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Unsupervised Identification and Removal of Spurious Correlations During Fine-Tuning

arXiv.org Machine Learning

Fine-tuning a pretrained language model on a curated dataset can produce spurious correlations between the fine-tuning task and unintended latent factors -- such as misaligned personas or political slant -- that the curation procedure has entangled with the task. The model can latch onto these spurious correlations, leading to bias and reduced out-of-distribution generalisation. We prove that under reasonable assumptions on task complexity and the spurious correlation, such latent factors can be identified, without supervision, from the weights of a naive LoRA fine-tune. Existing approaches to removing bias, such as activation steering, remove identified factors from residual-stream activations, either at inference or during training. We argue, however, that the goal should be to remove the spurious correlation, not the latent factor itself, as the pretrained model may rely on it for genuine task signal. To enable this, we propose GRASP, GRadient projection of Associated Spurious Patterns, which prevents the model from acquiring new reliance on the identified latent factor while preserving any pretrained content along it. We validate on three fine-tuning tasks. The first two involve emergent misalignment, where fine-tuning on a narrow task -- in our case, writing insecure code and giving bad medical advice -- leads to misaligned responses on unrelated topics. Here our method completely removes misalignment in the insecure code case and reduces them by ~5x in the bad medical advice case, beating all baselines in the trade-off between misalignment-reduction and task-preservation. The last is a novel political-bias experiment, where fine-tuning on right-skewed Reddit financial-advice data causes political-lean drift on unrelated topics. Here our method reduces drift by more than half, while improving financial task performance, beating all baselines.


Rethinking Misalignment in Vision-Language Model Adaptation from a Causal Perspective

Neural Information Processing Systems

Foundational Vision-Language models such as CLIP have exhibited impressive generalization in downstream tasks. However, CLIP suffers from a two-level misalignment issue, i.e., task misalignment and data misalignment, when adapting to specific tasks. Soft prompt tuning has mitigated the task misalignment, yet the data misalignment remains a challenge. To analyze the impacts of the data misalignment, we revisit the pre-training and adaptation processes of CLIP and develop a structural causal model. We discover that while we expect to capture task-relevant information for downstream tasks accurately, the task-irrelevant knowledge impacts the prediction results and hampers the modeling of the true relationships between the images and the predicted classes. As task-irrelevant knowledge is unobservable, we leverage the front-door adjustment and propose Causality-Guided Semantic Decoupling and Classification (CDC) to mitigate the interference of task-irrelevant knowledge. Specifically, we decouple semantics contained in the data of downstream tasks and perform classification based on each semantic. Furthermore, we employ the Dempster-Shafer evidence theory to evaluate the uncertainty of each prediction generated by diverse semantics. Experiments conducted in multiple different settings have consistently demonstrated the effectiveness of CDC.