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Collaborating Authors

 Zhang, Yanci


Uncertainty-Aware Explainable Federated Learning

arXiv.org Artificial Intelligence

Federated Learning (FL) is a collaborative machine learning paradigm for enhancing data privacy preservation. Its privacy-preserving nature complicates the explanation of the decision-making processes and the evaluation of the reliability of the generated explanations. In this paper, we propose the Uncertainty-aware eXplainable Federated Learning (UncertainXFL) to address these challenges. It generates explanations for decision-making processes under FL settings and provides information regarding the uncertainty of these explanations. UncertainXFL is the first framework to explicitly offer uncertainty evaluation for explanations within the FL context. Explanatory information is initially generated by the FL clients and then aggregated by the server in a comprehensive and conflict-free manner during FL training. The quality of the explanations, including the uncertainty score and tested validity, guides the FL training process by prioritizing clients with the most reliable explanations through higher weights during model aggregation. Extensive experimental evaluation results demonstrate that UncertainXFL achieves superior model accuracy and explanation accuracy, surpassing the current state-of-the-art model that does not incorporate uncertainty information by 2.71% and 1.77%, respectively. By integrating and quantifying uncertainty in the data into the explanation process, UncertainXFL not only clearly presents the explanation alongside its uncertainty, but also leverages this uncertainty to guide the FL training process, thereby enhancing the robustness and reliability of the resulting models.


LR-XFL: Logical Reasoning-based Explainable Federated Learning

arXiv.org Artificial Intelligence

Federated learning (FL) is an emerging approach for training machine learning models collaboratively while preserving data privacy. The need for privacy protection makes it difficult for FL models to achieve global transparency and explainability. To address this limitation, we incorporate logic-based explanations into FL by proposing the Logical Reasoning-based eXplainable Federated Learning (LR-XFL) approach. Under LR-XFL, FL clients create local logic rules based on their local data and send them, along with model updates, to the FL server. The FL server connects the local logic rules through a proper logical connector that is derived based on properties of client data, without requiring access to the raw data. In addition, the server also aggregates the local model updates with weight values determined by the quality of the clients' local data as reflected by their uploaded logic rules. The results show that LR-XFL outperforms the most relevant baseline by 1.19%, 5.81% and 5.41% in terms of classification accuracy, rule accuracy and rule fidelity, respectively. The explicit rule evaluation and expression under LR-XFL enable human experts to validate and correct the rules on the server side, hence improving the global FL model's robustness to errors. It has the potential to enhance the transparency of FL models for areas like healthcare and finance where both data privacy and explainability are important.


Towards Verifiable Federated Learning

arXiv.org Artificial Intelligence

Federated learning (FL) is an emerging paradigm of collaborative machine learning that preserves user privacy while building powerful models. Nevertheless, due to the nature of open participation by self-interested entities, it needs to guard against potential misbehaviours by legitimate FL participants. FL verification techniques are promising solutions for this problem. They have been shown to effectively enhance the reliability of FL networks and help build trust among participants. Verifiable federated learning has become an emerging topic of research that has attracted significant interest from the academia and the industry alike. Currently, there is no comprehensive survey on the field of verifiable federated learning, which is interdisciplinary in nature and can be challenging for researchers to enter into. In this paper, we bridge this gap by reviewing works focusing on verifiable FL. We propose a novel taxonomy for verifiable FL covering both centralised and decentralised FL settings, summarise the commonly adopted performance evaluation approaches, and discuss promising directions towards a versatile verifiable FL framework.