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Spilling the Beans: Teaching LLMs to Self-Report Their Hidden Objectives

Li, Chloe, Phuong, Mary, Tan, Daniel

arXiv.org Artificial Intelligence

As AI systems become more capable of complex agentic tasks, they also become more capable of pursuing undesirable objectives and causing harm. Previous work has attempted to catch these unsafe instances by interrogating models directly about their objectives and behaviors. However, the main weakness of trusting interrogations is that models can lie. We propose self-report fine-tuning (SRFT), a simple supervised fine-tuning technique that trains models to occasionally make factual mistakes, then admit them when asked. We show that the admission of factual errors in simple question-answering settings generalizes out-of-distribution (OOD) to the admission of hidden misaligned objectives in adversarial agentic settings. We evaluate SRFT in OOD stealth tasks, where models are instructed to complete a hidden misaligned objective alongside a user-specified objective without being caught by monitoring. After SRFT, models are more likely to confess the details of their hidden objectives when interrogated, even under strong pressure not to disclose them. Interrogation on SRFT models can detect hidden objectives with near-ceiling performance (F1 score = 0.98), while the baseline model lies when interrogated under the same conditions (F1 score = 0). Interrogation on SRFT models can further elicit the content of the hidden objective, recovering 28-100% details, compared to 0% details recovered in the baseline model and by prefilled assistant turn attacks. This provides a promising technique for promoting honesty propensity and incriminating misaligned AIs.


IROTE: Human-like Traits Elicitation of Large Language Model via In-Context Self-Reflective Optimization

Bai, Yuzhuo, Duan, Shitong, Huang, Muhua, Yao, Jing, Liu, Zhenghao, Zhang, Peng, Lu, Tun, Yi, Xiaoyuan, Sun, Maosong, Xie, Xing

arXiv.org Artificial Intelligence

Trained on various human-authored corpora, Large Language Models (LLMs) have demonstrated a certain capability of reflecting specific human-like traits (e.g., personality or values) by prompting, benefiting applications like personalized LLMs and social simulations. However, existing methods suffer from the superficial elicitation problem: LLMs can only be steered to mimic shallow and unstable stylistic patterns, failing to embody the desired traits precisely and consistently across diverse tasks like humans. To address this challenge, we propose IROTE, a novel in-context method for stable and transferable trait elicitation. Drawing on psychological theories suggesting that traits are formed through identity-related reflection, our method automatically generates and optimizes a textual self-reflection within prompts, which comprises self-perceived experience, to stimulate LLMs' trait-driven behavior. The optimization is performed by iteratively maximizing an information-theoretic objective that enhances the connections between LLMs' behavior and the target trait, while reducing noisy redundancy in reflection without any fine-tuning, leading to evocative and compact trait reflection. Extensive experiments across three human trait systems manifest that one single IROTE-generated self-reflection can induce LLMs' stable impersonation of the target trait across diverse downstream tasks beyond simple questionnaire answering, consistently outperforming existing strong baselines.


How many patients could we save with LLM priors?

Arai, Shota, Selby, David, Vargo, Andrew, Vollmer, Sebastian

arXiv.org Artificial Intelligence

Imagine a world where clinical trials need far fewer patients to achieve the same statistical power, thanks to the knowledge encoded in large language models (LLMs). We present a novel framework for hierarchical Bayesian modeling of adverse events in multi-center clinical trials, leveraging LLM-informed prior distributions. Unlike data augmentation approaches that generate synthetic data points, our methodology directly obtains parametric priors from the model. Our approach systematically elicits informative priors for hyperparameters in hierarchical Bayesian models using a pre-trained LLM, enabling the incorporation of external clinical expertise directly into Bayesian safety modeling. Through comprehensive temperature sensitivity analysis and rigorous cross-validation on real-world clinical trial data, we demonstrate that LLM-derived priors consistently improve predictive performance compared to traditional meta-analytical approaches. This methodology paves the way for more efficient and expert-informed clinical trial design, enabling substantial reductions in the number of patients required to achieve robust safety assessment and with the potential to transform drug safety monitoring and regulatory decision making.