Recently, foundation models, particularly large language models (LLMs), have demonstrated an impressive ability to adapt to various tasks by fine-tuning diverse instruction data. Notably, federated foundation models (FedFM) emerge as a privacy preservation method to fine-tune models collaboratively under federated learning (FL) settings by leveraging many distributed datasets with non-IID data. To alleviate communication and computation overhead, parameter-efficient methods are introduced for efficiency, and some research adapted personalization methods to FedFM for better user preferences alignment. However, a critical gap in existing research is the neglect of test-time distribution shifts in real-world applications, and conventional methods for test-time distribution shifts in personalized FL are less effective for FedFM due to their failure to adapt to complex distribution shift scenarios and the requirement to train all parameters. To bridge this gap, we refine the setting in FedFM, termed test-time personalization, which aims to learn personalized federated foundation models on clients while effectively handling test-time distribution shifts simultaneously. To address challenges in this setting, we explore a simple yet effective solution, a Federated Dual-Personalizing Adapter (FedDPA) architecture. By co-working with a foundation model, a global adapter and a local adapter jointly tackle the test-time distribution shifts and client-specific personalization. Additionally, we introduce an instance-wise dynamic weighting mechanism that dynamically integrates the global and local adapters for each test instance during inference, facilitating effective test-time personalization. The effectiveness of the proposed method has been evaluated on benchmark datasets across different NLP tasks.

The recent emergence of large language models (LLMs) such as GPT-3 has marked a significant paradigm shift in machine learning. Trained on massive corpora of data, these models demonstrate remarkable capabilities in language understanding, generation, summarization, and reasoning, transforming how intelligent systems process and interact with human language. Although LLMs may still seem like a recent breakthrough, the field is already witnessing the rise of a new and more general category: multi-modal, multi-task foundation models (M3T FMs). These models go beyond language and can process heterogeneous data types/modalities, such as time-series measurements, audio, imagery, tabular records, and unstructured logs, while supporting a broad range of downstream tasks spanning forecasting, classification, control, and retrieval. When combined with federated learning (FL), they give rise to M3T Federated Foundation Models (FedFMs): a highly recent and largely unexplored class of models that enable scalable, privacy-preserving model training/fine-tuning across distributed data sources. In this paper, we take one of the first steps toward introducing these models to the power systems research community by offering a bidirectional perspective: (i) M3T FedFMs for smart grids and (ii) smart grids for FedFMs. In the former, we explore how M3T FedFMs can enhance key grid functions, such as load/demand forecasting and fault detection, by learning from distributed, heterogeneous data available at the grid edge in a privacy-preserving manner. In the latter, we investigate how the constraints and structure of smart grids, spanning energy, communication, and regulatory dimensions, shape the design, training, and deployment of M3T FedFMs.

Federated foundation models represent a new paradigm to jointly fine-tune pre-trained foundation models across clients. It is still a challenge to fine-tune foundation models for a small group of new users or specialized scenarios, which typically involve limited data compared to the large-scale data used in pre-training. In this context, the trade-off between personalization and federation becomes more sensitive. To tackle these, we proposed a bi-level personalization framework for federated fine-tuning on foundation models. Specifically, we conduct personalized fine-tuning on the client-level using its private data, and then conduct a personalized aggregation on the server-level using similar users measured by client-specific task vectors. Given the personalization information gained from client-level fine-tuning, the server-level personalized aggregation can gain group-wise personalization information while mitigating the disturbance of irrelevant or interest-conflict clients with non-IID data. The effectiveness of the proposed algorithm has been demonstrated by extensive experimental analysis in benchmark datasets.

Multi-modal multi-task (M3T) foundation models (FMs) have recently shown transformative potential in artificial intelligence, with emerging applications in education. However, their deployment in real-world educational settings is hindered by privacy regulations, data silos, and limited domain-specific data availability. We introduce M3T Federated Foundation Models (FedFMs) for education: a paradigm that integrates federated learning (FL) with M3T FMs to enable collaborative, privacy-preserving training across decentralized institutions while accommodating diverse modalities and tasks. Subsequently, this position paper aims to unveil M3T FedFMs as a promising yet underexplored approach to the education community, explore its potentials, and reveal its related future research directions. We outline how M3T FedFMs can advance three critical pillars of next-generation intelligent education systems: (i) privacy preservation, by keeping sensitive multi-modal student and institutional data local; (ii) personalization, through modular architectures enabling tailored models for students, instructors, and institutions; and (iii) equity and inclusivity, by facilitating participation from underrepresented and resource-constrained entities. We finally identify various open research challenges, including studying of (i) inter-institution heterogeneous privacy regulations, (ii) the non-uniformity of data modalities' characteristics, (iii) the unlearning approaches for M3T FedFMs, (iv) the continual learning frameworks for M3T FedFMs, and (v) M3T FedFM model interpretability, which must be collectively addressed for practical deployment.

Extended reality (XR) systems, which consist of virtual reality (VR), augmented reality (AR), and mixed reality (XR), offer a transformative interface for immersive, multi-modal, and embodied human-computer interaction. In this paper, we envision that multi-modal multi-task (M3T) federated foundation models (FedFMs) can offer transformative capabilities for XR systems through integrating the representational strength of M3T foundation models (FMs) with the privacy-preserving model training principles of federated learning (FL). We present a modular architecture for FedFMs, which entails different coordination paradigms for model training and aggregations. Central to our vision is the codification of XR challenges that affect the implementation of FedFMs under the SHIFT dimensions: (1) Sensor and modality diversity, (2) Hardware heterogeneity and system-level constraints, (3) Interactivity and embodied personalization, (4) Functional/task variability, and (5) Temporality and environmental variability. We illustrate the manifestation of these dimensions across a set of emerging and anticipated applications of XR systems. Finally, we propose evaluation metrics, dataset requirements, and design tradeoffs necessary for the development of resource-aware FedFMs in XR. This perspective aims to chart the technical and conceptual foundations for context-aware privacy-preserving intelligence in the next generation of XR systems.

Recently, foundation models, particularly large language models (LLMs), have demonstrated an impressive ability to adapt to various tasks by fine-tuning diverse instruction data. Notably, federated foundation models (FedFM) emerge as a privacy preservation method to fine-tune models collaboratively under federated learning (FL) settings by leveraging many distributed datasets with non-IID data. To alleviate communication and computation overhead, parameter-efficient methods are introduced for efficiency, and some research adapted personalization methods to FedFM for better user preferences alignment. However, a critical gap in existing research is the neglect of test-time distribution shifts in real-world applications, and conventional methods for test-time distribution shifts in personalized FL are less effective for FedFM due to their failure to adapt to complex distribution shift scenarios and the requirement to train all parameters. To bridge this gap, we refine the setting in FedFM, termed test-time personalization, which aims to learn personalized federated foundation models on clients while effectively handling test-time distribution shifts simultaneously.

As foundation models gain prominence, Federated Foundation Models (FedFM) have emerged as a privacy-preserving approach to collaboratively fine-tune models in federated learning (FL) frameworks using distributed datasets across clients. A key challenge for FedFM, given the versatile nature of foundation models, is addressing out-of-distribution (OOD) generalization, where unseen tasks or clients may exhibit distribution shifts leading to suboptimal performance. Although numerous studies have explored OOD generalization in conventional FL, these methods are inadequate for FedFM due to the challenges posed by large parameter scales and increased data heterogeneity. To address these, we propose FedOA, which employs adapter-based parameter-efficient fine-tuning methods for efficacy and introduces personalized adapters with feature distance-based regularization to align distributions and guarantee OOD generalization for each client. Theoretically, we demonstrate that the conventional aggregated global model in FedFM inherently retains OOD generalization capabilities, and our proposed method enhances the personalized model's OOD generalization through regularization informed by the global model, with proven convergence under general non-convex settings. Empirically, the effectiveness of the proposed method is validated on benchmark datasets across various NLP tasks.

Federated Foundation Models (FedFMs) represent a distributed learning paradigm that fuses general competences of foundation models as well as privacy-preserving capabilities of federated learning. This combination allows the large foundation models and the small local domain models at the remote clients to learn from each other in a teacher-student learning setting. This paper provides a comprehensive summary of the ten challenging problems inherent in FedFMs, encompassing foundational theory, utilization of private data, continual learning, unlearning, Non-IID and graph data, bidirectional knowledge transfer, incentive mechanism design, game mechanism design, model watermarking, and efficiency. The ten challenging problems manifest in five pivotal aspects: ``Foundational Theory," which aims to establish a coherent and unifying theoretical framework for FedFMs. ``Data," addressing the difficulties in leveraging domain-specific knowledge from private data while maintaining privacy; ``Heterogeneity," examining variations in data, model, and computational resources across clients; ``Security and Privacy," focusing on defenses against malicious attacks and model theft; and ``Efficiency," highlighting the need for improvements in training, communication, and parameter efficiency. For each problem, we offer a clear mathematical definition on the objective function, analyze existing methods, and discuss the key challenges and potential solutions. This in-depth exploration aims to advance the theoretical foundations of FedFMs, guide practical implementations, and inspire future research to overcome these obstacles, thereby enabling the robust, efficient, and privacy-preserving FedFMs in various real-world applications.

The integration of Foundation Models (FMs) with Federated Learning (FL) presents a transformative paradigm in Artificial Intelligence (AI), offering enhanced capabilities while addressing concerns of privacy, data decentralization, and computational efficiency. This paper provides a comprehensive survey of the emerging field of Federated Foundation Models (FedFM), elucidating their synergistic relationship and exploring novel methodologies, challenges, and future directions that the FL research field needs to focus on in order to thrive in the age of foundation models. A systematic multi-tiered taxonomy is proposed, categorizing existing FedFM approaches for model training, aggregation, trustworthiness, and incentivization. Key challenges, including how to enable FL to deal with high complexity of computational demands, privacy considerations, contribution evaluation, and communication efficiency, are thoroughly discussed. Moreover, the paper explores the intricate challenges of communication, scalability and security inherent in training/fine-tuning FMs via FL, highlighting the potential of quantum computing to revolutionize the training, inference, optimization and data encryption processes. This survey underscores the importance of further research to propel innovation in FedFM, emphasizing the need for developing trustworthy solutions. It serves as a foundational guide for researchers and practitioners interested in contributing to this interdisciplinary and rapidly advancing field.

One of the key challenges in federated learning (FL) is local data distribution heterogeneity across clients, which may cause inconsistent feature spaces across clients. To address this issue, we propose a novel method FedFM, which guides each client's features to match shared category-wise anchors (landmarks in feature space). This method attempts to mitigate the negative effects of data heterogeneity in FL by aligning each client's feature space. Besides, we tackle the challenge of varying objective function and provide convergence guarantee for FedFM. In FedFM, to mitigate the phenomenon of overlapping feature spaces across categories and enhance the effectiveness of feature matching, we further propose a more precise and effective feature matching loss called contrastive-guiding (CG), which guides each local feature to match with the corresponding anchor while keeping away from non-corresponding anchors. Additionally, to achieve higher efficiency and flexibility, we propose a FedFM variant, called FedFM-Lite, where clients communicate with server with fewer synchronization times and communication bandwidth costs. Through extensive experiments, we demonstrate that FedFM with CG outperforms several works by quantitative and qualitative comparisons. FedFM-Lite can achieve better performance than state-of-the-art methods with five to ten times less communication costs.