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America's Greatest Strength

TIME - Tech

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4d18c7389f436e1e22b219d7e8d43f94-Paper-Conference.pdf

Neural Information Processing Systems

Alignment faking in large language models presented a demonstration of Claude 3 Opus and Claude 3.5 Sonnet selectively complying with a helpfulonly training objective to prevent modification of their behavior outside of training. We expand this analysis to 25 models and find that only 5 (Claude 3 Opus, Claude 3.5 Sonnet, Llama 3 405B, Grok 3, Gemini 2.0 Flash) comply with harmful queries more when they infer they are in training than when they infer they are in deployment. First, we study the motivations of these 5 models. Results from perturbing details of the scenario suggest that only Claude 3 Opus's compliance gap is primarily and consistently motivated by trying to keep its goals. Second, we investigate why many chat models don't fake alignment. Our results suggest this is not entirely due to a lack of capabilities: many base models fake alignment some of the time, and post-training eliminates alignment-faking for some models and amplifies it for others.We investigate 5 hypotheses for how post-training may suppress alignment faking and find that variations in refusal behavior may account for a significant portion of differences in alignment faking.


From Linear to Nonlinear: Provable Weak-to-Strong Generalization through Feature Learning

Neural Information Processing Systems

Weak-to-strong generalization refers to the phenomenon where a stronger model trained under supervision from a weaker one can outperform its teacher. While prior studies aim to explain this effect, most theoretical insights are limited to abstract frameworks or linear/random feature models. In this paper, we provide a formal analysis of weak-to-strong generalization from a linear CNN (weak) to a two-layer ReLUCNN (strong). We consider structured data composed of labeldependent signals of varying difficulty and label-independent noise, and analyze gradient descent dynamics when the strong model is trained on data labeled by the pretrained weak model. Our analysis identifies two regimes--data-scarce and data-abundant--based on the signal-to-noise characteristics of the dataset, and reveals distinct mechanisms of weak-to-strong generalization. In the datascarce regime, generalization occurs via benign overfitting or fails via harmful overfitting, depending on the amount of data, and we characterize the transition boundary. In the data-abundant regime, generalization emerges in the early phase through label correction, but we observe that overtraining can subsequently degrade performance.


VLForgery Face Triad: Detection, Localization and Attribution via Multimodal Large Language Models

Neural Information Processing Systems

Faces synthesized by diffusion models (DMs) with high-quality and controllable attributes pose a significant challenge for Deepfake detection. Most state-of-the-art detectors only yield a binary decision, incapable of forgery localization, attribution of forgery methods, and providing analysis on the cause of forgeries. In this work, we integrate Multimodal Large Language Models (MLLMs) within DMbased face forensics, and propose a fine-grained analysis triad framework called VLForgery, that can 1) predict falsified facial images; 2) locate the falsified face regions subjected to partial synthesis; and 3) attribute the synthesis with specific generators. To achieve the above goals, we introduce VLF (Visual Language Forensics), a novel and diverse synthesis face dataset designed to facilitate rich interactions between'Visual' and'Language' modalities in MLLMs. Additionally, we propose an extrinsic knowledge-guided description method, termed EkCot, which leverages knowledge from the image generation pipeline to enable MLLMs to quickly capture image content. Furthermore, we introduce a low-level vision comparison pipeline designed to identify differential features between real and fake that MLLMs can inherently understand. These features are then incorporated into EkCot, enhancing its ability to analyze forgeries in a structured manner, following the sequence of detection, localization, and attribution. Extensive experiments demonstrate that VLForgery outperforms other state-of-the-art forensic approaches in detection accuracy, with additional potential for falsified region localization and attribution analysis.


Automated Detection of Visual Attribute Reliance with a Self Reflective Agent

Neural Information Processing Systems

When a vision model performs image recognition, which visual attributes drive its predictions? Detecting unintended reliance on specific visual features is critical for ensuring model robustness, preventing overfitting, and avoiding spurious correlations. We introduce an automated framework for detecting such dependencies in trained vision models. At the core of our method is a self-reflective agent that systematically generates and tests hypotheses about visual attributes that a model may rely on. This process is iterative: the agent refines its hypotheses based on experimental outcomes and uses a self-evaluation protocol to assess whether its findings accurately explain model behavior. When inconsistencies arise, the agent self-reflects over its findings and triggers a new cycle of experimentation. We evaluate our approach on a novel benchmark of 130 models designed to exhibit diverse visual attribute dependencies across 18 categories. Our results show that the agent's performance consistently improves with self-reflection, with a significant performance increase over non-reflective baselines. We further demonstrate that the agent identifies real-world visual attribute dependencies in state-of-the-art models, including CLIP's vision encoder and the YOLOv8 object detector.


Measuring the Faithfulness of Thinking Drafts in Large Reasoning Models

Neural Information Processing Systems

Large Reasoning Models (LRMs) have significantly enhanced their capabilities in complex problem-solving by introducing a thinking draft that enables multipath Chain-of-Thought explorations before producing final answers. Ensuring the faithfulness of these intermediate reasoning processes is crucial for reliable monitoring, interpretation, and effective control. In this paper, we propose a systematic counterfactual intervention framework to rigorously evaluate thinking draft faithfulness. Our approach focuses on two complementary dimensions: (1) IntraDraft Faithfulness, which assesses whether individual reasoning steps causally influence subsequent steps and the final draft conclusion through counterfactual step insertions; and (2) Draft-to-Answer Faithfulness, which evaluates whether final answers are logically consistent with and dependent on the thinking draft, by perturbing the draft's concluding logic. We conduct extensive experiments across six state-of-the-art LRMs. Our findings show that current LRMs demonstrate selective faithfulness to intermediate reasoning steps and frequently fail to faithfully align with the draft conclusions. These results underscore the need for more faithful and interpretable reasoning in advanced LRMs.


62d8cb520f9ba0674daf95491ea60f81-Paper-Conference.pdf

Neural Information Processing Systems

Modern language models (LMs) exhibit strong deductive reasoning capabilities, yet standard evaluations emphasize correctness while overlooking a key aspect of reasoning: efficiency. In real-world reasoning scenarios, much of the available information is irrelevant, and effective deductive inference requires identifying and ignoring such distractions. We propose a framework for assessing LM reasoning efficiency through the lens of logic programming, introducing a simple method to align proofs written in natural language--as generated by an LM--with shortest proofs found by executing the logic program. Efficiency is quantified by measuring how well a model avoids unnecessary inference. Empirically, we construct a dataset of math word problems injected with various number of irrelevant axioms that vary in semantic overlap with the goal theorem. We find that current LMs show marked accuracy declines under such conditions--even with minimal, domainconsistent distractions--and the proofs they generate frequently exhibit detours through irrelevant inferences.2


MuSLR: Multimodal Symbolic Logical Reasoning

Neural Information Processing Systems

Multimodal symbolic logical reasoning, which aims to deduce new facts from multimodal input via formal logic, is critical in high-stakes applications such as autonomous driving and medical diagnosis, as its rigorous, deterministic reasoning helps prevent serious consequences. To evaluate such capabilities of current state-of-the-art vision language models (VLMs), we introduce MuSLR, the first multimodal symbolic logical reasoning grounded in formal logical rules. We curate a benchmark dataset for MuSLR comprising 1,093 instances across 7 domains, including 35 atomic symbolic logic and 976 logical combinations, with reasoning depths ranging from 2 to 9. We evaluate 7 state-of-the-art VLMs on our benchmark and find that they all struggle with multimodal symbolic reasoning, with the best model, GPT-4.1, achieving only 46.8%. Thus, we propose LogiCAM, a modular framework that applies formal logical rules to multimodal inputs, boosting GPT-4.1's


Resolution of Simpson's paradox via the common cause principle

Neural Information Processing Systems

Simpson's paradox poses a challenge in probabilistic inference and decisionmaking. Our study revisits the paradox by re-estimating its frequency with an unbiased data generation process and reaffirms that it is not an artifact of deficient data collection. Thus, it can lead to incorrect recommendations in fields as diverse as statistics, psychology, and artificial intelligence. We show that the paradox can be resolved by assuming a minimal -- though not necessarily observed -- common cause (or screening) variable for the involved random variables. In our approach, conditioning on this minimal common cause establishes the correct association between events, which coincides with the conditioning (i.e., fine-grained) option of the original Simpson paradox. This resolution applies to both discrete cases of binary variables and continuous settings modeled by Gaussian variables. For a non-minimal common cause, the resolution of the paradox is possible, but detailed knowledge of the common cause is required. Our findings extend traditional understandings of the paradox and offer practical guidance for resolving apparent contradictions in probabilistic inference, ultimately enhancing decision-making processes. This point is illustrated by several examples.