space induced by graphs), based on the construction of metric embedding tree structure of the data. We propose a novel and efficient search algorithm which finds initial centers that can be used subsequently for the local search algorithm. The so-called HST initialization method can produce initial centers achieving lower error than those from another popular method k-median++, also with higher efficiency when k is not too small. Our HST initialization are then extended to the setting of differential privacy (DP) to generate private initial centers. We show that the error of applying DP local search followed by our private HST initialization improves prior results on the approximation error, and approaches the lower bound within a small factor. Experiments demonstrate the effectiveness of our proposed methods.
PAC-Bayes Tree: weighted subtrees with guarantees
We present a weighted-majority classification approach over subtrees of a fixed tree, which provably achieves excess-risk of the same order as the best tree-pruning. Furthermore, the computational efficiency of pruning is maintained at both training and testing time despite having to aggregate over an exponential number of subtrees. We believe this is the first subtree aggregation approach with such guarantees.
ev 1+ev +|S|wq ev 1+ev =0. Solvingtheequation,wehave
Note that computing bR value can be done in constant time ifWp and Wn values are given. We stress that this result holds for any loss functionℓ satisfying ℓ(v,y) > ℓ(y,y) 0, with v =y. We performed additional experiments to empirically investigate the difference between uPU and nnPU risk estimators in regards to overfitting. In Table 11 we report the training risks (measured 19 asPUriskasdataisPU)andtesting risks(measured asPNriskasdataisPN)using zero-one loss ℓ0/1(v,y)=(1 sign(vy))/2onanumberofdatasets. From the results we can see that the training risk issignificantly smaller than the test risk in the uPU setting as compared to the nnPU setting, confirming that uPU suffers more from overfittingthannnPU. Table11: TrainingandtestingriskofPUET. Figure 4shows that the normalized risk reduction importance makes manymore pixels more important.