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04d212c4eeeb710f170d47f8d5b9b88a-Paper-Conference.pdf

Neural Information Processing Systems

A wide array of control applications, ranging from medical to engineering, fundamentally deals with critical systems, i.e., systems of vital importance where the control actions have to guarantee no harm to the system functionality. Examples include managing nuclear fusion [Degrave et al., 2022], performing robotic surgeries [Datta et al., 2021], and devising patient treatment strategies [Komorowski et al., 2018].


Reinforcement Learning with Adaptive Regularization for Safe Control of Critical Systems

Neural Information Processing Systems

Reinforcement Learning (RL) is a powerful method for controlling dynamic systems, but its learning mechanism can lead to unpredictable actions that undermine the safety of critical systems. Here, we propose RL with Adaptive Regularization (RL-AR), an algorithm that enables safe RL exploration by combining the RL policy with a policy regularizer that hard-codes the safety constraints. RL-AR performs policy combination via a "focus module," which determines the appropriate combination depending on the state--relying more on the safe policy regularizer for less-exploited states while allowing unbiased convergence for well-exploited states. In a series of critical control applications, we demonstrate that RL-AR not only ensures safety during training but also achieves a return competitive with the standards of model-free RL that disregards safety.