litigant
Retrofitters, pragmatists and activists: Public interest litigation for accountable automated decision-making
Fraser, Henry, Stardust, Zahra
This paper examines the role of public interest litigation in promoting accountability for AI and automated decision-making (ADM) in Australia. Since ADM regulation faces geopolitical headwinds, effective governance will have to rely at least in part on the enforcement of existing laws. Drawing on interviews with Australian public interest litigators, technology policy activists, and technology law scholars, the paper positions public interest litigation as part of a larger ecosystem for transparency, accountability and justice with respect to ADM. It builds on one participant's characterisation of litigation about ADM as an exercise in legal retrofitting: adapting old laws to new circumstances. The paper's primary contribution is to aggregate, organise and present original insights on pragmatic strategies and tactics for effective public interest litigation about ADM. Naturally, it also contends with the limits of these strategies, and of the Australian legal system. Where limits are, however, capable of being overcome, the paper presents findings on urgent needs: the enabling institutional arrangements without which effective litigation and accountability will falter. The paper is relevant to law and technology scholars; individuals and groups harmed by ADM; public interest litigators and technology lawyers; civil society and advocacy organisations; and policymakers.
An empirical evaluation of using ChatGPT to summarize disputes for recommending similar labor and employment cases in Chinese
Wu, Po-Hsien, Liu, Chao-Lin, Li, Wei-Jie
We present a hybrid mechanism for recommending similar cases of labor and employment litigations. The classifier determines the similarity based on the itemized disputes of the two cases, that the courts prepared. We cluster the disputes, compute the cosine similarity between the disputes, and use the results as the features for the classification tasks. Experimental results indicate that this hybrid approach outperformed our previous system, which considered only the information about the clusters of the disputes. We replaced the disputes that were prepared by the courts with the itemized disputes that were generated by GPT-3.5 and GPT-4, and repeated the same experiments. Using the disputes generated by GPT-4 led to better results. Although our classifier did not perform as well when using the disputes that the ChatGPT generated, the results were satisfactory. Hence, we hope that the future large-language models will become practically useful.
The State of Commercial Automatic French Legal Speech Recognition Systems and their Impact on Court Reporters et al
Garneau, Nicolad, Bolduc, Olivier
In Quebec and Canadian courts, the transcription of court proceedings is a critical task for appeal purposes and must be certified by an official court reporter. The limited availability of qualified reporters and the high costs associated with manual transcription underscore the need for more efficient solutions. This paper examines the potential of Automatic Speech Recognition (ASR) systems to assist court reporters in transcribing legal proceedings. We benchmark three ASR models, including commercial and open-source options, on their ability to recognize French legal speech using a curated dataset. Our study evaluates the performance of these systems using the Word Error Rate (WER) metric and introduces the Sonnex Distance to account for phonetic accuracy. We also explore the broader implications of ASR adoption on court reporters, copyists, the legal system, and litigants, identifying both positive and negative impacts. The findings suggest that while current ASR systems show promise, they require further refinement to meet the specific needs of the legal domain.
How to build a more open justice system
![Figure][1] GRAPHIC: DAVIDE BONAZZI/SALZMANART Modern governments gather information across an extraordinary range of activities and use this information to direct policy. Whether a central bank monitoring inflation or a health agency monitoring disease, these entities typically publicly disclose the information gathered so that their actions can be reviewed and evaluated by others. But in many respects, the justice system is a glaring exception. In the United States, a range of technical and financial obstacles blocks large-scale access to public court records—all but foreclosing their use to direct policy. Yet a growing body of empirical legal research demonstrates that systematic analyses of court records could improve legal practice and the administration of justice. And although much of the legal community resists quantitative approaches to law, we believe that even the skeptics will be receptive to quantitative feedback—so long as it is straightforward, apolitical, and incontrovertible. We offer an example of this kind of feedback as well as a collaborative research agenda to dismantle access barriers to court records and enable the public to analyze them. Although court records in the United States sit in the public domain, federal courts charge $0.10 per printed page to view any record online ([ 1 ][2]). Accessing a single case might cost $10 or more. Accessing all cases from a given year would cost millions of dollars ([ 2 ][3]). To be sure, the federal judiciary releases inhouse studies that use federal court records, as well as a database of basic information about each case, such as the subject matter (e.g., tort, contract, civil rights) and disposition (e.g., settled, transferred, jury verdict) ([ 3 ][4]). The federal judiciary has steadfastly refused, however, to make the underlying public court records freely accessible. Selective access is not the approach taken by the rest of the U.S. federal government: Congressional records are freely available at [congress.gov][5]. Executive agencies' records are freely available at [regulations.gov][6]. It's hard to conceive of a compelling argument for selective access to judicial records that does not apply equally to selective access to congressional records or federal agencies. More to the point, it's hard to conceive of a reason why public records should not generally be accessible to the public. There are some alternative sources for court records, but barriers to systematic analysis remain. Commercial legal services have directly purchased many court records, but they impose their own fees, prohibit bulk downloads, and thus foreclose systematic analysis even for subscribers. Individual judges and commercial services occasionally grant ad hoc fee reductions for research purposes, but these grants are rare, cumbersome to acquire, limited to subsets of the data, and always come with the condition that the underlying records are not disclosed to the public ([ 4 ][7]). An open alternative, Free Law Project , maintains a crowdsourced repository of free court records, but coverage remains too low to support systematic research. The lack of access to court records seemingly undercuts any claim that the courts are truly “open” ([ 5 ][8], [ 6 ][9]). It surely conflicts with researchers' conception of openness. Scientific practice is grounded on a commitment to sharing data and enabling others to replicate findings. But the law's conception of openness is different, a commitment to carrying out public acts in a public space. A scientist might restrict access to a lab and still claim that the research she conducts there is “open.” Closed proceedings in a legal setting, on the other hand, are only tolerated in extraordinary circumstances. Also in contrast to scientific practice, much of the legal profession resists quantitative or evidence-based approaches to improving legal practice and instead prefers to rely on personal experience and professional judgment ([ 7 ][10]). In a recent Supreme Court case challenging the constitutionality of partisan gerrymandering, Chief Justice John Roberts summarily dismissed empirical approaches to gerrymandering as “sociological gobbledygook” that any “intelligent man on the street” would denigrate as “a bunch of baloney” ([ 8 ][11]). Such skepticism is by no means confined to the United States. France, for example, has recently prohibited the publication of any statistical analysis of a judge's or clerk's decisions “with the object or effect of evaluating, analyzing, comparing or predicting their actual or supposed professional practices.” Violators face up to 5 years in prison ([ 9 ][12]). We believe that these differences help explain why the lack of large-scale access to data is not viewed as a priority—or even as a concern—by much of the legal community. The differences in priorities reflect not just commitments to different values but different conceptions of the same values. Yet, if court records are to be truly accessible and evaluable by the public, the legal and scientific communities must cooperate, and appreciate the values that the other holds dear. Access to justice is a fundamental right and the foundation of any fair and legitimate justice system. But how can one quantify and empirically evaluate this concept? Consider court fees. For a litigant without means, court fees are a substantial barrier to the civil justice system. Anyone who files a lawsuit in federal court must pay a $400 filing fee, along with other costs related to litigation such as formal service of the complaint. Litigants in need can file an application to waive court fees, but there is no uniform standard to review these requests ([ 10 ][13]). Application forms differ by district. Most ask the applicant to list sources of income, assets, and cash on hand—and then leave the decision to the judge's discretion. Individual judges thus have considerable power over whether to grant or deny access to the justice system. How do judges exercise this power? This is but one of the myriad questions that is difficult, and arguably impossible, to answer without easy access to structured court records. Even with free access to the data, the answer would be difficult to infer without being able to computationally analyze the text of the court records. In this case, the analysis is straightforward. When a party submits a fee waiver request, the case docket report adds a separate entry for that request, and the textual summary accompanying the entry typically includes some reference to whether the request was granted or denied. We analyzed these entries to compute the grant rate of each federal judge in 2016. Average grant rates naturally differ among federal districts because cases are not randomly assigned to districts. However, once a case is filed in, say, San Francisco, it is then randomly assigned to one of the judges sitting in the federal district that includes San Francisco. Thus, if all judges reviewed fee waiver applications under the same standard, then grant rates should not systematically differ within districts. We find, however, that they do (see the figure). At the 95% confidence level, nearly 40% of judges—instead of the expected 5%—approve fee waivers at a rate that statistically significantly differs from the average rate for all other judges in their same district. In one federal district, the waiver approval rate varies from less than 20% to more than 80%. These findings were recently presented to a group of federal judges who are responsible for amending the rules in their local district. On learning of the inconsistent treatment of fee waiver requests, these judges expressed interest in using our data to improve the decision-making process ([ 11 ][14]). We count this as an early and encouraging validation of our claim that judges will be especially receptive to quantitative feedback that is straightforward, apolitical, and incontrovertible. Going forward, we believe that the best way to provide the judiciary with quantitative feedback is to develop a forum where individuals can collaborate and build on each other's efforts. With this vision in mind, we propose a three-pronged collaborative research agenda to empower the public to access and analyze court records. ### Make court records free In theory, Congress could make federal records free by repealing the laws that authorize the judiciary to charge for access ([ 12 ][15]), or the Judicial Conference of the United States (the policy-making body of the federal judiciary) could stop charging fees. Both Congress and the courts have rejected calls to do so. A principal reason, it seems, is money. About 2% of the federal judiciary's budget comes from online record access fees ($145 million in fiscal year 2019). The judiciary is naturally unwilling to forgo this revenue without a commensurate increase from Congress, and Congress, for its part, is unwilling to increase funding. The stalemate persists because not enough judges, members of Congress, and people realize that this is an issue of legitimacy, not just an issue of money. To break this impasse, we believe that organizations outside government should directly purchase and publicize court records. The most impactful first step is to make docket reports accessible. A docket report is essentially a lawsuit's table of contents. It lists the case title, presiding judge, subject matter of the suit, and information on the plaintiffs, defendants, and their attorneys. A docket report also gives the date that a document was filed, along with a summary of the document that can be analyzed to extract important features of a case. The data for the figure, for example, were constructed by parsing docket reports, not the underlying court records. Though docket reports represent only a fraction of all court records, acquiring them will be expensive. The docket reports used in the figure, which cover all cases filed in 2016, cost more than $100,000. ![Figure][1] Inconsistency in judicial fee waiver decisions Litigants filed 34,001 applications to waive court fees in U.S. federal courts in 2016. For visual simplification, we show only the 294 judges (out of 1742 total) who ruled on at least 35 applications. We would expect 5% of judges to differ from their within-district peers at 95% confidence. Instead, we find that nearly 40% of judges differ. GRAPHIC: X. LIU/ SCIENCE ### Link data in a knowledge network Because court records are mostly unstructured text, researchers will need to dedicate extensive time and resources to organizing the data. Documents must be analyzed using natural language processing; entities must be disambiguated; and events, such as the filing of a fee waiver, must be classified using machine learning. The docket reports should also be linked to external metadata such as information on judges, litigants, and lawyers. By linking court records to outside data sources, individual users can conduct more powerful searches, such as for litigation against big tech firms or for suits currently pending against the federal government. Although we already have solutions to many of the problems associated with organizing and classifying the data, for many more we will need additional research. For example, it is straightforward to link the presiding judge of each case to outside data on the judge's characteristics such as age, gender, and appointing president. By contrast, to assemble information about litigants and lawyers, researchers will need to make considerable progress on named-entity recognition techniques while protecting litigants' and third parties' privacy. We believe that an open and collaborative platform is the best way to make substantial and rapid progress on these challenges. ### Empower the public The ultimate goal must be to enable the public to directly evaluate and engage with the work of the courts. To this end, we should create applications that not only support scholars and researchers who may want to analyze the data but also enable members of the judiciary, entrepreneurs, journalists, potential litigants, and concerned citizens to learn more about the functioning of the courts. To support inquiries made by the public, we should develop applications that can process natural language queries such as “What are the most recent data privacy cases?” or “How often do police officers invoke qualified immunity?” Funding the efforts we propose will be challenging because the cause does not slot nicely into standard philanthropic categories. To carry out our proposals, the academic community should partner with other stakeholders such as nongovernmental organizations, law firms, legal clinics, and other advocacy groups. Indeed, we believe that one of the main reasons why past calls for change failed is because they were not coordinated. Opening up court records could lead to some flawed or misleading analyses, yet such problems apply to any setting with open data. No one can control what people do with congressional records, federal agency records, census data, etc. Nevertheless, these data are—and should remain—available to everyone. As in any discipline, standards and best practices eventually emerge, and there is already a thriving literature of empirical legal studies. Many scholars have engaged with these data, albeit on a smaller scale. Thus, for the most part, standards and best practices already exist ([ 13 ][16]). We believe that the judiciary should be shielded from outside pressures so that it can decide cases according to the law, not the latest poll. But the judiciary also acts on behalf of the public. Its independence must therefore be balanced with commensurate transparency. Ultimately, the judiciary's principal asset is not its annual appropriation from Congress or the revenue generated by access fees, but the public trust. And the most effective way to cultivate this trust—to promote transparency, dismantle barriers to access ([ 14 ][17], [ 15 ][18]), and build an open knowledge network—is to do it together. 1. [↵][19]Public Access to Court Electronic Records (PACER), “PACER user manual for CM/ECF courts” (United States Courts, 2019). 2. [↵][20]United States Courts, Federal judicial caseload statistics 2018 (2018); [www.uscourts.gov/statistics-reports/federal-judicial-caseload-statistics-2018][21]. 3. [↵][22]1. W. Hubbard , J. Empir. Leg. Stud. 14, 474 (2017). [OpenUrl][23] 4. [↵][24]1. J. B. Gelbach , Yale Law J. 121, 2270 (2011). [OpenUrl][25] 5. [↵][26]1. A. Bronstad , “PACER fees harm judiciary's credibility, Posner says in class action brief,” 25 January 2019; [www.law.com/2019/01/25/pacer-fees-harm-judiciarys-credibility-posner-says-in-class-action-brief/][27]. 6. [↵][28]1. L. Doggett, 2. M. J. Mucchetti , Tex. Law Rev. 69, 643 (1990). [OpenUrl][29] 7. [↵][30]1. H. F. Lynch et al ., Science 367, 1078 (2020). [OpenUrl][31][Abstract/FREE Full Text][32] 8. [↵][33]Gill v. Whitford, Transcript of oral argument at 38 and 40, no. 16-1161, 138 S. Ct. 1916 (2018). 9. [↵][34]1. J. Tashea , “France bans publishing of judicial analytics and prompts criminal penalty,” ABA Journal, 7 June 2019; [www.abajournal.com/news/article/france-bans-and-creates-criminal-penalty-for-judicial-analytics][35]. 10. [↵][36]1. A. Hammond , Yale Law J. 128, 1478 (2018). [OpenUrl][37] 11. [↵][38]Owing to the preliminary nature of discussions, the identities of courts and judges are not reported, but Science has confirmed this claim. 12. [↵][39]28 U.S. Codes §§ 1913, 1914, 1926, 1930, 1932. 13. [↵][40]1. W. Baude et al ., Univ. Chic. Law Rev. 84, 37 (2017). [OpenUrl][41] 14. [↵][42]1. A. Madison , “Team tapped to review PACER amid fee dispute (corrected),” Bloomberg Law, 9 January 2020; . 15. [↵][43]1. A. Kragie , “Court transparency bill calls for live audio, free PACER,” 2 March 2020; [www.law360.com/articles/1249148][44]. Acknowledgments: We thank K. Sanga for valuable feedback. This research was supported by a gift from John and Leslie McQuown and by the National Science Foundation Convergence Accelerator Program under grant no. 1937123. The data and code used for this article, along with full replication instructions and additional discussion of the analyses, are available at and at Zenodo (10.5281/zenodo.3905128). 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AI Goes to Court: The Growing Landscape of AI for Access to Justice
Civil court leaders have a newly strong interest in how artificial intelligence can improve the quality and efficiency of legal services in the justice system, especially for problems that self-represented litigants face [1, 2, 3, 4, 5]. The promise is that artificial intelligence can address the fundamental crises in courts: that ordinary people are not able to use the system clearly or efficiently; that courts struggle to manage vast amounts of information; and that litigants and judicial officials often have to make complex decisions with little support. If AI is able to gather and sift through vast troves of information, identify patterns, predict optimal strategies, detect anomalies, classify issues, and draft documents, the promise is that these capabilities could be harnessed for making the civil court system more accessible to people. The question then, is how real these promises are, and how they are being implemented and evaluated. Now that early experimentation and agenda-setting have begun, the study of AI as a means for enhancing the quality of justice in the civil court system deserves greater definition.
Could Artificial Intelligence Help Settle Cases?
At ROSS, we're always talking to lawyers about how artificial intelligence is changing their practice. Our discussions are usually focused on AI and legal research. But sometimes the conversation turns to applications that might have seemed far-fetched a couple of years ago but now don't seem quite so crazy. A recent conversation with plaintiff's personal injury lawyers turned toward the application of prediction markets to settlement negotiations. The gist of the idea was that crowd-sourced predictions on settlement amounts could move unreasonable parties into reasonable settlement range. Although the theory that prediction markets could assist in litigation settlement has been around for awhile, it hasn't gained much practical traction.
Roundtable: Information technology in dispute resolution
Technology is infiltrating dispute resolution at multiple points in the litigation process, from claims portals to online dispute resolution (ODR) platforms to court modernisation. Attendees at this Gazette roundtable discuss the IT and cultural challenges of bringing civil justice online. Tony Guise, director of eARB and eCOURT platforms refers to chapter 43 of Lord Justice Jackson's Review of Civil Litigation Costs: Final Report, which defines effective information technology (IT) as'a central place to which and from which one can find all of the documents relating to a piece of civil litigation'. But in recent years litigation technology has broadened significantly from the document management and case management capability outlined by Lord Justice Jackson, into a confusing collection of online systems and applications that deal with various aspects of dispute resolution. Masood Ahmed, associate professor at the University of Leicester, defines litigation technology as the online processes for dispute resolution.