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Function-Counting Theory for Low-Dimensional Data Structures

arXiv.org Machine Learning

The success of deep learning models in classification and regression is widely attributed to the low-dimensional structure that real-world data tend to exhibit, despite their high-dimensional representation. This work attempts to provide a mathematical framework for binary classification on low-dimensional data, building on Cover's (1965) function-counting theory. With our framework, we aim to address the question of how the low-dimensional structure of the data affects the classification capabilities of learning models. Cover's theory relies on a general position assumption that blinds it to the underlying data structure. We refine this assumption to account for the low-dimensionality of the data and derive dichotomy counts that reflect the data structure. We further extend Cover's separation capacity and problem of generalization to the low-dimensional setting, enabling the impact of the underlying data structure on both to be analyzed.


All you need is log

arXiv.org Machine Learning

Comparing two probability distributions is a basic building block of statistics and machine learning, and the right family is well understood: the Rényi divergences of order $α\in[0,\infty]$ are the unique family monotone under data processing and additive on independent products. Many problems instead compare more than two distributions at once -- multi-population fairness, multi-prior PAC-Bayes bounds, multi-hypothesis testing -- and the right multi-distribution generalization of the Rényi family has been an open question. We characterize it. Every functional of $W$-tuples of distributions that is monotone under data processing and additive on independent products is a positive integral of multi-way coincidence divergences $C_α(π_1,\dots,π_W) := -\log\int π_1^{α_1}\cdotsπ_W^{α_W}$ (with $\sum_k α_k = 1$) over a parameter space with four strata: the simplex interior; mixed-sign exponent cones (the analogue of Rényi orders $>1$); a tropical boundary at infinity carrying max-divergences; and pairwise Kullback-Leibler edges at the simplex vertices. Each stratum is necessary -- the destination of an explicit data-processing-monotone, product-additive divergence the others cannot reproduce -- and each is a clean limit of simplex-interior atoms. The same family arises from several independent routes -- the structural axioms, Kolmogorov-Nagumo means with Rényi's entropy axiomatics, classical entropy characterizations, multi-hypothesis testing error exponents, and a multi-lottery betting interpretation -- structural evidence that this is the canonical multi-distribution Rényi calculus rather than an artefact of any one axiomatic input. The two-prior case recovers the standard Rényi result; a worked $W=3$ instance, numerical verification, and a conditional extension round out the treatment.


Generalization Analysis of Transformers in Distribution Regression

arXiv.org Machine Learning

In recent years, models based on the Transformer architecture have seen widespread applications and have become one of the core tools in the field of deep learning. Numerous successful techniques, such as parameter-efficient fine-tuning and efficient scaling, have been proposed surrounding their applications to further enhance performance. However, the success of these strategies has always lacked the support of rigorous mathematical theory. To study the underlying mechanisms behind Transformers and related techniques, we first propose a Transformer learning framework motivated by distribution regression, with distributions being inputs, connect a two-stage sampling process with natural language processing, and present a mathematical formulation of the attention mechanism called attention operator. We demonstrate that by the attention operator, Transformers can compress distributions into function representations without loss of information. Moreover, with the advantages of our novel attention operator, Transformers exhibit a stronger capability to learn functionals with more complex structures than convolutional neural networks and fully connected networks. Finally, we obtain a generalization bound within the distribution regression framework. Through the aforementioned theoretical results, we further discuss some successful techniques emerging with large language models (LLMs), such as prompt tuning, parameter-efficient fine-tuning, and efficient scaling. We also provide theoretical insights behind these techniques within our novel analysis framework.


Smoothness-Based Derandomization of PAC-Bayes Bounds

arXiv.org Machine Learning

We study PAC-Bayes derandomization for smooth loss functions. Our goal is to obtain generalization bounds that hold with high probability for deterministic predictors by exploiting smoothness properties of both the loss and the predictor class. We show that passing from the Gibbs predictor to the deterministic predictor at the posterior mean has a precise cost, given by the generalization gap of the Jensen gap class. We control this class through its Rademacher complexity, leading to bounds for deterministic predictors that involve flatness quantities expressed in terms of parameter Jacobians and Hessians of the score map. The framework applies to both bounded and unbounded smooth loss functions, and we specialize the results to linear predictors and smooth neural networks. Finally, the Jacobian and Hessian quantities appearing in the theory motivate a practical regularizer. For BatchNorm networks, we compute this regularizer with respect to effective BatchNorm weights obtained by folding the BatchNorm transformation into the adjacent affine weights. Experiments on CIFAR-10 illustrate the behavior of this regularizer under different batch sizes.


Making Classic GNNs Strong Baselines Across Varying Homophily: A Smoothness–Generalization Perspective

Neural Information Processing Systems

Graph Neural Networks (GNNs) have achieved great success but are often considered to be challenged by varying levels of homophily in graphs. Recent empirical studies have surprisingly shown that homophilic GNNs can perform well across datasets of different homophily levels with proper hyperparameter tuning, but the underlying theory and effective architectures remain unclear.


Probing Neural Combinatorial Optimization Models

Neural Information Processing Systems

Neural combinatorial optimization (NCO) has achieved remarkable performance, yet its learned model representations and decision rationale remain a black box. This impedes both academic research and practical deployment, since researchers and stakeholders require deeper insights into NCO models. In this paper, we take the first critical step towards interpreting NCO models by investigating their representations through various probing tasks. Moreover, we introduce a novel probing tool named Coefficient Significance Probing (CS-Probing) to enable deeper analysis of NCO representations by examining the coefficients and statistical significance during probing. Extensive experiments and analysis reveal that NCO models encode low-level information essential for solution construction, while capturing high-level knowledge to facilitate better decisions. Using CS-Probing, we find that prevalent NCO models impose varying inductive biases on their learned representations, uncover direct evidence related to model generalization, and identify key embedding dimensions associated with specific knowledge. These insights can be potentially translated into practice, for example, with minor code modifications, we improve the generalization of the analyzed model. Our work represents a first systematic attempt to interpret black-box NCO models, showcasing probing as a promising tool for analyzing their internal mechanisms and revealing insights for the NCO community. The source code is publicly available 2.


Towards Single-Source Domain Generalized Object Detection via Causal Visual Prompts

Neural Information Processing Systems

Single-source Domain Generalized Object Detection (SDGOD), as a cutting-edge research topic in computer vision, aims to enhance model generalization capability in unseen target domains through single-source domain training. Current mainstream approaches attempt to mitigate domain discrepancies via data augmentation techniques. However, due to domain shift and limited domain-specific knowledge, models tend to fall into the pitfall of spurious correlations. This manifests as the model's over-reliance on simplistic classification features (e.g., color) rather than essential domain-invariant representations like object contours. To address this critical challenge, we propose the Cauvis (Causal Visual Prompts) method. First, we introduce a Cross-Attention Prompts module that mitigates bias from spurious features by integrating visual prompts with cross-attention. To address the inadequate domain knowledge coverage and spurious feature entanglement in visual prompts for single-domain generalization, we propose a dual-branch adapter that disentangles causal-spurious features while achieving domain adaptation via high-frequency feature extraction. Cauvis achieves state-of-the-art performance with 15.9-31.4% gains over existing domain generalization methods on SDGOD datasets, while exhibiting significant robustness advantages in complex interference environments.


Aggregation Hides Out-of-Distribution Generalization Failures from Spurious Correlations

Neural Information Processing Systems

Benchmarks for out-of-distribution (OOD) generalization frequently show a strong positive correlation between in-distribution (ID) and OOD accuracy across models, termed "accuracy-on-the-line." This pattern is often taken to imply that spurious correlations--correlations that improve ID but reduce OOD performance--are rare in practice. We find that this positive correlation is often an artifact of aggregating heterogeneous OOD examples. Using a simple gradient-based method, OODSelect, we identify semantically coherent OOD subsets where accuracy on the line does not hold. Across widely used distribution shift benchmarks, the OODSelect uncovers subsets, sometimes up to over half of the standard OOD set, where higher ID accuracy predicts lower OOD accuracy. Our findings indicate that aggregate metrics can obscure important failure modes of OOD robustness. We release code and the identified subsets to facilitate further research.


Accelerating data-driven algorithm selection for combinatorial partitioning problems

Neural Information Processing Systems

Data-driven algorithm selection is a powerful approach for choosing effective heuristics for computational problems. It operates by evaluating a set of candidate algorithms on a collection of representative training instances and selecting the one with the best empirical performance. However, running each algorithm on every training instance is computationally expensive, making scalability a central challenge. In practice, a common workaround is to evaluate algorithms on smaller proxy instances derived from the original inputs. However, this practice has remained largely ad hoc and lacked theoretical grounding. We provide the first theoretical foundations for this practice by formalizing the notion of size generalization: predicting an algorithm's performance on a large instance by evaluating it on a smaller, representative instance, subsampled from the original instance. We provide size generalization guarantees for three widely used clustering algorithms (single-linkage, k-means++, and Gonzalez's k-centers heuristic) and two canonical max-cut algorithms (Goemans-Williamson and Greedy). We characterize the subsample size sufficient to ensure that performance on the subsample reflects performance on the full instance, and our experiments support these findings.


An Effective Levelling Paradigm for Unlabeled Scenarios

Neural Information Processing Systems

Advancements in direct-integration fine-tuning frameworks have underscored their potential to enhance the performance of labeled scenarios and tasks. To enhance the generalization of different categories in the same dataset, some methods have added visual loss to these frameworks for unlabeled scenarios. However, the performance of these methods through visual loss does not improve significantly in domain generalization and cross-dataset generalization tasks. This may be attributed to the uncoordinated learning of the two-modalities alignment and visual loss. To mitigate this issue of uncoordinated learning, we propose a novel method called Levelling Paradigm (LePa) to improve performance for unlabeled tasks or scenarios. The proposed LePa, designed as a plug-in module, dynamically constrains and coordinates multiple objective functions, thereby improving the generalization of these baseline methods. Comprehensive experiments have shown that our design can effectively address generalized scenarios and tasks.