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Leveraging Unstructured Text Data for Federated Instruction Tuning of Large Language Models

Ye, Rui, Ge, Rui, Fengting, Yuchi, Chai, Jingyi, Wang, Yanfeng, Chen, Siheng

arXiv.org Artificial Intelligence

Federated instruction tuning enables multiple clients to collaboratively fine-tune a shared large language model (LLM) that can follow humans' instructions without directly sharing raw data. However, existing literature impractically requires that all the clients readily hold instruction-tuning data (i.e., structured instruction-response pairs), which necessitates massive human annotations since clients' data is usually unstructured text instead. Addressing this, we propose a novel and flexible framework FedIT-U2S, which can automatically transform unstructured corpus into structured data for federated instruction tuning. FedIT-U2S consists two key steps: (1) few-shot instruction-tuning data generation, where each unstructured data piece together with several examples is combined to prompt an LLM in generating an instruction-response pair. To further enhance the flexibility, a retrieval-based example selection technique is proposed, where the examples are automatically selected based on the relatedness between the client's data piece and example pool, bypassing the need of determining examples in advance. (2) A typical federated instruction tuning process based on the generated data. Overall, FedIT-U2S can be applied to diverse scenarios as long as the client holds valuable text corpus, broadening the application scope of federated instruction tuning. We conduct a series of experiments on three domains (medicine, knowledge, and math), showing that our proposed FedIT-U2S can consistently and significantly brings improvement over the base LLM.


Retrieval Augmented Instruction Tuning for Open NER with Large Language Models

Xie, Tingyu, Zhang, Jian, Zhang, Yan, Liang, Yuanyuan, Li, Qi, Wang, Hongwei

arXiv.org Artificial Intelligence

The strong capability of large language models (LLMs) has been applied to information extraction (IE) through either retrieval augmented prompting or instruction tuning (IT). However, the best way to incorporate information with LLMs for IE remains an open question. In this paper, we explore Retrieval Augmented Instruction Tuning (RA-IT) for IE, focusing on the task of open named entity recognition (NER). Specifically, for each training sample, we retrieve semantically similar examples from the training dataset as the context and prepend them to the input of the original instruction. To evaluate our RA-IT approach more thoroughly, we construct a Chinese IT dataset for open NER and evaluate RA-IT in both English and Chinese scenarios. Experimental results verify the effectiveness of RA-IT across various data sizes and in both English and Chinese scenarios. We also conduct thorough studies to explore the impacts of various retrieval strategies in the proposed RA-IT framework. Code and data are available at: https://github.com/Emma1066/Retrieval-Augmented-IT-OpenNER


Selective Demonstrations for Cross-domain Text-to-SQL

Chang, Shuaichen, Fosler-Lussier, Eric

arXiv.org Artificial Intelligence

Large language models (LLMs) with in-context learning have demonstrated impressive generalization capabilities in the cross-domain text-to-SQL task, without the use of in-domain annotations. However, incorporating in-domain demonstration examples has been found to greatly enhance LLMs' performance. In this paper, we delve into the key factors within in-domain examples that contribute to the improvement and explore whether we can harness these benefits without relying on in-domain annotations. Based on our findings, we propose a demonstration selection framework ODIS which utilizes both out-of-domain examples and synthetically generated in-domain examples to construct demonstrations. By retrieving demonstrations from hybrid sources, ODIS leverages the advantages of both, showcasing its effectiveness compared to baseline methods that rely on a single data source. Furthermore, ODIS outperforms state-of-the-art approaches on two cross-domain text-to-SQL datasets, with improvements of 1.1 and 11.8 points in execution accuracy, respectively.


Towards Maximizing the Representation Gap between In-Domain \& Out-of-Distribution Examples

Nandy, Jay, Hsu, Wynne, Lee, Mong Li

arXiv.org Artificial Intelligence

Among existing uncertainty estimation approaches, Dirichlet Prior Network (DPN) distinctly models different predictive uncertainty types. However, for in-domain examples with high data uncertainties among multiple classes, even a DPN model often produces indistinguishable representations from the out-of-distribution (OOD) examples, compromising their OOD detection performance. We address this shortcoming by proposing a novel loss function for DPN to maximize the \textit{representation gap} between in-domain and OOD examples. Experimental results demonstrate that our proposed approach consistently improves OOD detection performance.