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A Theoretical and Empirical Taxonomy of Imbalance in Binary Classification

Essomba, Rose Yvette Bandolo, Fokoué, Ernest

arXiv.org Machine Learning

Class imbalance significantly degrades classification performance, yet its effects are rarely analyzed from a unified theoretical perspective. We propose a principled framework based on three fundamental scales: the imbalance coefficient $η$, the sample--dimension ratio $κ$, and the intrinsic separability $Δ$. Starting from the Gaussian Bayes classifier, we derive closed-form Bayes errors and show how imbalance shifts the discriminant boundary, yielding a deterioration slope that predicts four regimes: Normal, Mild, Extreme, and Catastrophic. Using a balanced high-dimensional genomic dataset, we vary only $η$ while keeping $κ$ and $Δ$ fixed. Across parametric and non-parametric models, empirical degradation closely follows theoretical predictions: minority Recall collapses once $\log(η)$ exceeds $Δ\sqrtκ$, Precision increases asymmetrically, and F1-score and PR-AUC decline in line with the predicted regimes. These results show that the triplet $(η,κ,Δ)$ provides a model-agnostic, geometrically grounded explanation of imbalance-induced deterioration.


We thank all the reviewers for their insightful comments, suggestions, and references

Neural Information Processing Systems

We thank all the reviewers for their insightful comments, suggestions, and references. Novelty of tandem loss: it is not new, but we were not aware of the prior work, we thank Reviewer 2 for bringing it up. While most of the computed bounds are non-vacuous, they look to be not that tight. Also a discussion of potential ways to obtain tighter bond values, or whether there is a fundamental limitation. We provide some discussion in Sections 3.2 and 4.4.


Reliably Detecting Model Failures in Deployment Without Labels

Nguyen, Viet, Shui, Changjian, Giri, Vijay, Arya, Siddharth, Verma, Amol, Razak, Fahad, Krishnan, Rahul G.

arXiv.org Artificial Intelligence

The distribution of data changes over time; models operating in dynamic environments need retraining. But knowing when to retrain, without access to labels, is an open challenge since some, but not all shifts degrade model performance. This paper formalizes and addresses the problem of post-deployment deterioration (PDD) monitoring. We propose D3M, a practical and efficient monitoring algorithm based on the disagreement of predictive models, achieving low false positive rates under non-deteriorating shifts and provides sample complexity bounds for high true positive rates under deteriorating shifts. Empirical results on both standard benchmark and a real-world large-scale internal medicine dataset demonstrate the effectiveness of the framework and highlight its viability as an alert mechanism for high-stakes machine learning pipelines.


We thank all the reviewers for their insightful comments, suggestions, and references

Neural Information Processing Systems

We thank all the reviewers for their insightful comments, suggestions, and references. Novelty of tandem loss: it is not new, but we were not aware of the prior work, we thank Reviewer 2 for bringing it up. While most of the computed bounds are non-vacuous, they look to be not that tight. Also a discussion of potential ways to obtain tighter bond values, or whether there is a fundamental limitation. We provide some discussion in Sections 3.2 and 4.4.


Early Prediction of Multi-Label Care Escalation Triggers in the Intensive Care Unit Using Electronic Health Records

Bukhari, Syed Ahmad Chan, Singh, Amritpal, Hossain, Shifath, Wajahat, Iram

arXiv.org Artificial Intelligence

Intensive Care Unit (ICU) patients often present with complex, overlapping signs of physiological deterioration that require timely escalation of care. Traditional early warning systems, such as SOFA or MEWS, are limited by their focus on single outcomes and fail to capture the multi-dimensional nature of clinical decline. This study proposes a multi-label classification framework to predict Care Escalation Triggers (CETs), including respiratory failure, hemodynamic instability, renal compromise, and neurological deterioration, using the first 24 hours of ICU data. Using the MIMIC-IV database, CETs are defined through rule-based criteria applied to data from hours 24 to 72 (for example, oxygen saturation below 90, mean arterial pressure below 65 mmHg, creatinine increase greater than 0.3 mg/dL, or a drop in Glasgow Coma Scale score greater than 2). Features are extracted from the first 24 hours and include vital sign aggregates, laboratory values, and static demographics. We train and evaluate multiple classification models on a cohort of 85,242 ICU stays (80 percent training: 68,193; 20 percent testing: 17,049). Evaluation metrics include per-label precision, recall, F1-score, and Hamming loss. XGBoost, the best performing model, achieves F1-scores of 0.66 for respiratory, 0.72 for hemodynamic, 0.76 for renal, and 0.62 for neurologic deterioration, outperforming baseline models. Feature analysis shows that clinically relevant parameters such as respiratory rate, blood pressure, and creatinine are the most influential predictors, consistent with the clinical definitions of the CETs. The proposed framework demonstrates practical potential for early, interpretable clinical alerts without requiring complex time-series modeling or natural language processing.


Theoretical foundations of the integral indicator application in hyperparametric optimization

Kulshin, Roman S., Sidorov, Anatoly A.

arXiv.org Artificial Intelligence

The article discusses the concept of hyperparametric optimization of recommendation algorithms using an integral assessment that combines various performance indicators into a single consolidated criterion. This approach is opposed to traditional methods of setting up a single metric and allows you to achieve a balance between accuracy, ranking quality, variety of output and the resource intensity of algorithms. The theoretical significance of the research lies in the development of a universal multi-criteria optimization tool that is applicable not only in recommendation systems, but also in a wide range of machine learning and data analysis tasks.


Evaluating Pavement Deterioration Rates Due to Flooding Events Using Explainable AI

Peng, Lidan, Gao, Lu, Hong, Feng, Sun, Jingran

arXiv.org Artificial Intelligence

Flooding can damage pavement infrastructure significantly, causing both immediate and long-term structural and functional issues. This research investigates how flooding events affect pavement deterioration, specifically focusing on measuring pavement roughness by the International Roughness Index (IRI). To quantify these effects, we utilized 20 years of pavement condition data from TxDOT's PMIS database, which is integrated with flood event data, including duration and spatial extent. Statistical analyses were performed to compare IRI values before and after flooding and to calculate the deterioration rates influenced by flood exposure. Moreover, we applied Explainable Artificial Intelligence (XAI) techniques, such as SHapley Additive exPlanations (SHAP) and Local Interpretable Model-Agnostic Explanations (LIME), to assess the impact of flooding on pavement performance. The results demonstrate that flood-affected pavements experience a more rapid increase in roughness compared to non-flooded sections. These findings emphasize the need for proactive flood mitigation strategies, including improved drainage systems, flood-resistant materials, and preventative maintenance, to enhance pavement resilience in vulnerable regions.


Early Detection of Patient Deterioration from Real-Time Wearable Monitoring System

Ting, Lo Pang-Yun, Chen, Hong-Pei, Liu, An-Shan, Yeh, Chun-Yin, Chen, Po-Lin, Chuang, Kun-Ta

arXiv.org Artificial Intelligence

Early detection of patient deterioration is crucial for reducing mortality rates. Heart rate data has shown promise in assessing patient health, and wearable devices offer a cost-effective solution for real-time monitoring. However, extracting meaningful insights from diverse heart rate data and handling missing values in wearable device data remain key challenges. To address these challenges, we propose TARL, an innovative approach that models the structural relationships of representative subsequences, known as shapelets, in heart rate time series. TARL creates a shapelet-transition knowledge graph to model shapelet dynamics in heart rate time series, indicating illness progression and potential future changes. We further introduce a transition-aware knowledge embedding to reinforce relationships among shapelets and quantify the impact of missing values, enabling the formulation of comprehensive heart rate representations. These representations capture explanatory structures and predict future heart rate trends, aiding early illness detection. We collaborate with physicians and nurses to gather ICU patient heart rate data from wearables and diagnostic metrics assessing illness severity for evaluating deterioration. Experiments on real-world ICU data demonstrate that TARL achieves both high reliability and early detection. A case study further showcases TARL's explainable detection process, highlighting its potential as an AI-driven tool to assist clinicians in recognizing early signs of patient deterioration.


Zero-shot generation of synthetic neurosurgical data with large language models

Barr, Austin A., Guo, Eddie, Sezgin, Emre

arXiv.org Artificial Intelligence

Clinical data is fundamental to advance neurosurgical research, but access is often constrained by data availability, small sample sizes, privacy regulations, and resource-intensive preprocessing and de-identification procedures. Synthetic data offers a potential solution to challenges associated with accessing and using real-world data (RWD). This study aims to evaluate the capability of zero-shot generation of synthetic neurosurgical data with a large language model (LLM), GPT-4o, by benchmarking with the conditional tabular generative adversarial network (CTGAN). Synthetic datasets were compared to real-world neurosurgical data to assess fidelity (means, proportions, distributions, and bivariate correlations), utility (ML classifier performance on RWD), and privacy (duplication of records from RWD). The GPT-4o-generated datasets matched or exceeded CTGAN performance, despite no fine-tuning or access to RWD for pre-training. Datasets demonstrated high univariate and bivariate fidelity to RWD without directly exposing any real patient records, even at amplified sample size. Training an ML classifier on GPT-4o-generated data and testing on RWD for a binary prediction task showed an F1 score (0.706) with comparable performance to training on the CTGAN data (0.705) for predicting postoperative functional status deterioration. GPT-4o demonstrated a promising ability to generate high-fidelity synthetic neurosurgical data. These findings also indicate that data synthesized with GPT-4o can effectively augment clinical data with small sample sizes, and train ML models for prediction of neurosurgical outcomes. Further investigation is necessary to improve the preservation of distributional characteristics and boost classifier performance.


Machine Learning Models for Reinforced Concrete Pipes Condition Prediction: The State-of-the-Art Using Artificial Neural Networks and Multiple Linear Regression in a Wisconsin Case Study

Mohammadagha, Mohsen, Najafi, Mohammad, Kaushal, Vinayak, Jibreen, Ahmad Mahmoud Ahmad

arXiv.org Artificial Intelligence

The aging sewer infrastructure in the U.S., covering 2.1 million kilometers, encounters increasing structural issues, resulting in around 75,000 yearly sanitary sewer overflows that present serious economic, environmental, and public health hazards. Conventional inspection techniques and deterministic models do not account for the unpredictable nature of sewer decline, whereas probabilistic methods depend on extensive historical data, which is frequently lacking or incomplete. This research intends to enhance predictive accuracy for the condition of sewer pipelines through machine learning models artificial neural networks (ANNs) and multiple linear regression (MLR) by integrating factors such as pipe age, material, diameter, environmental influences, and PACP ratings. ANNs utilized ReLU activation functions and Adam optimization, whereas MLR applied regularization to address multicollinearity, with both models assessed through metrics like RMSE, MAE, and R2. The findings indicated that ANNs surpassed MLR, attaining an R2 of 0.9066 compared to MLRs 0.8474, successfully modeling nonlinear relationships while preserving generalization. MLR, on the other hand, offered enhanced interpretability by pinpointing significant predictors such as residual buildup. As a result, pipeline degradation is driven by pipe length, age, and pipe diameter as key predictors, while depth, soil type, and segment show minimal influence in this analysis. Future studies ought to prioritize hybrid models that merge the accuracy of ANNs with the interpretability of MLR, incorporating advanced methods such as SHAP analysis and transfer learning to improve scalability in managing infrastructure and promoting environmental sustainability.