Given the large size and volumes of contracts and their underlying inherent complexity, manual reviews become inefficient and prone to errors, creating a clear need for automation. Automatic Legal Contract Classification (LCC) revolutionizes the way legal contracts are analyzed, offering substantial improvements in speed, accuracy, and accessibility. This survey delves into the challenges of automatic LCC and a detailed examination of key tasks, datasets, and methodologies. We identify seven classification tasks within LCC, and review fourteen datasets related to English-language contracts, including public, proprietary, and non-public sources. We also introduce a methodology taxonomy for LCC, categorized into Traditional Machine Learning, Deep Learning, and Transformer-based approaches. Additionally, the survey discusses evaluation techniques and highlights the best-performing results from the reviewed studies. By providing a thorough overview of current methods and their limitations, this survey suggests future research directions to improve the efficiency, accuracy, and scalability of LCC. As the first comprehensive survey on LCC, it aims to support legal NLP researchers and practitioners in improving legal processes, making legal information more accessible, and promoting a more informed and equitable society.

Traditional text classification typically categorizes texts into pre-defined coarse-grained classes, from which the produced models cannot handle the real-world scenario where finer categories emerge periodically for accurate services. In this work, we investigate the setting where fine-grained classification is done only using the annotation of coarse-grained categories and the coarse-to-fine mapping. We propose a lightweight contrastive clustering-based bootstrapping method to iteratively refine the labels of passages. During clustering, it pulls away negative passage-prototype pairs under the guidance of the mapping from both global and local perspectives. Experiments on NYT and 20News show that our method outperforms the state-of-the-art methods by a large margin.

Past studies on the ICD coding problem focus on predicting clinical codes primarily based on the discharge summary. This covers only a small fraction of the notes generated during each hospital stay and leaves potential for improving performance by analysing all the available clinical notes. We propose a hierarchical transformer architecture that uses text across the entire sequence of clinical notes in each hospital stay for ICD coding, and incorporates embeddings for text metadata such as their position, time, and type of note. While using all clinical notes increases the quantity of data substantially, superconvergence can be used to reduce training costs. We evaluate the model on the MIMIC-III dataset. Our model exceeds the prior state-of-the-art when using only discharge summaries as input, and achieves further performance improvements when all clinical notes are used as input.

Prediction using the ground truth sounds like an oxymoron in machine learning. However, such an unrealistic setting was used in hundreds, if not thousands of papers in the area of finding graph representations. To evaluate the multi-label problem of node classification by using the obtained representations, many works assume in the prediction stage that the number of labels of each test instance is known. In practice such ground truth information is rarely available, but we point out that such an inappropriate setting is now ubiquitous in this research area. We detailedly investigate why the situation occurs. Our analysis indicates that with unrealistic information, the performance is likely over-estimated. To see why suitable predictions were not used, we identify difficulties in applying some multi-label techniques. For the use in future studies, we propose simple and effective settings without using practically unknown information. Finally, we take this chance to conduct a fair and serious comparison of major graph-representation learning methods on multi-label node classification.

Graph embedding techniques have been increasingly employed in real-world machine learning tasks on graph-structured data, such as social recommendations and protein structure modeling. Since the generation of a graph is inevitably affected by some sensitive node attributes (such as gender and age of users in a social network), the learned graph representations can inherit such sensitive information and introduce undesirable biases in downstream tasks. Most existing works on debiasing graph representations add ad-hoc constraints on the learned embeddings to restrict their distributions, which however compromise the utility of resulting graph representations in downstream tasks. In this paper, we propose a principled new way for obtaining unbiased representations by learning from an underlying bias-free graph that is not influenced by sensitive attributes. Based on this new perspective, we propose two complementary methods for uncovering such an underlying graph with the goal of introducing minimum impact on the utility of learned representations in downstream tasks. Both our theoretical justification and extensive experiment comparisons against state-of-the-art solutions demonstrate the effectiveness of our proposed methods.

Hierarchical Text Classification (HTC), which aims to predict text labels organized in hierarchical space, is a significant task lacking in investigation in natural language processing. Existing methods usually encode the entire hierarchical structure and fail to construct a robust label-dependent model, making it hard to make accurate predictions on sparse lower-level labels and achieving low Macro-F1. In this paper, we propose a novel PAMM-HiA-T5 model for HTC: a hierarchy-aware T5 model with path-adaptive mask mechanism that not only builds the knowledge of upper-level labels into low-level ones but also introduces path dependency information in label prediction. Specifically, we generate a multi-level sequential label structure to exploit hierarchical dependency across different levels with Breadth-First Search (BFS) and T5 model. To further improve label dependency prediction within each path, we then propose an original path-adaptive mask mechanism (PAMM) to identify the label's path information, eliminating sources of noises from other paths. Comprehensive experiments on three benchmark datasets show that our novel PAMM-HiA-T5 model greatly outperforms all state-of-the-art HTC approaches especially in Macro-F1. The ablation studies show that the improvements mainly come from our innovative approach instead of T5.

In many applications such as recidivism prediction, facility inspection, and benefit assignment, it's important for individuals to know the decision-relevant information for the model's prediction. In addition, the model's predictions should be fairly justified. Essentially, decision-relevant features should provide sufficient information for the predicted outcome and should be independent of the membership of individuals in protected groups such as race and gender. In this work, we focus on the problem of (un)fairness in the justification of the text-based neural models. We tie the explanatory power of the model to fairness in the outcome and propose a fairness-aware summarization mechanism to detect and counteract the bias in such models. Given a potentially biased natural language explanation for a decision, we use a multi-task neural model and an attribution mechanism based on integrated gradients to extract the high-utility and discrimination-free justifications in the form of a summary. The extracted summary is then used for training a model to make decisions for individuals. Results on several real world datasets suggests that our method: (i) assists users to understand what information is used for the model's decision and (ii) enhances the fairness in outcomes while significantly reducing the demographic leakage.