Wang, Changyue
JuDGE: Benchmarking Judgment Document Generation for Chinese Legal System
Su, Weihang, Yue, Baoqing, Ai, Qingyao, Hu, Yiran, Li, Jiaqi, Wang, Changyue, Zhang, Kaiyuan, Wu, Yueyue, Liu, Yiqun
This paper introduces JuDGE (Judgment Document Generation Evaluation), a novel benchmark for evaluating the performance of judgment document generation in the Chinese legal system. We define the task as generating a complete legal judgment document from the given factual description of the case. To facilitate this benchmark, we construct a comprehensive dataset consisting of factual descriptions from real legal cases, paired with their corresponding full judgment documents, which serve as the ground truth for evaluating the quality of generated documents. This dataset is further augmented by two external legal corpora that provide additional legal knowledge for the task: one comprising statutes and regulations, and the other consisting of a large collection of past judgment documents. In collaboration with legal professionals, we establish a comprehensive automated evaluation framework to assess the quality of generated judgment documents across various dimensions. We evaluate various baseline approaches, including few-shot in-context learning, fine-tuning, and a multi-source retrieval-augmented generation (RAG) approach, using both general and legal-domain LLMs. The experimental results demonstrate that, while RAG approaches can effectively improve performance in this task, there is still substantial room for further improvement. All the codes and datasets are available at: https://github.com/oneal2000/JuDGE.
Parametric Retrieval Augmented Generation
Su, Weihang, Tang, Yichen, Ai, Qingyao, Yan, Junxi, Wang, Changyue, Wang, Hongning, Ye, Ziyi, Zhou, Yujia, Liu, Yiqun
Retrieval-augmented generation (RAG) techniques have emerged as a promising solution to enhance the reliability of large language models (LLMs) by addressing issues like hallucinations, outdated knowledge, and domain adaptation. In particular, existing RAG methods append relevant documents retrieved from external corpus or databases to the input of LLMs to guide their generation process, which we refer to as the in-context knowledge injection method. While this approach is simple and often effective, it has inherent limitations. Firstly, increasing the context length and number of relevant documents can lead to higher computational overhead and degraded performance, especially in complex reasoning tasks. More importantly, in-context knowledge injection operates primarily at the input level, but LLMs store their internal knowledge in their parameters. This gap fundamentally limits the capacity of in-context methods. To this end, we introduce Parametric retrieval-augmented generation (Parametric RAG), a new RAG paradigm that integrates external knowledge directly into the parameters of feed-forward networks (FFN) of an LLM through document parameterization. This approach not only saves online computational costs by eliminating the need to inject multiple documents into the LLMs' input context, but also deepens the integration of external knowledge into the parametric knowledge space of the LLM. Experimental results demonstrate that Parametric RAG substantially enhances both the effectiveness and efficiency of knowledge augmentation in LLMs. Also, it can be combined with in-context RAG methods to achieve even better performance. We have open-sourced all the code, data, and models in the following anonymized GitHub link: https://github.com/oneal2000/PRAG
Knowledge Editing through Chain-of-Thought
Wang, Changyue, Su, Weihang, Ai, Qingyao, Liu, Yiqun
Large Language Models (LLMs) have demonstrated exceptional capabilities across a wide range of natural language processing (NLP) tasks. However, keeping these models up-to-date with evolving world knowledge remains a significant challenge due to the high costs of frequent retraining. To address this challenge, knowledge editing techniques have emerged to update LLMs with new information without rebuilding the model from scratch. Among these, the in-context editing paradigm stands out for its effectiveness in integrating new knowledge while preserving the model's original capabilities. Despite its potential, existing in-context knowledge editing methods are often task-specific, focusing primarily on multi-hop QA tasks using structured knowledge triples. Moreover, their reliance on few-shot prompting for task decomposition makes them unstable and less effective in generalizing across diverse tasks. In response to these limitations, we propose EditCoT, a novel knowledge editing framework that flexibly and efficiently updates LLMs across various tasks without retraining. EditCoT works by generating a chain-of-thought (CoT) for a given input and then iteratively refining this CoT process using a CoT editor based on updated knowledge. We evaluate EditCoT across a diverse range of benchmarks, covering multiple languages and tasks. The results demonstrate that our approach achieves state-of-the-art performance while offering superior generalization, effectiveness, and stability compared to existing methods, marking a significant advancement in the field of knowledge updating. Code and data are available at: https://github.com/bebr2/EditCoT.
Mitigating Entity-Level Hallucination in Large Language Models
Su, Weihang, Tang, Yichen, Ai, Qingyao, Wang, Changyue, Wu, Zhijing, Liu, Yiqun
The emergence of Large Language Models (LLMs) has revolutionized how users access information, shifting from traditional search engines to direct question-and-answer interactions with LLMs. However, the widespread adoption of LLMs has revealed a significant challenge known as hallucination, wherein LLMs generate coherent yet factually inaccurate responses. This hallucination phenomenon has led to users' distrust in information retrieval systems based on LLMs. To tackle this challenge, this paper proposes Dynamic Retrieval Augmentation based on hallucination Detection (DRAD) as a novel method to detect and mitigate hallucinations in LLMs. DRAD improves upon traditional retrieval augmentation by dynamically adapting the retrieval process based on real-time hallucination detection. It features two main components: Real-time Hallucination Detection (RHD) for identifying potential hallucinations without external models, and Self-correction based on External Knowledge (SEK) for correcting these errors using external knowledge. Experiment results show that DRAD demonstrates superior performance in both detecting and mitigating hallucinations in LLMs. All of our code and data are open-sourced at https://github.com/oneal2000/EntityHallucination.
THUIR@COLIEE 2023: More Parameters and Legal Knowledge for Legal Case Entailment
Li, Haitao, Wang, Changyue, Su, Weihang, Wu, Yueyue, Ai, Qingyao, Liu, Yiqun
This paper describes the approach of the THUIR team at the COLIEE 2023 Legal Case Entailment task. This task requires the participant to identify a specific paragraph from a given supporting case that entails the decision for the query case. We try traditional lexical matching methods and pre-trained language models with different sizes. Furthermore, learning-to-rank methods are employed to further improve performance. However, learning-to-rank is not very robust on this task. which suggests that answer passages cannot simply be determined with information retrieval techniques. Experimental results show that more parameters and legal knowledge contribute to the legal case entailment task. Finally, we get the third place in COLIEE 2023. The implementation of our method can be found at https://github.com/CSHaitao/THUIR-COLIEE2023.
THUIR@COLIEE 2023: Incorporating Structural Knowledge into Pre-trained Language Models for Legal Case Retrieval
Li, Haitao, Su, Weihang, Wang, Changyue, Wu, Yueyue, Ai, Qingyao, Liu, Yiqun
Legal case retrieval techniques play an essential role in modern intelligent legal systems. As an annually well-known international competition, COLIEE is aiming to achieve the state-of-the-art retrieval model for legal texts. This paper summarizes the approach of the championship team THUIR in COLIEE 2023. To be specific, we design structure-aware pre-trained language models to enhance the understanding of legal cases. Furthermore, we propose heuristic pre-processing and post-processing approaches to reduce the influence of irrelevant messages. In the end, learning-to-rank methods are employed to merge features with different dimensions. Experimental results demonstrate the superiority of our proposal. Official results show that our run has the best performance among all submissions. The implementation of our method can be found at https://github.com/CSHaitao/THUIR-COLIEE2023.