Goto

Collaborating Authors

 Whittlestone, Jess


Frontier AI Regulation: Managing Emerging Risks to Public Safety

arXiv.org Artificial Intelligence

Advanced AI models hold the promise of tremendous benefits for humanity, but society needs to proactively manage the accompanying risks. In this paper, we focus on what we term "frontier AI" models: highly capable foundation models that could possess dangerous capabilities sufficient to pose severe risks to public safety. Frontier AI models pose a distinct regulatory challenge: dangerous capabilities can arise unexpectedly; it is difficult to robustly prevent a deployed model from being misused; and, it is difficult to stop a model's capabilities from proliferating broadly. To address these challenges, at least three building blocks for the regulation of frontier models are needed: (1) standard-setting processes to identify appropriate requirements for frontier AI developers, (2) registration and reporting requirements to provide regulators with visibility into frontier AI development processes, and (3) mechanisms to ensure compliance with safety standards for the development and deployment of frontier AI models. Industry self-regulation is an important first step. However, wider societal discussions and government intervention will be needed to create standards and to ensure compliance with them. We consider several options to this end, including granting enforcement powers to supervisory authorities and licensure regimes for frontier AI models. Finally, we propose an initial set of safety standards. These include conducting pre-deployment risk assessments; external scrutiny of model behavior; using risk assessments to inform deployment decisions; and monitoring and responding to new information about model capabilities and uses post-deployment. We hope this discussion contributes to the broader conversation on how to balance public safety risks and innovation benefits from advances at the frontier of AI development.


Model evaluation for extreme risks

arXiv.org Artificial Intelligence

Current approaches to building general-purpose AI systems tend to produce systems with both beneficial and harmful capabilities. Further progress in AI development could lead to capabilities that pose extreme risks, such as offensive cyber capabilities or strong manipulation skills. We explain why model evaluation is critical for addressing extreme risks. Developers must be able to identify dangerous capabilities (through "dangerous capability evaluations") and the propensity of models to apply their capabilities for harm (through "alignment evaluations"). These evaluations will become critical for keeping policymakers and other stakeholders informed, and for making responsible decisions about model training, deployment, and security.


Why and How Governments Should Monitor AI Development

arXiv.org Artificial Intelligence

In this paper we outline a proposal for improving the governance of artificial intelligence (AI) by investing in government capacity to systematically measure and monitor the capabilities and impacts of AI systems. If adopted, this would give governments greater information about the AI ecosystem, equipping them to more effectively direct AI development and deployment in the most societally and economically beneficial directions. It would also create infrastructure that could rapidly identify potential threats or harms that could occur as a consequence of changes in the AI ecosystem, such as the emergence of strategically transformative capabilities, or the deployment of harmful systems. We begin by outlining the problem which motivates this proposal: in brief, traditional governance approaches struggle to keep pace with the speed of progress in AI. We then present our proposal for addressing this problem: governments must invest in measurement and monitoring infrastructure. We discuss this proposal in detail, outlining what specific things governments could focus on measuring and monitoring, and the kinds of benefits this would generate for policymaking. Finally, we outline some potential pilot projects and some considerations for implementing this in practice.