behavioral use clause
New Tools are Needed for Tracking Adherence to AI Model Behavioral Use Clauses
McDuff, Daniel, Korjakow, Tim, Klyman, Kevin, Contractor, Danish
Foundation models have had a transformative impact on AI. A combination of large investments in research and development, growing sources of digital data for training, and architectures that scale with data and compute has led to models with powerful capabilities. Releasing assets is fundamental to scientific advancement and commercial enterprise. However, concerns over negligent or malicious uses of AI have led to the design of mechanisms to limit the risks of the technology. The result has been a proliferation of licenses with behavioral-use clauses and acceptable-use-policies that are increasingly being adopted by commonly used families of models (Llama, Gemma, Deepseek) and a myriad of smaller projects. We created and deployed a custom AI licenses generator to facilitate license creation and have quantitatively and qualitatively analyzed over 300 customized licenses created with this tool. Alongside this we analyzed 1.7 million models licenses on the HuggingFace model hub. Our results show increasing adoption of these licenses, interest in tools that support their creation and a convergence on common clause configurations. In this paper we take the position that tools for tracking adoption of, and adherence to, these licenses is the natural next step and urgently needed in order to ensure they have the desired impact of ensuring responsible use.
On the Standardization of Behavioral Use Clauses and Their Adoption for Responsible Licensing of AI
McDuff, Daniel, Korjakow, Tim, Cambo, Scott, Benjamin, Jesse Josua, Lee, Jenny, Jernite, Yacine, Ferrandis, Carlos Muñoz, Gokaslan, Aaron, Tarkowski, Alek, Lindley, Joseph, Cooper, A. Feder, Contractor, Danish
Growing concerns over negligent or malicious uses of AI have increased the appetite for tools that help manage the risks of the technology. In 2018, licenses with behaviorial-use clauses (commonly referred to as Responsible AI Licenses) were proposed to give developers a framework for releasing AI assets while specifying their users to mitigate negative applications. As of the end of 2023, on the order of 40,000 software and model repositories have adopted responsible AI licenses licenses. Notable models licensed with behavioral use clauses include BLOOM (language) and LLaMA2 (language), Stable Diffusion (image), and GRID (robotics). This paper explores why and how these licenses have been adopted, and why and how they have been adapted to fit particular use cases. We use a mixed-methods methodology of qualitative interviews, clustering of license clauses, and quantitative analysis of license adoption. Based on this evidence we take the position that responsible AI licenses need standardization to avoid confusing users or diluting their impact. At the same time, customization of behavioral restrictions is also appropriate in some contexts (e.g., medical domains). We advocate for ``standardized customization'' that can meet users' needs and can be supported via tooling.