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Uncertainty-Aware Data-Efficient AI: An Information-Theoretic Perspective

Simeone, Osvaldo, Romano, Yaniv

arXiv.org Artificial Intelligence

In context-specific applications such as robotics, telecommunications, and healthcare, artificial intelligence systems often face the challenge of limited training data. This scarcity introduces epistemic uncertainty, i.e., reducible uncertainty stemming from incomplete knowledge of the underlying data distribution, which fundamentally limits predictive performance. This review paper examines formal methodologies that address data-limited regimes through two complementary approaches: quantifying epistemic uncertainty and mitigating data scarcity via synthetic data augmentation. We begin by reviewing generalized Bayesian learning frameworks that characterize epistemic uncertainty through generalized posteriors in the model parameter space, as well as ``post-Bayes'' learning frameworks. We continue by presenting information-theoretic generalization bounds that formalize the relationship between training data quantity and predictive uncertainty, providing a theoretical justification for generalized Bayesian learning. Moving beyond methods with asymptotic statistical validity, we survey uncertainty quantification methods that provide finite-sample statistical guarantees, including conformal prediction and conformal risk control. Finally, we examine recent advances in data efficiency by combining limited labeled data with abundant model predictions or synthetic data. Throughout, we take an information-theoretic perspective, highlighting the role of information measures in quantifying the impact of data scarcity.


Intrinsic Structure as a Proxy for Saliency: SVD-Based Weight Preservation for Mixed-Precision Quantization in Large Language Models

Landge, Shashank, Patil, Abhishek, kamble, Tejas, Buddhivant, Bhushan, Joshi, Priyanka

arXiv.org Artificial Intelligence

As Large Language Models (LLMs) continue to scale in parameter count, deploying them on commodity hardware has become increasingly challenging. Post-Training Quantization (PTQ) addresses this by reducing the precision of model weights, typically to 4-bit or lower. However, uniform quantization often leads to significant performance degradation due to the presence of ``outlier features'' -- weights that, while few in number, are critical for maintaining model accuracy. Current state-of-the-art methods such as AWQ (Activation-aware Weight Quantization) and SpQR (Sparse Quantization Representations) rely on calibration data to identify these salient weights via activation magnitudes or Hessian sensitivity. In scenarios where data privacy is paramount or calibration data is unavailable, these methods are inapplicable. In this work, we propose a data-free, structure-aware hypothesis: that the weights identified as Principal Components via Singular Value Decomposition (SVD) are intrinsically important to the model's downstream performance. We introduce a novel selection heuristic that preserves the top-$k$ weights aligned with the principal components in FP32, while aggressively quantizing the residual weights. We compare our method against activation-aware (AWQ) and second-order (SpQR) methods across GLUE benchmarks (MRPC, RTE, QNLI) using a DistilBERT backbone. Our experiments reveal that structural importance is highly correlated with functional importance. On the challenging RTE task, our SVD-based method achieves an accuracy of 66.06\%, outperforming both AWQ (65.34\%) and SpQR (65.34\%) at high protection budgets, validating that intrinsic matrix structure can serve as a robust proxy for weight saliency without the need for forward passes or calibration data.


Think Before You Prune: Self-Reflective Structured Pruning for Reasoning Language Models

Wang, Ziyan, Diao, Enmao, Le, Qi, Wang, Pu, Wang, Guanchu, Lee, Minwoo, Yeh, Shu-ping, Yang, Li

arXiv.org Artificial Intelligence

Reasoning LLMs (RLMs) such as OpenAI o1, DeepSeek-R1, and Qwen3 deliver strong multi-step reasoning through chain-of-thought generation, but their large model sizes and lengthy decode-time outputs make them costly to deploy and unsuitable for resource-constrained settings. To reduce computing and memory cost, pruning offers a promising solution by removing unimportant parameters. However, despite their success on standard LLMs, existing pruning methods severely damage RLMs, as even moderate sparsity (e.g., 20%) can collapse accuracy and completely disrupt the model's reasoning coherence. We begin by analyzing why existing pruning pipelines fail on reasoning LLMs and find that their brittleness largely stems from a mismatch between the calibration data, the pruning objective, and the model's decode-time reasoning behavior. Our study further shows that the most reliable calibration signal comes not from human-written labels but from the model's own self-generated reasoning traces, which more accurately reflect its inference distribution. Guided by these insights, we introduce RESP, a self-reflective structured pruning framework that aligns pruning decisions with the model's reasoning dynamics through self-generated calibration, decode-only gradient-based importance estimation, and progressive regeneration that maintains calibration fidelity as sparsity increases. Experiments on Qwen3-8B demonstrate that RESP markedly outperforms existing structured pruning methods on both GSM8K and MathQA, preserving near-dense accuracy at 20-30% sparsity and substantially mitigating performance collapse at higher sparsity levels. At 40% sparsity, RESP attains 81.3% accuracy on GSM8K and 59.6% on MathQA, surpassing the strongest baselines by 66.87% and 47%, respectively.


CafeQ: Calibration-free Quantization via Learned Transformations and Adaptive Rounding

Sun, Ziteng, Benton, Adrian, Kushnir, Samuel, Trockman, Asher, Singh, Vikas, Diggavi, Suhas, Suresh, Ananda Theertha

arXiv.org Artificial Intelligence

Post-training quantization is an effective method for reducing the serving cost of large language models, where the standard approach is to use a round-to-nearest quantization level scheme. However, this often introduces large errors due to outliers in the weights. Proposed mitigation mechanisms include applying adaptive rounding, random rotation transformations or committing to a post-training target using calibration data. Unfortunately, this reliance on calibration data can be severely limiting in some real-world scenarios as such data may be unavailable or subject to privacy regulations. In this paper, we propose algorithms to optimize transformations and adaptive rounding without access to any calibration data. The optimization is achieved by designing a suitable proxy function for the quantization loss without calibration data. To maintain inference efficiency, we perform structured matrix transformations for single matrices. For paired weights that interact directly in the computation graph, we use dual matrix transformations and adaptive rounding methods. We conduct experiments on Gemma 2 models, and observe consistent improvement over the baselines. For Gemma 2 9B quantization, our method improves the average benchmark score from 61.9 to 62.4 for 4-bit quantization and from 52.0 to 60.6 for 3-bit quantization, while adding less than 3% of computation overhead. Furthermore, our method achieves performance comparable to the commonly used GPTQ method, which requires calibration data.


Think Before You Prune: Selective Self-Generated Calibration for Pruning Large Reasoning Models

Xiang, Yang, Ji, Yixin, Li, Juntao, Zhang, Min

arXiv.org Artificial Intelligence

Large Reasoning Models (LRMs) have demonstrated remarkable performance on complex reasoning benchmarks. However, their long chain-of-thought reasoning processes incur significant inference overhead. Pruning has emerged as a promising approach to reducing computational costs. However, existing efforts have primarily focused on large language models (LLMs), while pruning LRMs remains unexplored. In this work, we conduct the first empirical study on pruning LRMs and show that directly applying existing pruning techniques fails to yield satisfactory results. Our findings indicate that using self-generated reasoning data for calibration can substantially improve pruning performance. We further investigate how the difficulty and length of reasoning data affect pruning outcomes. Our analysis reveals that challenging and moderately long self-generated reasoning data serve as ideal calibration data. Based on these insights, we propose a Selective Self-Generated Reasoning (SSGR) data construction strategy to provide effective calibration data for pruning LRMs. Experimental results on the DeepSeek-R1-Distill model series validate that our strategy improves the reasoning ability of pruned LRMs by 10%-13% compared to general pruning methods.


E-Scores for (In)Correctness Assessment of Generative Model Outputs

Dhillon, Guneet S., González, Javier, Pandeva, Teodora, Curth, Alicia

arXiv.org Machine Learning

While generative models, especially large language models (LLMs), are ubiquitous in today's world, principled mechanisms to assess their (in)correctness are limited. Using the conformal prediction framework, previous works construct sets of LLM responses where the probability of including an incorrect response, or error, is capped at a desired user-defined tolerance level. However, since these methods are based on p-values, they are susceptible to p-hacking, i.e., choosing the tolerance level post-hoc can invalidate the guarantees. We therefore leverage e-values to complement generative model outputs with e-scores as a measure of incorrectness. In addition to achieving the same statistical guarantees as before, e-scores provide users flexibility in adaptively choosing tolerance levels after observing the e-scores themselves, by upper bounding a post-hoc notion of error called size distortion. We experimentally demonstrate their efficacy in assessing LLM outputs for different correctness types: mathematical factuality and property constraints satisfaction.