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Age-Based Device Selection and Transmit Power Optimization in Over-the-Air Federated Learning

Liu, Jingyuan, Chang, Zheng, Liang, Ying-Chang

arXiv.org Artificial Intelligence

Recently, over-the-air federated learning (FL) has attracted significant attention for its ability to enhance communication efficiency. However, the performance of over-the-air FL is often constrained by device selection strategies and signal aggregation errors. In particular, neglecting straggler devices in FL can lead to a decline in the fairness of model updates and amplify the global model's bias toward certain devices' data, ultimately impacting the overall system performance. To address this issue, we propose a joint device selection and transmit power optimization framework that ensures the appropriate participation of straggler devices, maintains efficient training performance, and guarantees timely updates. First, we conduct a theoretical analysis to quantify the convergence upper bound of over-the-air FL under age-of-information (AoI)-based device selection. Our analysis further reveals that both the number of selected devices and the signal aggregation errors significantly influence the convergence upper bound. To minimize the expected weighted sum peak age of information, we calculate device priorities for each communication round using Lyapunov optimization and select the highest-priority devices via a greedy algorithm. Then, we formulate and solve a transmit power and normalizing factor optimization problem for selected devices to minimize the time-average mean squared error (MSE). Experimental results demonstrate that our proposed method offers two significant advantages: (1) it reduces MSE and improves model performance compared to baseline methods, and (2) it strikes a balance between fairness and training efficiency while maintaining satisfactory timeliness, ensuring stable model performance.


Enhancing Federated Learning Convergence with Dynamic Data Queue and Data Entropy-driven Participant Selection

Herath, Charuka, Liu, Xiaolan, Lambotharan, Sangarapillai, Rahulamathavan, Yogachandran

arXiv.org Artificial Intelligence

Federated Learning (FL) is a decentralized approach for collaborative model training on edge devices. This distributed method of model training offers advantages in privacy, security, regulatory compliance, and cost-efficiency. Our emphasis in this research lies in addressing statistical complexity in FL, especially when the data stored locally across devices is not identically and independently distributed (non-IID). We have observed an accuracy reduction of up to approximately 10\% to 30\%, particularly in skewed scenarios where each edge device trains with only 1 class of data. This reduction is attributed to weight divergence, quantified using the Euclidean distance between device-level class distributions and the population distribution, resulting in a bias term (\(\delta_k\)). As a solution, we present a method to improve convergence in FL by creating a global subset of data on the server and dynamically distributing it across devices using a Dynamic Data queue-driven Federated Learning (DDFL). Next, we leverage Data Entropy metrics to observe the process during each training round and enable reasonable device selection for aggregation. Furthermore, we provide a convergence analysis of our proposed DDFL to justify their viability in practical FL scenarios, aiming for better device selection, a non-sub-optimal global model, and faster convergence. We observe that our approach results in a substantial accuracy boost of approximately 5\% for the MNIST dataset, around 18\% for CIFAR-10, and 20\% for CIFAR-100 with a 10\% global subset of data, outperforming the state-of-the-art (SOTA) aggregation algorithms.


Ranking-based Client Selection with Imitation Learning for Efficient Federated Learning

Tian, Chunlin, Shi, Zhan, Qin, Xinpeng, Li, Li, Xu, Chengzhong

arXiv.org Artificial Intelligence

Federated Learning (FL) enables multiple devices to collaboratively train a shared model while ensuring data privacy. The selection of participating devices in each training round critically affects both the model performance and training efficiency, especially given the vast heterogeneity in training capabilities and data distribution across devices. To address these challenges, we introduce a novel device selection solution called FedRank, which is an end-to-end, ranking-based approach that is pre-trained by imitation learning against state-of-the-art analytical approaches. It not only considers data and system heterogeneity at runtime but also adaptively and efficiently chooses the most suitable clients for model training. Specifically, FedRank views client selection in FL as a ranking problem and employs a pairwise training strategy for the smart selection process. Additionally, an imitation learning-based approach is designed to counteract the cold-start issues often seen in state-of-the-art learning-based approaches. Experimental results reveal that \model~ boosts model accuracy by 5.2\% to 56.9\%, accelerates the training convergence up to $2.01 \times$ and saves the energy consumption up to $40.1\%$.


FLARE: A New Federated Learning Framework with Adjustable Learning Rates over Resource-Constrained Wireless Networks

Xiao, Bingnan, Zhang, Jingjing, Ni, Wei, Wang, Xin

arXiv.org Artificial Intelligence

Wireless federated learning (WFL) suffers from heterogeneity prevailing in the data distributions, computing powers, and channel conditions of participating devices. This paper presents a new Federated Learning with Adjusted leaRning ratE (FLARE) framework to mitigate the impact of the heterogeneity. The key idea is to allow the participating devices to adjust their individual learning rates and local training iterations, adapting to their instantaneous computing powers. The convergence upper bound of FLARE is established rigorously under a general setting with non-convex models in the presence of non-i.i.d. datasets and imbalanced computing powers. By minimizing the upper bound, we further optimize the scheduling of FLARE to exploit the channel heterogeneity. A nested problem structure is revealed to facilitate iteratively allocating the bandwidth with binary search and selecting devices with a new greedy method. A linear problem structure is also identified and a low-complexity linear programming scheduling policy is designed when training models have large Lipschitz constants. Experiments demonstrate that FLARE consistently outperforms the baselines in test accuracy, and converges much faster with the proposed scheduling policy.


Random Aggregate Beamforming for Over-the-Air Federated Learning in Large-Scale Networks

Xu, Chunmei, Liu, Shengheng, Huang, Yongming, Ottersten, Bjorn, Niyato, Dusit

arXiv.org Artificial Intelligence

At present, there is a trend to deploy ubiquitous artificial intelligence (AI) applications at the edge of the network. As a promising framework that enables secure edge intelligence, federated learning (FL) has received widespread attention, and over-the-air computing (AirComp) has been integrated to further improve the communication efficiency. In this paper, we consider a joint device selection and aggregate beamforming design with the objectives of minimizing the aggregate error and maximizing the number of selected devices. This yields a combinatorial problem, which is difficult to solve especially in large-scale networks. To tackle the problems in a cost-effective manner, we propose a random aggregate beamforming-based scheme, which generates the aggregator beamforming vector via random sampling rather than optimization. The implementation of the proposed scheme does not require the channel estimation. We additionally use asymptotic analysis to study the obtained aggregate error and the number of the selected devices when the number of devices becomes large. Furthermore, a refined method that runs with multiple randomizations is also proposed for performance improvement. Extensive simulation results are presented to demonstrate the effectiveness of the proposed random aggregate beamforming-based scheme as well as the refined method.


Async-HFL: Efficient and Robust Asynchronous Federated Learning in Hierarchical IoT Networks

Yu, Xiaofan, Cherkasova, Ludmila, Vardhan, Harsh, Zhao, Quanling, Ekaireb, Emily, Zhang, Xiyuan, Mazumdar, Arya, Rosing, Tajana

arXiv.org Artificial Intelligence

Federated Learning (FL) has gained increasing interest in recent years as a distributed on-device learning paradigm. However, multiple challenges remain to be addressed for deploying FL in real-world Internet-of-Things (IoT) networks with hierarchies. Although existing works have proposed various approaches to account data heterogeneity, system heterogeneity, unexpected stragglers and scalibility, none of them provides a systematic solution to address all of the challenges in a hierarchical and unreliable IoT network. In this paper, we propose an asynchronous and hierarchical framework (Async-HFL) for performing FL in a common three-tier IoT network architecture. In response to the largely varied delays, Async-HFL employs asynchronous aggregations at both the gateway and the cloud levels thus avoids long waiting time. To fully unleash the potential of Async-HFL in converging speed under system heterogeneities and stragglers, we design device selection at the gateway level and device-gateway association at the cloud level. Device selection chooses edge devices to trigger local training in real-time while device-gateway association determines the network topology periodically after several cloud epochs, both satisfying bandwidth limitation. We evaluate Async-HFL's convergence speedup using large-scale simulations based on ns-3 and a network topology from NYCMesh. Our results show that Async-HFL converges 1.08-1.31x faster in wall-clock time and saves up to 21.6% total communication cost compared to state-of-the-art asynchronous FL algorithms (with client selection). We further validate Async-HFL on a physical deployment and observe robust convergence under unexpected stragglers.


Reconfigurable Intelligent Surface Empowered Over-the-Air Federated Edge Learning

Liu, Hang, Lin, Zehong, Yuan, Xiaojun, Zhang, Ying-Jun Angela

arXiv.org Artificial Intelligence

Federated edge learning (FEEL) has emerged as a revolutionary paradigm to develop AI services at the edge of 6G wireless networks as it supports collaborative model training at a massive number of mobile devices. However, model communication over wireless channels, especially in uplink model uploading of FEEL, has been widely recognized as a bottleneck that critically limits the efficiency of FEEL. Although over-the-air computation can alleviate the excessive cost of radio resources in FEEL model uploading, practical implementations of over-the-air FEEL still suffer from several challenges, including strong straggler issues, large communication overheads, and potential privacy leakage. In this article, we study these challenges in over-the-air FEEL and leverage reconfigurable intelligent surface (RIS), a key enabler of future wireless systems, to address these challenges. We study the state-of-the-art solutions on RIS-empowered FEEL and explore the promising research opportunities for adopting RIS to enhance FEEL performance.


Reconfigurable Intelligent Surface Enabled Federated Learning: A Unified Communication-Learning Design Approach

Liu, Hang, Yuan, Xiaojun, Zhang, Ying-Jun Angela

arXiv.org Artificial Intelligence

To exploit massive amounts of data generated at mobile edge networks, federated learning (FL) has been proposed as an attractive substitute for centralized machine learning (ML). By collaboratively training a shared learning model at edge devices, FL avoids direct data transmission and thus overcomes high communication latency and privacy issues as compared to centralized ML. To improve the communication efficiency in FL model aggregation, over-the-air computation has been introduced to support a large number of simultaneous local model uploading by exploiting the inherent superposition property of wireless channels. However, due to the heterogeneity of communication capacities among edge devices, over-the-air FL suffers from the straggler issue in which the device with the weakest channel acts as a bottleneck of the model aggregation performance. This issue can be alleviated by device selection to some extent, but the latter still suffers from a tradeoff between data exploitation and model communication. In this paper, we leverage the reconfigurable intelligent surface (RIS) technology to relieve the straggler issue in over-the-air FL. Specifically, we develop a learning analysis framework to quantitatively characterize the impact of device selection and model aggregation error on the convergence of over-the-air FL. Then, we formulate a unified communication-learning optimization problem to jointly optimize device selection, over-the-air transceiver design, and RIS configuration. Numerical experiments show that the proposed design achieves substantial learning accuracy improvement compared with the state-of-the-art approaches, especially when channel conditions vary dramatically across edge devices. X. Yuan is with the Center for Intelligent Networking and Communications, the University of Electronic Science and Technology of China, Chengdu, China (e-mail: xjyuan@uestc.edu.cn). The availability of massive amounts of data at mobile edge devices has led to a surge of interest in developing artificial intelligence (AI) services, such as image recognition [1] and natural language processing [2], at the edge of wireless networks.


Privacy-Preserving Federated Learning for UAV-Enabled Networks: Learning-Based Joint Scheduling and Resource Management

Yang, Helin, Zhao, Jun, Xiong, Zehui, Lam, Kwok-Yan, Sun, Sumei, Xiao, Liang

arXiv.org Artificial Intelligence

Unmanned aerial vehicles (UAVs) are capable of serving as flying base stations (BSs) for supporting data collection, artificial intelligence (AI) model training, and wireless communications. However, due to the privacy concerns of devices and limited computation or communication resource of UAVs, it is impractical to send raw data of devices to UAV servers for model training. Moreover, due to the dynamic channel condition and heterogeneous computing capacity of devices in UAV-enabled networks, the reliability and efficiency of data sharing require to be further improved. In this paper, we develop an asynchronous federated learning (AFL) framework for multi-UAV-enabled networks, which can provide asynchronous distributed computing by enabling model training locally without transmitting raw sensitive data to UAV servers. The device selection strategy is also introduced into the AFL framework to keep the low-quality devices from affecting the learning efficiency and accuracy. Moreover, we propose an asynchronous advantage actor-critic (A3C) based joint device selection, UAVs placement, and resource management algorithm to enhance the federated convergence speed and accuracy. Simulation results demonstrate that our proposed framework and algorithm achieve higher learning accuracy and faster federated execution time compared to other existing solutions.


Federated Learning via Over-the-Air Computation

Yang, Kai, Jiang, Tao, Shi, Yuanming, Ding, Zhi

arXiv.org Machine Learning

The stringent requirements for low-latency and privacy of the emerging high-stake applications with intelligent devices such as drones and smart vehicles make the cloud computing inapplicable in these scenarios. Instead, edge machine learning becomes increasingly attractive for performing training and inference directly at network edges without sending data to a centralized data center. This stimulates a nascent field termed as federated learning for training a machine learning model on computation, storage, energy and bandwidth limited mobile devices in a distributed manner. To preserve data privacy and address the issues of unbalanced and non-IID data points across different devices, the federated averaging algorithm has been proposed for global model aggregation by computing the weighted average of locally updated model at each selected device. However, the limited communication bandwidth becomes the main bottleneck for aggregating the locally computed updates. We thus propose a novel over-the-air computation based approach for fast global model aggregation via exploring the superposition property of a wireless multiple-access channel. This is achieved by joint device selection and beamforming design, which is modeled as a sparse and low-rank optimization problem to support efficient algorithms design. To achieve this goal, we provide a difference-of-convex-functions (DC) representation for the sparse and low-rank function to enhance sparsity and accurately detect the fixed-rank constraint in the procedure of device selection. A DC algorithm is further developed to solve the resulting DC program with global convergence guarantees. The algorithmic advantages and admirable performance of the proposed methodologies are demonstrated through extensive numerical results.