document class
Adaptation of Embedding Models to Financial Filings via LLM Distillation
Brenner, Eliot, Seyler, Dominic, Hegde, Manjunath, Simion, Andrei, Dasgupta, Koustuv, Xiang, Bing
Despite advances in generative large language models (LLMs), practical application of specialized conversational AI agents remains constrained by computation costs, latency requirements, and the need for precise domain-specific relevance measures. While existing embedding models address the first two constraints, they underperform on information retrieval in specialized domains like finance. This paper introduces a scalable pipeline that trains specialized models from an unlabeled corpus using a general purpose retrieval embedding model as foundation. Our method yields an average of 27.7% improvement in MRR$\texttt{@}$5, 44.6% improvement in mean DCG$\texttt{@}$5 across 14 financial filing types measured over 21,800 query-document pairs, and improved NDCG on 3 of 4 document classes in FinanceBench. We adapt retrieval embeddings (bi-encoder) for RAG, not LLM generators, using LLM-judged relevance to distill domain knowledge into a compact retriever. There are prior works which pair synthetically generated queries with real passages to directly fine-tune the retrieval model. Our pipeline differs from these by introducing interaction between student and teacher models that interleaves retrieval-based mining of hard positive/negative examples from the unlabeled corpus with iterative retraining of the student model's weights using these examples. Each retrieval iteration uses the refined student model to mine the corpus for progressively harder training examples for the subsequent training iteration. The methodology provides a cost-effective solution to bridging the gap between general-purpose models and specialized domains without requiring labor-intensive human annotation.
- North America > United States > Florida > Miami-Dade County > Miami (0.04)
- North America > Mexico > Mexico City > Mexico City (0.04)
- North America > Dominican Republic (0.04)
- Asia > Thailand > Bangkok > Bangkok (0.04)
- Law (1.00)
- Government > Regional Government > North America Government > United States Government (1.00)
- Banking & Finance > Trading (0.94)
- Education (0.74)
CT2C-QA: Multimodal Question Answering over Chinese Text, Table and Chart
Zhao, Bowen, Cheng, Tianhao, Zhang, Yuejie, Cheng, Ying, Feng, Rui, Zhang, Xiaobo
Multimodal Question Answering (MMQA) is crucial as it enables comprehensive understanding and accurate responses by integrating insights from diverse data representations such as tables, charts, and text. Most existing researches in MMQA only focus on two modalities such as image-text QA, table-text QA and chart-text QA, and there remains a notable scarcity in studies that investigate the joint analysis of text, tables, and charts. In this paper, we present C$\text{T}^2$C-QA, a pioneering Chinese reasoning-based QA dataset that includes an extensive collection of text, tables, and charts, meticulously compiled from 200 selectively sourced webpages. Our dataset simulates real webpages and serves as a great test for the capability of the model to analyze and reason with multimodal data, because the answer to a question could appear in various modalities, or even potentially not exist at all. Additionally, we present AED (\textbf{A}llocating, \textbf{E}xpert and \textbf{D}esicion), a multi-agent system implemented through collaborative deployment, information interaction, and collective decision-making among different agents. Specifically, the Assignment Agent is in charge of selecting and activating expert agents, including those proficient in text, tables, and charts. The Decision Agent bears the responsibility of delivering the final verdict, drawing upon the analytical insights provided by these expert agents. We execute a comprehensive analysis, comparing AED with various state-of-the-art models in MMQA, including GPT-4. The experimental outcomes demonstrate that current methodologies, including GPT-4, are yet to meet the benchmarks set by our dataset.
Grammar Induction from Visual, Speech and Text
Zhao, Yu, Fei, Hao, Wu, Shengqiong, Zhang, Meishan, Zhang, Min, Chua, Tat-seng
Grammar Induction could benefit from rich heterogeneous signals, such as text, vision, and acoustics. In the process, features from distinct modalities essentially serve complementary roles to each other. With such intuition, this work introduces a novel \emph{unsupervised visual-audio-text grammar induction} task (named \textbf{VAT-GI}), to induce the constituent grammar trees from parallel images, text, and speech inputs. Inspired by the fact that language grammar natively exists beyond the texts, we argue that the text has not to be the predominant modality in grammar induction. Thus we further introduce a \emph{textless} setting of VAT-GI, wherein the task solely relies on visual and auditory inputs. To approach the task, we propose a visual-audio-text inside-outside recursive autoencoder (\textbf{VaTiora}) framework, which leverages rich modal-specific and complementary features for effective grammar parsing. Besides, a more challenging benchmark data is constructed to assess the generalization ability of VAT-GI system. Experiments on two benchmark datasets demonstrate that our proposed VaTiora system is more effective in incorporating the various multimodal signals, and also presents new state-of-the-art performance of VAT-GI.
Data Efficient Training of a U-Net Based Architecture for Structured Documents Localization
Kabeshova, Anastasiia, Betmont, Guillaume, Lerouge, Julien, Stepankevich, Evgeny, Bergès, Alexis
Structured documents analysis and recognition are essential for modern online on-boarding processes, and document localization is a crucial step to achieve reliable key information extraction. While deep-learning has become the standard technique used to solve document analysis problems, real-world applications in industry still face the limited availability of labelled data and of computational resources when training or fine-tuning deep-learning models. To tackle these challenges, we propose SDL-Net: a novel U-Net like encoder-decoder architecture for the localization of structured documents. Our approach allows pre-training the encoder of SDL-Net on a generic dataset containing samples of various document classes, and enables fast and data-efficient fine-tuning of decoders to support the localization of new document classes. We conduct extensive experiments on a proprietary dataset of structured document images to demonstrate the effectiveness and the generalization capabilities of the proposed approach.
- South America > Brazil > Paraná > Curitiba (0.04)
- North America > Mexico > Michoacán > Morelia (0.04)
- Europe > France > Île-de-France > Paris > Paris (0.04)
- Europe > France > Auvergne-Rhône-Alpes > Isère > Grenoble (0.04)