garak
A Proposal for Evaluating the Operational Risk for ChatBots based on Large Language Models
Pinacho-Davidson, Pedro, Gutierrez, Fernando, Zapata, Pablo, Vergara, Rodolfo, Aqueveque, Pablo
The emergence of Generative AI (Gen AI) and Large Language Models (LLMs) has enabled more advanced chatbots capable of human-like interactions. However, these conversational agents introduce a broader set of operational risks that extend beyond traditional cybersecurity considerations. In this work, we propose a novel, instrumented risk-assessment metric that simultaneously evaluates potential threats to three key stakeholders: the service-providing organization, end users, and third parties. Our approach incorporates the technical complexity required to induce erroneous behaviors in the chatbot--ranging from non-induced failures to advanced prompt-injection attacks--as well as contextual factors such as the target industry, user age range, and vulnerability severity. To validate our metric, we leverage Garak, an open-source framework for LLM vulnerability testing. We further enhance Garak to capture a variety of threat vectors (e.g., misinformation, code hallucinations, social engineering, and malicious code generation). Our methodology is demonstrated in a scenario involving chatbots that employ retrieval-augmented generation (RAG), showing how the aggregated risk scores guide both short-term mitigation and longer-term improvements in model design and deployment. The results underscore the importance of multi-dimensional risk assessments in operationalizing secure, reliable AI-driven conversational systems.
Prompt Inject Detection with Generative Explanation as an Investigative Tool
Pan, Jonathan, Wong, Swee Liang, Yuan, Yidi, Chia, Xin Wei
Large Language Models (LLMs) are vulnerable to adversarial prompt based injects. These injects could jailbreak or exploit vulnerabilities within these models with explicit prompt requests leading to undesired responses. In the context of investigating prompt injects, the challenge is the sheer volume of input prompts involved that are likely to be largely benign. This investigative challenge is further complicated by the semantics and subjectivity of the input prompts involved in the LLM conversation with its user and the context of the environment to which the conversation is being carried out. Hence, the challenge for AI security investigators would be two-fold. The first is to identify adversarial prompt injects and then to assess whether the input prompt is contextually benign or adversarial. For the first step, this could be done using existing AI security solutions like guardrails to detect and protect the LLMs. Guardrails have been developed using a variety of approaches. A popular approach is to use signature based. Another popular approach to develop AI models to classify such prompts include the use of NLP based models like a language model. However, in the context of conducting an AI security investigation of prompt injects, these guardrails lack the ability to aid investigators in triaging or assessing the identified input prompts. In this applied research exploration, we explore the use of a text generation capabilities of LLM to detect prompt injects and generate explanation for its detections to aid AI security investigators in assessing and triaging of such prompt inject detections. The practical benefit of such a tool is to ease the task of conducting investigation into prompt injects.
garak: A Framework for Security Probing Large Language Models
Derczynski, Leon, Galinkin, Erick, Martin, Jeffrey, Majumdar, Subho, Inie, Nanna
As Large Language Models (LLMs) are deployed and integrated into thousands of applications, the need for scalable evaluation of how models respond to adversarial attacks grows rapidly. However, LLM security is a moving target: models produce unpredictable output, are constantly updated, and the potential adversary is highly diverse: anyone with access to the internet and a decent command of natural language. Further, what constitutes a security weak in one context may not be an issue in a different context; one-fits-all guardrails remain theoretical. In this paper, we argue that it is time to rethink what constitutes ``LLM security'', and pursue a holistic approach to LLM security evaluation, where exploration and discovery of issues are central. To this end, this paper introduces garak (Generative AI Red-teaming and Assessment Kit), a framework which can be used to discover and identify vulnerabilities in a target LLM or dialog system. garak probes an LLM in a structured fashion to discover potential vulnerabilities. The outputs of the framework describe a target model's weaknesses, contribute to an informed discussion of what composes vulnerabilities in unique contexts, and can inform alignment and policy discussions for LLM deployment.