Xu, Sheng
Fin-R1: A Large Language Model for Financial Reasoning through Reinforcement Learning
Liu, Zhaowei, Guo, Xin, Lou, Fangqi, Zeng, Lingfeng, Niu, Jinyi, Wang, Zixuan, Xu, Jiajie, Cai, Weige, Yang, Ziwei, Zhao, Xueqian, Li, Chao, Xu, Sheng, Chen, Dezhi, Chen, Yun, Bai, Zuo, Zhang, Liwen
Reasoning large language models are rapidly evolving across various domains. However, their capabilities in handling complex financial tasks still require in-depth exploration. In this paper, we introduce Fin-R1, a reasoning large language model specifically designed for the financial sector. Fin-R1 is built using a two-stage architecture, leveraging a financial reasoning dataset distilled and processed based on DeepSeek-R1. Through supervised fine-tuning (SFT) and reinforcement learning (RL) training, it demonstrates performance close to DeepSeek-R1 with a parameter size of 7 billion across a range of financial reasoning tasks. It achieves the state-of-the-art (SOTA) in the FinQA and ConvFinQA tasks between those LLMs in our evaluation, surpassing larger models in other tasks as well. Fin-R1 showcases strong reasoning and decision-making capabilities, providing solutions to various problems encountered in the financial domain. Our code is available at https://github.com/SUFE-AIFLM-Lab/Fin-R1.
Generative AI in Education: From Foundational Insights to the Socratic Playground for Learning
Hu, Xiangen, Xu, Sheng, Tong, Richard, Graesser, Art
This paper explores the synergy between human cognition and Large Language Models (LLMs), highlighting how generative AI can drive personalized learning at scale. We discuss parallels between LLMs and human cognition, emphasizing both the promise and new perspectives on integrating AI systems into education. After examining challenges in aligning technology with pedagogy, we review AutoTutor-one of the earliest Intelligent Tutoring Systems (ITS)-and detail its successes, limitations, and unfulfilled aspirations. We then introduce the Socratic Playground, a next-generation ITS that uses advanced transformer-based models to overcome AutoTutor's constraints and provide personalized, adaptive tutoring. To illustrate its evolving capabilities, we present a JSON-based tutoring prompt that systematically guides learner reflection while tracking misconceptions. Throughout, we underscore the importance of placing pedagogy at the forefront, ensuring that technology's power is harnessed to enhance teaching and learning rather than overshadow it.
Adaptive Traffic Element-Based Streetlight Control Using Neighbor Discovery Algorithm Based on IoT Events
Tan, Yupeng, Xu, Sheng, Su, Chengyue
Intelligent streetlight systems divide the streetlight network into multiple sectors, activating only the streetlights in the corresponding sectors when traffic elements pass by, rather than all streetlights, effectively reducing energy waste. This strategy requires streetlights to understand their neighbor relationships to illuminate only the streetlights in their respective sectors. However, manually configuring the neighbor relationships for a large number of streetlights in complex large-scale road streetlight networks is cumbersome and prone to errors. Due to the crisscrossing nature of roads, it is also difficult to determine the neighbor relationships using GPS or communication positioning. In response to these issues, this article proposes a systematic approach to model the streetlight network as a social network and construct a neighbor relationship probabilistic graph using IoT event records of streetlights detecting traffic elements. Based on this, a multi-objective genetic algorithm based probabilistic graph clustering method is designed to discover the neighbor relationships of streetlights. Considering the characteristic that pedestrians and vehicles usually move at a constant speed on a section of a road, speed consistency is introduced as an optimization objective, which, together with traditional similarity measures, forms a multi-objective function, enhancing the accuracy of neighbor relationship discovery. Extensive experiments on simulation datasets were conducted, comparing the proposed algorithm with other probabilistic graph clustering algorithms. The results demonstrate that the proposed algorithm can more accurately identify the neighbor relationships of streetlights compared to other algorithms, effectively achieving adaptive streetlight control for traffic elements.
On the Performance Analysis of Momentum Method: A Frequency Domain Perspective
Li, Xianliang, Luo, Jun, Zheng, Zhiwei, Wang, Hanxiao, Luo, Li, Wen, Lingkun, Wu, Linlong, Xu, Sheng
Momentum-based optimizers are widely adopted for training neural networks. However, the optimal selection of momentum coefficients remains elusive. This uncertainty impedes a clear understanding of the role of momentum in stochastic gradient methods. In this paper, we present a frequency domain analysis framework that interprets the momentum method as a time-variant filter for gradients, where adjustments to momentum coefficients modify the filter characteristics. Our experiments support this perspective and provide a deeper understanding of the mechanism involved. Moreover, our analysis reveals the following significant findings: high-frequency gradient components are undesired in the late stages of training; preserving the original gradient in the early stages, and gradually amplifying low-frequency gradient components during training both enhance generalization performance. Based on these insights, we propose Frequency Stochastic Gradient Descent with Momentum (FSGDM), a heuristic optimizer that dynamically adjusts the momentum filtering characteristic with an empirically effective dynamic magnitude response. Experimental results demonstrate the superiority of FSGDM over conventional momentum optimizers.
SPL: A Socratic Playground for Learning Powered by Large Language Model
Zhang, Liang, Lin, Jionghao, Kuang, Ziyi, Xu, Sheng, Yeasin, Mohammed, Hu, Xiangen
Dialogue-based Intelligent Tutoring Systems (ITSs) have significantly advanced adaptive and personalized learning by automating sophisticated human tutoring strategies within interactive dialogues. However, replicating the nuanced patterns of expert human communication remains a challenge in Natural Language Processing (NLP). Recent advancements in NLP, particularly Large Language Models (LLMs) such as OpenAI's GPT-4, offer promising solutions by providing human-like and context-aware responses based on extensive pre-trained knowledge. Motivated by the effectiveness of LLMs in various educational tasks (e.g., content creation and summarization, problem-solving, and automated feedback provision), our study introduces the Socratic Playground for Learning (SPL), a dialogue-based ITS powered by the GPT-4 model, which employs the Socratic teaching method to foster critical thinking among learners. Through extensive prompt engineering, SPL can generate specific learning scenarios and facilitates efficient multi-turn tutoring dialogues. The SPL system aims to enhance personalized and adaptive learning experiences tailored to individual needs, specifically focusing on improving critical thinking skills. Our pilot experimental results from essay writing tasks demonstrate SPL has the potential to improve tutoring interactions and further enhance dialogue-based ITS functionalities. Our study, exemplified by SPL, demonstrates how LLMs enhance dialogue-based ITSs and expand the accessibility and efficacy of educational technologies.
pFedLVM: A Large Vision Model (LVM)-Driven and Latent Feature-Based Personalized Federated Learning Framework in Autonomous Driving
Kou, Wei-Bin, Lin, Qingfeng, Tang, Ming, Xu, Sheng, Ye, Rongguang, Leng, Yang, Wang, Shuai, Li, Guofa, Chen, Zhenyu, Zhu, Guangxu, Wu, Yik-Chung
Deep learning-based Autonomous Driving (AD) models often exhibit poor generalization due to data heterogeneity in an ever domain-shifting environment. While Federated Learning (FL) could improve the generalization of an AD model (known as FedAD system), conventional models often struggle with under-fitting as the amount of accumulated training data progressively increases. To address this issue, instead of conventional small models, employing Large Vision Models (LVMs) in FedAD is a viable option for better learning of representations from a vast volume of data. However, implementing LVMs in FedAD introduces three challenges: (I) the extremely high communication overheads associated with transmitting LVMs between participating vehicles and a central server; (II) lack of computing resource to deploy LVMs on each vehicle; (III) the performance drop due to LVM focusing on shared features but overlooking local vehicle characteristics. To overcome these challenges, we propose pFedLVM, a LVM-Driven, Latent Feature-Based Personalized Federated Learning framework. In this approach, the LVM is deployed only on central server, which effectively alleviates the computational burden on individual vehicles. Furthermore, the exchange between central server and vehicles are the learned features rather than the LVM parameters, which significantly reduces communication overhead. In addition, we utilize both shared features from all participating vehicles and individual characteristics from each vehicle to establish a personalized learning mechanism. This enables each vehicle's model to learn features from others while preserving its personalized characteristics, thereby outperforming globally shared models trained in general FL. Extensive experiments demonstrate that pFedLVM outperforms the existing state-of-the-art approaches.
Fossil Image Identification using Deep Learning Ensembles of Data Augmented Multiviews
Hou, Chengbin, Lin, Xinyu, Huang, Hanhui, Xu, Sheng, Fan, Junxuan, Shi, Yukun, Lv, Hairong
Identification of fossil species is crucial to evolutionary studies. Recent advances from deep learning have shown promising prospects in fossil image identification. However, the quantity and quality of labeled fossil images are often limited due to fossil preservation, conditioned sampling, and expensive and inconsistent label annotation by domain experts, which pose great challenges to training deep learning based image classification models. To address these challenges, we follow the idea of the wisdom of crowds and propose a multiview ensemble framework, which collects Original (O), Gray (G), and Skeleton (S) views of each fossil image reflecting its different characteristics to train multiple base models, and then makes the final decision via soft voting. Experiments on the largest fusulinid dataset with 2400 images show that the proposed OGS consistently outperforms baselines (using a single model for each view), and obtains superior or comparable performance compared to OOO (using three base models for three the same Original views). Besides, as the training data decreases, the proposed framework achieves more gains. While considering the identification consistency estimation with respect to human experts, OGS receives the highest agreement with the original labels of dataset and with the re-identifications of two human experts. The validation performance provides a quantitative estimation of consistency across different experts and genera. We conclude that the proposed framework can present state-of-the-art performance in the fusulinid fossil identification case study. This framework is designed for general fossil identification and it is expected to see applications to other fossil datasets in future work. The source code is publicly available at https://github.com/houchengbin/Fossil-Image-Identification to benefit future research in fossil image identification.
ContraNovo: A Contrastive Learning Approach to Enhance De Novo Peptide Sequencing
Jin, Zhi, Xu, Sheng, Zhang, Xiang, Ling, Tianze, Dong, Nanqing, Ouyang, Wanli, Gao, Zhiqiang, Chang, Cheng, Sun, Siqi
De novo peptide sequencing from mass spectrometry (MS) data is a critical task in proteomics research. Traditional de novo algorithms have encountered a bottleneck in accuracy due to the inherent complexity of proteomics data. While deep learning-based methods have shown progress, they reduce the problem to a translation task, potentially overlooking critical nuances between spectra and peptides. In our research, we present ContraNovo, a pioneering algorithm that leverages contrastive learning to extract the relationship between spectra and peptides and incorporates the mass information into peptide decoding, aiming to address these intricacies more efficiently. Through rigorous evaluations on two benchmark datasets, ContraNovo consistently outshines contemporary state-of-the-art solutions, underscoring its promising potential in enhancing de novo peptide sequencing.
CorefPrompt: Prompt-based Event Coreference Resolution by Measuring Event Type and Argument Compatibilities
Xu, Sheng, Li, Peifeng, Zhu, Qiaoming
Event coreference resolution (ECR) aims to group event mentions referring to the same real-world event into clusters. Most previous studies adopt the "encoding first, then scoring" framework, making the coreference judgment rely on event encoding. Furthermore, current methods struggle to leverage human-summarized ECR rules, e.g., coreferential events should have the same event type, to guide the model. To address these two issues, we propose a prompt-based approach, CorefPrompt, to transform ECR into a cloze-style MLM (masked language model) task. This allows for simultaneous event modeling and coreference discrimination within a single template, with a fully shared context. In addition, we introduce two auxiliary prompt tasks, event-type compatibility and argument compatibility, to explicitly demonstrate the reasoning process of ECR, which helps the model make final predictions. Experimental results show that our method CorefPrompt performs well in a state-of-the-art (SOTA) benchmark.
DCP-NAS: Discrepant Child-Parent Neural Architecture Search for 1-bit CNNs
Li, Yanjing, Xu, Sheng, Cao, Xianbin, Zhuo, Li'an, Zhang, Baochang, Wang, Tian, Guo, Guodong
Neural architecture search (NAS) proves to be among the effective approaches for many tasks by generating an application-adaptive neural architecture, which is still challenged by high computational cost and memory consumption. At the same time, 1-bit convolutional neural networks (CNNs) with binary weights and activations show their potential for resource-limited embedded devices. One natural approach is to use 1-bit CNNs to reduce the computation and memory cost of NAS by taking advantage of the strengths of each in a unified framework, while searching the 1-bit CNNs is more challenging due to the more complicated processes involved. In this paper, we introduce Discrepant Child-Parent Neural Architecture Search (DCP-NAS) to efficiently search 1-bit CNNs, based on a new framework of searching the 1-bit model (Child) under the supervision of a real-valued model (Parent). Particularly, we first utilize a Parent model to calculate a tangent direction, based on which the tangent propagation method is introduced to search the optimized 1-bit Child. We further observe a coupling relationship between the weights and architecture parameters existing in such differentiable frameworks. To address the issue, we propose a decoupled optimization method to search an optimized architecture. Extensive experiments demonstrate that our DCP-NAS achieves much better results than prior arts on both CIFAR-10 and ImageNet datasets. In particular, the backbones achieved by our DCP-NAS achieve strong generalization performance on person re-identification and object detection.