Large-scale multilingual ASR models like Whisper excel in high-resource settings but face challenges in low-resource scenarios, such as rare languages and code-switching (CS), due to computational costs and catastrophic forgetting. We explore Soft Prompt Tuning (SPT), a parameter-efficient method to enhance CS ASR while preserving prior knowledge. We evaluate two strategies: (1) full fine-tuning (FFT) of both soft prompts and the entire Whisper model, demonstrating improved cross-lingual capabilities compared to traditional methods, and (2) adhering to SPT's original design by freezing model parameters and only training soft prompts. Additionally, we introduce SPT4ASR, a combination of different SPT variants. Experiments on the SEAME and ASRU2019 datasets show that deep prompt tuning is the most effective SPT approach, and our SPT4ASR methods achieve further error reductions in CS ASR, maintaining parameter efficiency similar to LoRA, without degrading performance on existing languages.

Soft Prompt Tuning (SPT) is a parameter-efficient method for adapting pre-trained language models (PLMs) to specific tasks by inserting learnable embeddings, or soft prompts, at the input layer of the PLM, without modifying its parameters. This paper investigates the potential of SPT for cross-lingual transfer. Unlike previous studies on SPT for cross-lingual transfer that often fine-tune both the soft prompt and the model parameters, we adhere to the original intent of SPT by keeping the model parameters frozen and only training the soft prompt. This does not only reduce the computational cost and storage overhead of full-model fine-tuning, but we also demonstrate that this very parameter efficiency intrinsic to SPT can enhance cross-lingual transfer performance to linguistically distant languages. Moreover, we explore how different factors related to the prompt, such as the length or its reparameterization, affect cross-lingual transfer performance.

Dense retrieval (DR) converts queries and documents into dense embeddings and measures the similarity between queries and documents in vector space. One of the challenges in DR is the lack of domain-specific training data. While DR models can learn from large-scale public datasets like MS MARCO through transfer learning, evidence shows that not all DR models and domains can benefit from transfer learning equally. Recently, some researchers have resorted to large language models (LLMs) to improve the zero-shot and few-shot DR models. However, the hard prompts or human-written prompts utilized in these works cannot guarantee the good quality of generated weak queries. To tackle this, we propose soft prompt tuning for augmenting DR (SPTAR): For each task, we leverage soft prompt-tuning to optimize a task-specific soft prompt on limited ground truth data and then prompt the LLMs to tag unlabeled documents with weak queries, yielding enough weak document-query pairs to train task-specific dense retrievers. We design a filter to select high-quality example document-query pairs in the prompt to further improve the quality of weak tagged queries. To the best of our knowledge, there is no prior work utilizing soft prompt tuning to augment DR models. The experiments demonstrate that SPTAR outperforms the unsupervised baselines BM25 and the recently proposed LLMs-based augmentation method for DR.