Recent advancements in long chain-of-thoughts(long CoTs) have significantly improved the reasoning capabilities of large language models(LLMs). Existing work finds that the capability of long CoT reasoning can be efficiently elicited by tuning on only a few examples and can easily transfer to other tasks. This motivates us to investigate whether long CoT reasoning is a general capability for LLMs. In this work, we conduct an empirical analysis for this question from the perspective of representation. We find that LLMs do encode long CoT reasoning as a general capability, with a clear distinction from vanilla CoTs. Furthermore, domain-specific representations are also required for the effective transfer of long CoT reasoning. Inspired by these findings, we propose GLoRE, a novel representation engineering method to unleash the general long CoT reasoning capabilities of LLMs. Extensive experiments demonstrate the effectiveness and efficiency of GLoRE in both in-domain and cross-domain scenarios.

Current techniques for privacy auditing of large language models (LLMs) have limited efficacy -- they rely on basic approaches to generate canaries which leads to weak membership inference attacks that in turn give loose lower bounds on the empirical privacy leakage. We develop canaries that are far more effective than those used in prior work under threat models that cover a range of realistic settings. We demonstrate through extensive experiments on multiple families of fine-tuned LLMs that our approach sets a new standard for detection of privacy leakage. For measuring the memorization rate of non-privately trained LLMs, our designed canaries surpass prior approaches. For example, on the Qwen2.5-0.5B model, our designed canaries achieve $49.6\%$ TPR at $1\%$ FPR, vastly surpassing the prior approach's $4.2\%$ TPR at $1\%$ FPR. Our method can be used to provide a privacy audit of $\varepsilon \approx 1$ for a model trained with theoretical $\varepsilon$ of 4. To the best of our knowledge, this is the first time that a privacy audit of LLM training has achieved nontrivial auditing success in the setting where the attacker cannot train shadow models, insert gradient canaries, or access the model at every iteration.

Zero-shot in-context learning (ZS-ICL) aims to conduct in-context learning (ICL) without using human-annotated demonstrations. Most ZS-ICL methods use large language models (LLMs) to generate (input, label) pairs as pseudo-demonstrations and leverage historical pseudo-demonstrations to help solve the current problem. They assume that problems are from the same task and traverse them in a random order. However, in real-world scenarios, problems usually come from diverse tasks, and only a few belong to the same task. The random traversing order may generate unreliable pseudo-demonstrations and lead to error accumulation. To address this problem, we reformulate ZS-ICL as a planning problem and propose a Demonstration-aware Monte Carlo Tree Search (MCTS) approach (DAWN-ICL), which leverages MCTS to strategically plan the problem-solving trajectories for ZS-ICL. In addition, to achieve effective and efficient Q value estimation, we propose a novel demonstration-aware Q-value function and use it to enhance the selection phase and accelerate the expansion and simulation phases in MCTS. Extensive experiments demonstrate the effectiveness and efficiency of DAWN-ICL on in-domain and cross-domain scenarios, and it even outperforms ICL using human-annotated labels. The code is available at https://github.com/RUCAIBox/MCTS4ZSICL.

The emergence of in-context learning (ICL) is potentially attributed to two major abilities: task recognition (TR) for recognizing the task from demonstrations and utilizing pre-trained priors, and task learning (TL) for learning from demonstrations. However, relationships between the two abilities and how such relationships affect the emergence of ICL is unclear. In this paper, we take the first step by examining the pre-training dynamics of the emergence of ICL. With carefully designed metrics, we find that these two abilities are, in fact, competitive during pre-training. Moreover, we observe a strong negative correlation between the competition and ICL performance. Further analysis of common pre-training factors (i.e., model size, dataset size, and data curriculum) demonstrates possible ways to manage the competition. Based on these insights, we propose a simple yet effective method to better integrate these two abilities for ICL at inference time. Through adaptive ensemble learning, the performance of ICL can be significantly boosted, enabling two small models to outperform a larger one with more than twice the parameters. The code is available at https://github.com/RUCAIBox/Competitive-ICL.

Automatic prompt optimization is an important approach to improving the performance of large language models (LLMs). Recent research demonstrates the potential of using LLMs as prompt optimizers, which can generate improved task prompts via iterative refinement. In this paper, we propose a novel perspective to investigate the design of LLM-based prompt optimizers, by drawing an analogy with gradient-based model optimizers. To connect these two approaches, we identify two pivotal factors in model parameter learning: update direction and update method. Focused on the two aspects, we borrow the theoretical framework and learning methods from gradient-based optimization to design improved strategies for LLM-based prompt optimizers. By systematically analyzing a rich set of improvement strategies, we further develop a capable Gradient-inspired LLM-based Prompt Optimizer called GPO. At each step, it first retrieves relevant prompts from the optimization trajectory as the update direction. Then, it utilizes the generation-based refinement strategy to perform the update, while controlling the edit distance through a cosine-based decay strategy. Extensive experiments demonstrate the effectiveness and efficiency of GPO. In particular, GPO brings an additional improvement of up to 56.8% on Big-Bench Hard and 55.3% on MMLU compared to baseline methods.

We study the problem of in-context learning (ICL) with large language models (LLMs) on private datasets. This scenario poses privacy risks, as LLMs may leak or regurgitate the private examples demonstrated in the prompt. We propose a novel algorithm that generates synthetic few-shot demonstrations from the private dataset with formal differential privacy (DP) guarantees, and show empirically that it can achieve effective ICL. We conduct extensive experiments on standard benchmarks and compare our algorithm with non-private ICL and zero-shot solutions. Our results demonstrate that our algorithm can achieve competitive performance with strong privacy levels. The emergence of in-context learning (ICL) with large language models (LLMs), popularized by the seminal work of Brown et al. (2020), has revolutionized the field of natural language processing and machine learning; see Dong et al. (2023) for a survey on ICL and the references therein. In-context learning involves downstream task adaptation without modifying a pre-trained model's weights. This is achieved by conditioning the model through a series of demonstrations of the task at hand appended as a prompt. An advantage of ICL is that it offers a cost-effective and adaptable alternative to finetuning LLMs. By leveraging the model's pre-trained knowledge, it enables efficient generalization across tasks, allows for quick adaptation to new domains or concepts, and requires only a handful of labeled examples for adaptation. However, privacy is a concern when deploying LLMs with users' data incorporated into prompts. As an example, consider healthcare AI applications, where clinical reports belonging to the patients may be used as demonstrations to provide relevant context to the LLM to answer queries. A malicious adversary might attempt to circumvent API restrictions through jailbreaking thereby gaining direct access to the demonstrations as depicted in Figure 1. More generally, it is a major concern that LLMs may regurgitate prompt data in their output (Priyanshu et al., 2023; Duan et al., 2023; Wang et al., 2023). These scenarios raise privacy risks regarding the data used for constructing the prompt.

Fine-tuning large pretrained models on private datasets may run the risk of violating privacy. Differential privacy is a framework for mitigating privacy risks by enforcing algorithmic stability. DP-SGD enables training models with private data in a privacy-preserving manner, but raises new obstacles in the form of performance loss and significant engineering challenges. We introduce DP-ZO, a new method for fine-tuning large language models that preserves the privacy of training data by privatizing zeroth-order optimization. A key insight into the design of our method is that the direction of the gradient in SPSA, the zeroth-order algorithm we use, is always random and the only information that depends on private data is the step size, i.e., a scalar. Therefore, we only need to privatize the scalar step size, which is memory-efficient. DP-ZO, which can be instantiated with either Laplace or Gaussian noise, provides a strong privacy-utility trade-off across different tasks, and model sizes, under conservative privacy budgets. One noteworthy result is that DP-ZO exhibits just $1.86\%$ performance degradation due to privacy at $(1,10^{-5})$-DP when fine-tuning OPT-66B on 1000 training samples from SQuAD.

Language is essentially a complex, intricate system of human expressions governed by grammatical rules. It poses a significant challenge to develop capable AI algorithms for comprehending and grasping a language. As a major approach, language modeling has been widely studied for language understanding and generation in the past two decades, evolving from statistical language models to neural language models. Recently, pre-trained language models (PLMs) have been proposed by pre-training Transformer models over large-scale corpora, showing strong capabilities in solving various NLP tasks. Since researchers have found that model scaling can lead to performance improvement, they further study the scaling effect by increasing the model size to an even larger size. Interestingly, when the parameter scale exceeds a certain level, these enlarged language models not only achieve a significant performance improvement but also show some special abilities that are not present in small-scale language models. To discriminate the difference in parameter scale, the research community has coined the term large language models (LLM) for the PLMs of significant size. Recently, the research on LLMs has been largely advanced by both academia and industry, and a remarkable progress is the launch of ChatGPT, which has attracted widespread attention from society. The technical evolution of LLMs has been making an important impact on the entire AI community, which would revolutionize the way how we develop and use AI algorithms. In this survey, we review the recent advances of LLMs by introducing the background, key findings, and mainstream techniques. In particular, we focus on four major aspects of LLMs, namely pre-training, adaptation tuning, utilization, and capacity evaluation. Besides, we also summarize the available resources for developing LLMs and discuss the remaining issues for future directions.

The recent success of large language models (LLMs) has shown great potential to develop more powerful conversational recommender systems (CRSs), which rely on natural language conversations to satisfy user needs. In this paper, we embark on an investigation into the utilization of ChatGPT for conversational recommendation, revealing the inadequacy of the existing evaluation protocol. It might over-emphasize the matching with the ground-truth items or utterances generated by human annotators, while neglecting the interactive nature of being a capable CRS. To overcome the limitation, we further propose an interactive Evaluation approach based on LLMs named iEvaLM that harnesses LLM-based user simulators. Our evaluation approach can simulate various interaction scenarios between users and systems. Through the experiments on two publicly available CRS datasets, we demonstrate notable improvements compared to the prevailing evaluation protocol. Furthermore, we emphasize the evaluation of explainability, and ChatGPT showcases persuasive explanation generation for its recommendations. Our study contributes to a deeper comprehension of the untapped potential of LLMs for CRSs and provides a more flexible and easy-to-use evaluation framework for future research endeavors. The codes and data are publicly available at https://github.com/RUCAIBox/iEvaLM-CRS.

In privacy-preserving machine learning, differentially private stochastic gradient descent (DP-SGD) performs worse than SGD due to per-sample gradient clipping and noise addition. A recent focus in private learning research is improving the performance of DP-SGD on private data by incorporating priors that are learned on real-world public data. In this work, we explore how we can improve the privacy-utility tradeoff of DP-SGD by learning priors from images generated by random processes and transferring these priors to private data. We propose DP-RandP, a three-phase approach. We attain new state-of-the-art accuracy when training from scratch on CIFAR10, CIFAR100, MedMNIST and ImageNet for a range of privacy budgets $\varepsilon \in [1, 8]$. In particular, we improve the previous best reported accuracy on CIFAR10 from $60.6 \%$ to $72.3 \%$ for $\varepsilon=1$.