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Towards Test-Time Refusals via Concept Negation Peiran Dong 1 Song Guo 2 Junxiao Wang 3 Bingjie Wang

Neural Information Processing Systems

Here is a breakdown of the three steps involved: 1) Prototype: We utilize CLIP to encode a collection of text prompts obtained from social media platforms that express similar negative concepts. These encoded features are then aggregated into a comprehensive prototype feature, capturing the semantics of the negative concepts.



Refusal in Language Models Is Mediated by a Single Direction

Neural Information Processing Systems

Conversational large language models are fine-tuned for both instruction-following and safety, resulting in models that obey benign requests but refuse harmful ones. While this refusal behavior is widespread across chat models, its underlying mechanisms remain poorly understood. In this work, we show that refusal is mediated by a one-dimensional subspace, across 13 popular open-source chat models up to 72B parameters in size. Specifically, for each model, we find a single direction such that erasing this direction from the model's residual stream activations prevents it from refusing harmful instructions, while adding this direction elicits refusal on even harmless instructions. Leveraging this insight, we propose a novel white-box jailbreak method that surgically disables a model's ability to refuse, with minimal effect on other capabilities. This interpretable rank-one weight edit results in an effective jailbreak technique that is simpler and more efficient than fine-tuning. Finally, we mechanistically analyze how adversarial suffixes suppress propagation of the refusal-mediating direction. Our findings underscore the brittleness of current safety fine-tuning methods. More broadly, our work showcases how an understanding of model internals can be leveraged to develop practical methods for controlling model behavior.


Who's asking? User personas and the mechanics of latent misalignment

Neural Information Processing Systems

Studies show that safety-tuned models may nevertheless divulge harmful information. In this work, we show that whether they do so depends significantly on who they are talking to, which we refer to as . In fact, we find manipulating user persona to be more effective for eliciting harmful content than certain more direct attempts to control model refusal. We study both natural language prompting and activation steering as intervention methods and show that activation steering is significantly more effective at bypassing safety filters.We shed light on the mechanics of this phenomenon by showing that even when model generations are safe, harmful content can persist in hidden representations and can be extracted by decoding from earlier layers. We also show we can predict a persona's effect on refusal given only the geometry of its steering vector. Finally, we show that certain user personas induce the model to form more charitable interpretations of otherwise dangerous queries.


Probe-Rewrite-Evaluate: A Workflow for Reliable Benchmarks and Quantifying Evaluation Awareness

Xiong, Lang, Bhargava, Nishant, Hong, Jianhang, Chang, Jeremy, Liu, Haihao, Sharma, Vasu, Zhu, Kevin

arXiv.org Artificial Intelligence

Large Language Models (LLMs) often exhibit significant behavioral shifts when they perceive a change from a real-world deployment context to a controlled evaluation setting, a phenomenon known as "evaluation awareness." This discrepancy poses a critical challenge for AI alignment, as benchmark performance may not accurately reflect a model's true safety and honesty. In this work, we systematically quantify these behavioral changes by manipulating the perceived context of prompts. We introduce a methodology that uses a linear probe to score prompts on a continuous scale from "test-like" to "deploy-like" and leverage an LLM rewriting strategy to shift these prompts towards a more natural, deployment-style context while preserving the original task. Using this method, we achieved a 30% increase in the average probe score across a strategic role-playing dataset after rewriting. Evaluating a suite of state-of-the-art models on these original and rewritten prompts, we find that rewritten "deploy-like" prompts induce a significant and consistent shift in behavior. Across all models, we observed an average increase in honest responses of 5.26% and a corresponding average decrease in deceptive responses of 12.40%. Furthermore, refusal rates increased by an average of 6.38%, indicating heightened safety compliance. Our findings demonstrate that evaluation awareness is a quantifiable and manipulable factor that directly influences LLM behavior, revealing that models are more prone to unsafe or deceptive outputs in perceived test environments. This underscores the urgent need for more realistic evaluation frameworks to accurately gauge true model alignment before deployment.


QA-LIGN: Aligning LLMs through Constitutionally Decomposed QA

Dineen, Jacob, RRV, Aswin, Liu, Qin, Xu, Zhikun, Ye, Xiao, Shen, Ming, Li, Zhaonan, Lu, Shijie, Baral, Chitta, Chen, Muhao, Zhou, Ben

arXiv.org Artificial Intelligence

Alignment of large language models (LLMs) with principles like helpfulness, honesty, and harmlessness typically relies on scalar rewards that obscure which objectives drive the training signal. We introduce QA-LIGN, which decomposes monolithic rewards into interpretable principle-specific evaluations through structured natural language programs. Models learn through a draft, critique, and revise pipeline, where symbolic evaluation against the rubrics provides transparent feedback for both initial and revised responses during GRPO training. Applied to uncensored Llama-3.1-8B-Instruct, QA-LIGN reduces attack success rates by up to 68.7% while maintaining a 0.67% false refusal rate, achieving Pareto optimal safety-helpfulness performance and outperforming both DPO and GRPO with state-of-the-art reward models given equivalent training. These results demonstrate that making reward signals interpretable and modular improves alignment effectiveness, suggesting transparency enhances LLM safety.


Are LLMs Good Safety Agents or a Propaganda Engine?

Yadav, Neemesh, Ortu, Francesco, Liu, Jiarui, Yook, Joeun, Schölkopf, Bernhard, Mihalcea, Rada, Cazzaniga, Alberto, Jin, Zhijing

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are trained to refuse to respond to harmful content. However, systematic analyses of whether this behavior is truly a reflection of its safety policies or an indication of political censorship, that is practiced globally by countries, is lacking. Differentiating between safety influenced refusals or politically motivated censorship is hard and unclear. For this purpose we introduce PSP, a dataset built specifically to probe the refusal behaviors in LLMs from an explicitly political context. PSP is built by formatting existing censored content from two data sources, openly available on the internet: sensitive prompts in China generalized to multiple countries, and tweets that have been censored in various countries. We study: 1) impact of political sensitivity in seven LLMs through data-driven (making PSP implicit) and representation-level approaches (erasing the concept of politics); and, 2) vulnerability of models on PSP through prompt injection attacks (PIAs). Associating censorship with refusals on content with masked implicit intent, we find that most LLMs perform some form of censorship. We conclude with summarizing major attributes that can cause a shift in refusal distributions across models and contexts of different countries.