Federated Learning (FL) enables training models across decentralized data silos while preserving client data privacy. Recent research has explored efficient methods for post-training large language models (LLMs) within FL to address computational and communication challenges. While existing approaches often rely on access to LLMs' internal information, which is frequently restricted in real-world scenarios, an inference-only paradigm (black-box FedLLM) has emerged to address these limitations. This paper presents a comprehensive survey on federated tuning for LLMs. We propose a taxonomy categorizing existing studies along two axes: model access-based and parameter efficiency-based optimization. We classify FedLLM approaches into white-box, gray-box, and black-box techniques, highlighting representative methods within each category. We review emerging research treating LLMs as black-box inference APIs and discuss promising directions and open challenges for future research.

Recent research has increasingly focused on training large language models (LLMs) using federated learning, known as FedLLM. However, responsible AI (RAI), which aims to ensure safe responses, remains underexplored in the context of FedLLM. In FedLLM, client data used for training may contain harmful content, leading to unsafe LLMs that generate harmful responses. Aggregating such unsafe LLMs into the global model and distributing them to clients may result in the widespread deployment of unsafe LLMs. To address this issue, we incorporate two well-known RAI methods into FedLLM: the safety filter and constitutional AI. Our experiments demonstrate that these methods significantly enhance the safety of the LLM, achieving over a 20% improvement on AdvBench, a benchmark for evaluating safety performance.

Federated learning (FL) provides a privacy-preserving solution for fine-tuning pre-trained large language models (LLMs) using distributed private datasets, enabling task-specific adaptation while preserving data privacy. However, fine-tuning the extensive parameters in LLMs is particularly challenging in resource-constrained federated scenarios due to the significant communication and computational costs. To gain a deeper understanding of how these challenges can be addressed, this article conducts a comparative analysis three advanced federated LLM (FedLLM) frameworks that integrate knowledge distillation (KD) and split learning (SL) to mitigate these issues: 1) FedLLMs, where clients upload model parameters or gradients to enable straightforward and effective fine-tuning; 2) KD-FedLLMs, which leverage KD for efficient knowledge sharing via logits; and 3) Split-FedLLMs, which split the LLMs into two parts, with one part executed on the client and the other one on the server, to balance the computational load. Each framework is evaluated based on key performance metrics, including model accuracy, communication overhead, and client-side computational load, offering insights into their effectiveness for various federated fine-tuning scenarios. Through this analysis, we identify framework-specific optimization opportunities to enhance the efficiency of FedLLMs and discuss broader research directions, highlighting open opportunities to better adapt FedLLMs for real-world applications. A use case is presented to demonstrate the performance comparison of these three frameworks under varying configurations and settings.

Large Language Models (LLMs), such as ChatGPT, LLaMA, GLM, and PaLM, have exhibited remarkable performances across various tasks in recent years. However, LLMs face two main challenges in real-world applications. One challenge is that training LLMs consumes vast computing resources, preventing LLMs from being adopted by small and medium-sized enterprises with limited computing resources. Another is that training LLM requires a large amount of high-quality data, which are often scattered among enterprises. To address these challenges, we propose FATE-LLM, an industrial-grade federated learning framework for large language models. FATE-LLM (1) facilitates federated learning for large language models (coined FedLLM); (2) promotes efficient training of FedLLM using parameter-efficient fine-tuning methods; (3) protects the intellectual property of LLMs; (4) preserves data privacy during training and inference through privacy-preserving mechanisms. We release the code of FATE-LLM at https://github.com/FederatedAI/FATE-LLM to facilitate the research of FedLLM and enable a broad range of industrial applications.