lsa
Multi-layer Cross-Attention is Provably Optimal for Multi-modal In-context Learning
Barnfield, Nicholas, Sen, Subhabrata, Sur, Pragya
Recent progress has rapidly advanced our understanding of the mechanisms underlying in-context learning in modern attention-based neural networks. However, existing results focus exclusively on unimodal data; in contrast, the theoretical underpinnings of in-context learning for multi-modal data remain poorly understood. We introduce a mathematically tractable framework for studying multi-modal learning and explore when transformer-like architectures can recover Bayes-optimal performance in-context. To model multi-modal problems, we assume the observed data arises from a latent factor model. Our first result comprises a negative take on expressibility: we prove that single-layer, linear self-attention fails to recover the Bayes-optimal predictor uniformly over the task distribution. To address this limitation, we introduce a novel, linearized cross-attention mechanism, which we study in the regime where both the number of cross-attention layers and the context length are large. We show that this cross-attention mechanism is provably Bayes optimal when optimized using gradient flow. Our results underscore the benefits of depth for in-context learning and establish the provable utility of cross-attention for multi-modal distributions.
The Initialization Determines Whether In-Context Learning Is Gradient Descent
Xie, Shifeng, Yuan, Rui, Rossi, Simone, Hannagan, Thomas
In-context learning (ICL) in large language models (LLMs) is a striking phenomenon, yet its underlying mechanisms remain only partially understood. Previous work connects linear self-attention (LSA) to gradient descent (GD), this connection has primarily been established under simplified conditions with zero-mean Gaussian priors and zero initialization for GD. However, subsequent studies have challenged this simplified view by highlighting its overly restrictive assumptions, demonstrating instead that under conditions such as multi-layer or nonlinear attention, self-attention performs optimization-like inference, akin to but distinct from GD. We investigate how multi-head LSA approximates GD under more realistic conditions specifically when incorporating non-zero Gaussian prior means in linear regression formulations of ICL. We first extend multi-head LSA embedding matrix by introducing an initial estimation of the query, referred to as the initial guess. We prove an upper bound on the number of heads needed for ICL linear regression setup. Our experiments confirm this result and further observe that a performance gap between one-step GD and multi-head LSA persists. To address this gap, we introduce yq-LSA, a simple generalization of single-head LSA with a trainable initial guess yq. We theoretically establish the capabilities of yq-LSA and provide experimental validation on linear regression tasks, thereby extending the theory that bridges ICL and GD. Finally, inspired by our findings in the case of linear regression, we consider widespread LLMs augmented with initial guess capabilities, and show that their performance is improved on a semantic similarity task.
Formally Exploring Time-Series Anomaly Detection Evaluation Metrics
Wagner, Dennis, Nair, Arjun, Franks, Billy Joe, Arweiler, Justus, Muraleedharan, Aparna, Jungjohann, Indra, Hartung, Fabian, Ahuja, Mayank C., Balinskyy, Andriy, Varshneya, Saurabh, Syed, Nabeel Hussain, Nagda, Mayank, Liznerski, Phillip, Reithermann, Steffen, Rudolph, Maja, Vollmer, Sebastian, Schulz, Ralf, Katz, Torsten, Mandt, Stephan, Bortz, Michael, Leitte, Heike, Neider, Daniel, Burger, Jakob, Jirasek, Fabian, Hasse, Hans, Fellenz, Sophie, Kloft, Marius
Undetected anomalies in time series can trigger catastrophic failures in safety-critical systems, such as chemical plant explosions or power grid outages. Although many detection methods have been proposed, their performance remains unclear because current metrics capture only narrow aspects of the task and often yield misleading results. We address this issue by introducing verifiable properties that formalize essential requirements for evaluating time-series anomaly detection. These properties enable a theoretical framework that supports principled evaluations and reliable comparisons. Analyzing 37 widely used metrics, we show that most satisfy only a few properties, and none satisfy all, explaining persistent inconsistencies in prior results. To close this gap, we propose LARM, a flexible metric that provably satisfies all properties, and extend it to ALARM, an advanced variant meeting stricter requirements.
Why Do Transformers Fail to Forecast Time Series In-Context?
Zhou, Yufa, Wang, Yixiao, Goel, Surbhi, Zhang, Anru R.
Time series forecasting (TSF) remains a challenging and largely unsolved problem in machine learning, despite significant recent efforts leveraging Large Language Models (LLMs), which predominantly rely on Transformer architectures. Empirical evidence consistently shows that even powerful Transformers often fail to outperform much simpler models, e.g., linear models, on TSF tasks; however, a rigorous theoretical understanding of this phenomenon remains limited. In this paper, we provide a theoretical analysis of Transformers' limitations for TSF through the lens of In-Context Learning (ICL) theory. Specifically, under AR($p$) data, we establish that: (1) Linear Self-Attention (LSA) models $\textit{cannot}$ achieve lower expected MSE than classical linear models for in-context forecasting; (2) as the context length approaches to infinity, LSA asymptotically recovers the optimal linear predictor; and (3) under Chain-of-Thought (CoT) style inference, predictions collapse to the mean exponentially. We empirically validate these findings through carefully designed experiments. Our theory not only sheds light on several previously underexplored phenomena but also offers practical insights for designing more effective forecasting architectures. We hope our work encourages the broader research community to revisit the fundamental theoretical limitations of TSF and to critically evaluate the direct application of increasingly sophisticated architectures without deeper scrutiny.
Understanding the Role of Training Data in Test-Time Scaling
Javanmard, Adel, Mirzasoleiman, Baharan, Mirrokni, Vahab
Test-time scaling improves the reasoning capabilities of large language models (LLMs) by allocating extra compute to generate longer Chains-of-Thoughts (CoTs). This enables models to tackle more complex problem by breaking them down into additional steps, backtracking, and correcting mistakes. Despite its strong performance--demonstrated by OpenAI's o1 and DeepSeek R1, the conditions in the training data under which long CoTs emerge, and when such long CoTs improve the performance, remain unclear. In this paper, we study the performance of test-time scaling for transformers trained on an in-context weight prediction task for linear regression. Our analysis provides a theoretical explanation for several intriguing observations: First, at any fixed test error, increasing test-time compute allows us to reduce the number of in-context examples (context length) in training prompts. Second, if the skills required to solve a downstream task are not sufficiently present in the training data, increasing test-time compute can harm performance. Finally, we characterize task hardness via the smallest eigenvalue of its feature covariance matrix and show that training on a diverse, relevant, and hard set of tasks results in best performance for test-time scaling. We confirm our findings with experiments on large, nonlinear transformer architectures.
The Unseen Frontier: Pushing the Limits of LLM Sparsity with Surrogate-Free ADMM
Lee, Kwanhee, Jang, Hyeondo, Lee, Dongyeop, Alistarh, Dan, Lee, Namhoon
Neural network pruning is a promising technique to mitigate the excessive computational and memory requirements of large language models (LLMs). Despite its promise, however, progress in this area has diminished, as conventional methods are seemingly unable to surpass moderate sparsity levels (50-60%) without severely degrading model accuracy. This work breaks through the current impasse, presenting a principled and effective method called $\texttt{Elsa}$, which achieves extreme sparsity levels of up to 90% while retaining high model fidelity. This is done by identifying several limitations in current practice, all of which can be traced back to their reliance on a surrogate objective formulation. $\texttt{Elsa}$ tackles this issue directly and effectively via standard and well-established constrained optimization techniques based on ADMM. Our extensive experiments across a wide range of models and scales show that $\texttt{Elsa}$ achieves substantial improvements over existing methods; e.g., it achieves 7.8$\times$ less perplexity than the best existing method on LLaMA-2-7B at 90% sparsity. Furthermore, we present $\texttt{Elsa}_{\text{-L}}$, a quantized variant that scales to extremely large models (27B), and establish its theoretical convergence guarantees. These results highlight meaningful progress in advancing the frontier of LLM sparsity, while promising that significant opportunities for further advancement may remain in directions that have so far attracted limited exploration.