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Neural Information Processing Systems

First provide a summary of the paper, and then address the following criteria: Quality, clarity, originality and significance. Summary ------- The authors study stochastic optimal control problems with incomplete state information. In particular, they consider problems where the sensors are adaptive. They compare sensor configurations which are optimal under a standard signal detection paradigm with sensor configurations that are optimal for a given control problem. Comments -------- Optimal sensor adaptation has a long history in computational neuroscience.




Prediction of Survival Outcomes under Clinical Presence Shift: A Joint Neural Network Architecture

Jeanselme, Vincent, Martin, Glen, Sperrin, Matthew, Peek, Niels, Tom, Brian, Barrett, Jessica

arXiv.org Artificial Intelligence

Electronic health records arise from the complex interaction between patients and the healthcare system. This observation process of interactions, referred to as clinical presence, often impacts observed outcomes. When using electronic health records to develop clinical prediction models, it is standard practice to overlook clinical presence, impacting performance and limiting the transportability of models when this interaction evolves. We propose a multi-task recurrent neural network that jointly models the inter-observation time and the missingness processes characterising this interaction in parallel to the survival outcome of interest. Our work formalises the concept of clinical presence shift when the prediction model is deployed in new settings (e.g. different hospitals, regions or countries), and we theoretically justify why the proposed joint modelling can improve transportability under changes in clinical presence. We demonstrate, in a real-world mortality prediction task in the MIMIC-III dataset, how the proposed strategy improves performance and transportability compared to state-of-the-art prediction models that do not incorporate the observation process. These results emphasise the importance of leveraging clinical presence to improve performance and create more transportable clinical prediction models.


Verification of Visual Controllers via Compositional Geometric Transformations

Estornell, Alexander, Jung, Leonard, Everett, Michael

arXiv.org Artificial Intelligence

Perception-based neural network controllers are increasingly used in autonomous systems that rely on visual inputs to operate in the real world. Ensuring the safety of such systems under uncertainty is challenging. Existing verification techniques typically focus on Lp-bounded perturbations in the pixel space, which fails to capture the low-dimensional structure of many real-world effects. In this work, we introduce a novel verification framework for perception-based controllers that can generate outer-approximations of reachable sets through explicitly modeling uncertain observations with geometric perturbations. Our approach constructs a boundable mapping from states to images, enabling the use of state-based verification tools while accounting for uncertainty in perception. We provide theoretical guarantees on the soundness of our method and demonstrate its effectiveness across benchmark control environments. This work provides a principled framework for certifying the safety of perception-driven control systems under realistic visual perturbations.


Blink of an eye: a simple theory for feature localization in generative models

Li, Marvin, Karan, Aayush, Chen, Sitan

arXiv.org Artificial Intelligence

Large language models (LLMs) can exhibit undesirable and unexpected behavior in the blink of an eye. In a recent Anthropic demo, Claude switched from coding to Googling pictures of Yellowstone, and these sudden shifts in behavior have also been observed in reasoning patterns and jailbreaks. This phenomenon is not unique to autoregressive models: in diffusion models, key features of the final output are decided in narrow ``critical windows'' of the generation process. In this work we develop a simple, unifying theory to explain this phenomenon. We show that it emerges generically as the generation process localizes to a sub-population of the distribution it models. While critical windows have been studied at length in diffusion models, existing theory heavily relies on strong distributional assumptions and the particulars of Gaussian diffusion. In contrast to existing work our theory (1) applies to autoregressive and diffusion models; (2) makes no distributional assumptions; (3) quantitatively improves previous bounds even when specialized to diffusions; and (4) requires basic tools and no stochastic calculus or statistical physics-based machinery. We also identify an intriguing connection to the all-or-nothing phenomenon from statistical inference. Finally, we validate our predictions empirically for LLMs and find that critical windows often coincide with failures in problem solving for various math and reasoning benchmarks.


Stochastic Localization via Iterative Posterior Sampling

Grenioux, Louis, Noble, Maxence, Gabrié, Marylou, Durmus, Alain Oliviero

arXiv.org Artificial Intelligence

Building upon score-based learning, new interest in stochastic localization techniques has recently emerged. In these models, one seeks to noise a sample from the data distribution through a stochastic process, called observation process, and progressively learns a denoiser associated to this dynamics. Apart from specific applications, the use of stochastic localization for the problem of sampling from an unnormalized target density has not been explored extensively. This work contributes to fill this gap. We consider a general stochastic localization framework and introduce an explicit class of observation processes, associated with flexible denoising schedules. We provide a complete methodology, $\textit{Stochastic Localization via Iterative Posterior Sampling}$ (SLIPS), to obtain approximate samples of this dynamics, and as a by-product, samples from the target distribution. Our scheme is based on a Markov chain Monte Carlo estimation of the denoiser and comes with detailed practical guidelines. We illustrate the benefits and applicability of SLIPS on several benchmarks, including Gaussian mixtures in increasing dimensions, Bayesian logistic regression and a high-dimensional field system from statistical-mechanics.


Deep Direct Discriminative Decoders for High-dimensional Time-series Data Analysis

Rezaei, Mohammad R., Popovic, Milos R., Lankarany, Milad, Yousefi, Ali

arXiv.org Artificial Intelligence

The state-space models (SSMs) are widely utilized in the analysis of time-series data. SSMs rely on an explicit definition of the state and observation processes. Characterizing these processes is not always easy and becomes a modeling challenge when the dimension of observed data grows or the observed data distribution deviates from the normal distribution. Here, we propose a new formulation of SSM for high-dimensional observation processes. We call this solution the deep direct discriminative decoder (D4). The D4 brings deep neural networks' expressiveness and scalability to the SSM formulation letting us build a novel solution that efficiently estimates the underlying state processes through high-dimensional observation signal. We demonstrate the D4 solutions in simulated and real data such as Lorenz attractors, Langevin dynamics, random walk dynamics, and rat hippocampus spiking neural data and show that the D4 performs better than traditional SSMs and RNNs. The D4 can be applied to a broader class of time-series data where the connection between high-dimensional observation and the underlying latent process is hard to characterize.


Illusory Attacks: Detectability Matters in Adversarial Attacks on Sequential Decision-Makers

Franzmeyer, Tim, McAleer, Stephen, Henriques, João F., Foerster, Jakob N., Torr, Philip H. S., Bibi, Adel, de Witt, Christian Schroeder

arXiv.org Artificial Intelligence

Autonomous agents deployed in the real world need to be robust against adversarial attacks on sensory inputs. Robustifying agent policies requires anticipating the strongest attacks possible. We demonstrate that existing observation-space attacks on reinforcement learning agents have a common weakness: while effective, their lack of temporal consistency makes them detectable using automated means or human inspection. Detectability is undesirable to adversaries as it may trigger security escalations. We introduce perfect illusory attacks, a novel form of adversarial attack on sequential decision-makers that is both effective and provably statistically undetectable. We then propose the more versatile R-attacks, which result in observation transitions that are consistent with the state-transition function of the adversary-free environment and can be learned end-to-end. Compared to existing attacks, we empirically find R-attacks to be significantly harder to detect with automated methods, and a small study with human subjects suggests they are similarly harder to detect for humans. We propose that undetectability should be a central concern in the study of adversarial attacks on mixed-autonomy settings.