Current neural networks often employ multi-domain-learning or attribute-injecting mechanisms to incorporate non-independent and identically distributed (non-IID) information for text understanding tasks by capturing individual characteristics and the relationships among samples. However, the extent of the impact of non-IID information and how these methods affect pre-trained language models (PLMs) remains unclear. This study revisits the assumption that non-IID information enhances PLMs to achieve performance improvements from a Bayesian perspective, which unearths and integrates non-IID and IID features. Furthermore, we proposed a multi-attribute multi-grained framework for PLM adaptations (M2A), which combines multi-attribute and multi-grained views to mitigate uncertainty in a lightweight manner. We evaluate M2A through prevalent text-understanding datasets and demonstrate its superior performance, mainly when data are implicitly non-IID, and PLMs scale larger.

Large language models (LLMs) have achieved outstanding performance in natural language processing, but enormous model sizes and high computational costs limit their practical deployment. Structured pruning can effectively reduce the resource demands for deployment by removing redundant model parameters. However, the randomly selected calibration data and fixed single importance estimation metrics in existing structured pruning methods lead to degraded performance of pruned models. This study introduces AdaPruner, a sample-aware adaptive structured pruning framework for LLMs, aiming to optimize the calibration data and importance estimation metrics in the structured pruning process. Specifically, AdaPruner effectively removes redundant parameters from LLMs by constructing a structured pruning solution space and then employing Bayesian optimization to adaptively search for the optimal calibration data and importance estimation metrics. Experimental results show that the AdaPruner outperforms existing structured pruning methods on a family of LLMs with varying pruning ratios, demonstrating its applicability and robustness. Remarkably, at a 20\% pruning ratio, the model pruned with AdaPruner maintains 97\% of the performance of the unpruned model.

Federated learning (FL) enables decentralized clients to collaboratively train a global model under the orchestration of a central server without exposing their individual data. However, the iterative exchange of model parameters between the server and clients imposes heavy communication burdens, risks potential privacy leakage, and even precludes collaboration among heterogeneous clients. Distillation-based FL tackles these challenges by exchanging low-dimensional model outputs rather than model parameters, yet it highly relies on a task-relevant auxiliary dataset that is often not available in practice. Data-free FL attempts to overcome this limitation by training a server-side generator to directly synthesize task-specific data samples for knowledge transfer. However, the update rule of the generator requires clients to share on-device models for white-box access, which greatly compromises the advantages of distillation-based FL. This motivates us to explore a data-free and black-box FL framework via Zeroth-order Gradient Estimation (FedZGE), which estimates the gradients after flowing through on-device models in a black-box optimization manner to complete the training of the generator in terms of fidelity, transferability, diversity, and equilibrium, without involving any auxiliary data or sharing any model parameters, thus combining the advantages of both distillation-based FL and data-free FL. Experiments on large-scale image classification datasets and network architectures demonstrate the superiority of FedZGE in terms of data heterogeneity, model heterogeneity, communication efficiency, and privacy protection.

Small language models (SLMs) are more efficient, cost-effective, and customizable than large language models (LLMs), though they often underperform in specific areas like reasoning. Past methods for enhancing SLMs' reasoning, such as supervised fine-tuning and distillation, often depend on costly external signals, resulting in SLMs being overly confident with limited supervision signals, thus limiting their abilities. Therefore, this study enables SLMs to learn to reason from self-iterative feedback. By combining odds ratio preference optimization (ORPO), we fine-tune and align SLMs using positive and negative signals generated by themselves. Additionally, we introduce process supervision for rewards in preference alignment by sampling-based inference simulation and process reward models. Compared to Supervised Fine-Tuning (SFT), our method improves the performance of Gemma-2B by 12.43 (Acc) on GSM8K and 3.95 (Pass@1) on MBPP. Furthermore, the proposed method also demonstrated superior out-of-domain generalization capabilities on MMLU_Math and HumanEval.

Aspect-based sentiment analysis (ABSA) identifies sentiment information related to specific aspects and provides deeper market insights to businesses and organizations. With the emergence of large language models (LMs), recent studies have proposed using fixed examples for instruction tuning to reformulate ABSA as a generation task. However, the performance is sensitive to the selection of in-context examples; several retrieval methods are based on surface similarity and are independent of the LM generative objective. This study proposes an instruction learning method with retrieval-based example ranking for ABSA tasks. For each target sample, an LM was applied as a scorer to estimate the likelihood of the output given the input and a candidate example as the prompt, and training examples were labeled as positive or negative by ranking the scores. An alternating training schema is proposed to train both the retriever and LM. Instructional prompts can be constructed using high-quality examples. The LM is used for both scoring and inference, improving the generation efficiency without incurring additional computational costs or training difficulties. Extensive experiments on three ABSA subtasks verified the effectiveness of the proposed method, demonstrating its superiority over various strong baseline models. Code and data are released at https://github.com/zgMin/IT-RER-ABSA.

Chain of thought (CoT) has proven useful for problems requiring complex reasoning. Many of these problems are both textual and multimodal. Given the inputs in different modalities, a model generates a rationale and then uses it to answer a question. Because of the hallucination issue, the generated soft negative rationales with high textual quality but illogical semantics do not always help improve answer accuracy. This study proposes a rationale generation method using soft negative sampling (SNSE-CoT) to mitigate hallucinations in multimodal CoT. Five methods were applied to generate soft negative samples that shared highly similar text but had different semantics from the original. Bidirectional margin loss (BML) was applied to introduce them into the traditional contrastive learning framework that involves only positive and negative samples. Extensive experiments on the ScienceQA dataset demonstrated the effectiveness of the proposed method. Code and data are released at https://github.com/zgMin/SNSE-CoT.

User Simulators play a pivotal role in training and evaluating task-oriented dialogue systems. Traditional user simulators typically rely on human-engineered agendas, resulting in generated responses that often lack diversity and spontaneity. Although large language models (LLMs) exhibit a remarkable capacity for generating coherent and contextually appropriate utterances, they may fall short when tasked with generating responses that effectively guide users towards their goals, particularly in dialogues with intricate constraints and requirements. This paper introduces DuetSim, a novel framework designed to address the intricate demands of task-oriented dialogues by leveraging LLMs. DuetSim stands apart from conventional approaches by employing two LLMs in tandem: one dedicated to response generation and the other focused on verification. This dual LLM approach empowers DuetSim to produce responses that not only exhibit diversity but also demonstrate accuracy and are preferred by human users. We validate the efficacy of our method through extensive experiments conducted on the MultiWOZ dataset, highlighting improvements in response quality and correctness, largely attributed to the incorporation of the second LLM.

The pre-training for language models captures general language understanding but fails to distinguish the affective impact of a particular context to a specific word. Recent works have sought to introduce contrastive learning (CL) for sentiment-aware pre-training in acquiring affective information. Nevertheless, these methods present two significant limitations. First, the compatibility of the GPU memory often limits the number of negative samples, hindering the opportunities to learn good representations. In addition, using only a few sentiment polarities as hard labels, e.g., positive, neutral, and negative, to supervise CL will force all representations to converge to a few points, leading to the issue of latent space collapse. This study proposes a soft momentum contrastive learning (SoftMCL) for fine-grained sentiment-aware pre-training. Instead of hard labels, we introduce valence ratings as soft-label supervision for CL to fine-grained measure the sentiment similarities between samples. The proposed SoftMCL is conducted on both the word- and sentence-level to enhance the model's ability to learn affective information. A momentum queue was introduced to expand the contrastive samples, allowing storing and involving more negatives to overcome the limitations of hardware platforms. Extensive experiments were conducted on four different sentiment-related tasks, which demonstrates the effectiveness of the proposed SoftMCL method. The code and data of the proposed SoftMCL is available at: https://www.github.com/wangjin0818/SoftMCL/.

Effectively and efficiently adapting a pre-trained language model (PLM) for human-centered text understanding (HCTU) is challenging since user tokens are million-level in most personalized applications and do not have concrete explicit semantics. A standard and parameter-efficient approach (e.g., LoRA) necessitates memorizing numerous suits of adapters for each user. In this work, we introduce a personalized LoRA (PLoRA) with a plug-and-play (PnP) framework for the HCTU task. PLoRA is effective, parameter-efficient, and dynamically deploying in PLMs. Moreover, a personalized dropout and a mutual information maximizing strategies are adopted and hence the proposed PLoRA can be well adapted to few/zero-shot learning scenarios for the cold-start issue. Experiments conducted on four benchmark datasets show that the proposed method outperforms existing methods in full/few/zero-shot learning scenarios for the HCTU task, even though it has fewer trainable parameters. For reproducibility, the code for this paper is available at: https://github.com/yoyo-yun/PLoRA.

Maintaining engagement and consistency is particularly important in dialogue systems. Existing works have improved the performance of dialogue systems by intentionally learning interlocutor personas with sophisticated network structures. One issue with this approach is that it requires more personal corpora with annotations. Additionally, these models typically perform the next utterance prediction to generate a response but neglect the discourse coherence in the entire conversation. To address these issues, this study proposes a method of learning to memorize entailment and discourse relations for persona-consistent dialogue tasks. Entailment text pairs in natural language inference dataset were applied to learn latent entailment relations as external memories by premise-to-hypothesis generation task. Furthermore, an internal memory with a similar architecture was applied to the discourse information in the dialogue. Placing orthogonality restrictions on these two memory spaces ensures that the latent entailment relations remain dialogue-independent. Both memories collaborate to obtain entailment and discourse representation for the generation, allowing a deeper understanding of both consistency and coherence. Experiments on two large public datasets, PersonaChat and DSTC7-AVSD, demonstrated the effectiveness of the proposed method. Both automatic and human evaluations indicate that the proposed model outperforms several strong baselines in terms of both persona consistency and response coherence. Our source code is available at https://github.com/Chenrj233/LMEDR.