Su, Weihang
JuDGE: Benchmarking Judgment Document Generation for Chinese Legal System
Su, Weihang, Yue, Baoqing, Ai, Qingyao, Hu, Yiran, Li, Jiaqi, Wang, Changyue, Zhang, Kaiyuan, Wu, Yueyue, Liu, Yiqun
This paper introduces JuDGE (Judgment Document Generation Evaluation), a novel benchmark for evaluating the performance of judgment document generation in the Chinese legal system. We define the task as generating a complete legal judgment document from the given factual description of the case. To facilitate this benchmark, we construct a comprehensive dataset consisting of factual descriptions from real legal cases, paired with their corresponding full judgment documents, which serve as the ground truth for evaluating the quality of generated documents. This dataset is further augmented by two external legal corpora that provide additional legal knowledge for the task: one comprising statutes and regulations, and the other consisting of a large collection of past judgment documents. In collaboration with legal professionals, we establish a comprehensive automated evaluation framework to assess the quality of generated judgment documents across various dimensions. We evaluate various baseline approaches, including few-shot in-context learning, fine-tuning, and a multi-source retrieval-augmented generation (RAG) approach, using both general and legal-domain LLMs. The experimental results demonstrate that, while RAG approaches can effectively improve performance in this task, there is still substantial room for further improvement. All the codes and datasets are available at: https://github.com/oneal2000/JuDGE.
RbFT: Robust Fine-tuning for Retrieval-Augmented Generation against Retrieval Defects
Tu, Yiteng, Su, Weihang, Zhou, Yujia, Liu, Yiqun, Ai, Qingyao
Retrieval-augmented generation (RAG) enhances large language models (LLMs) by integrating external knowledge retrieved from a knowledge base. However, its effectiveness is fundamentally constrained by the reliability of both the retriever and the knowledge base. In real-world scenarios, imperfections in these components often lead to the retrieval of noisy, irrelevant, or misleading counterfactual information, ultimately undermining the trustworthiness of RAG systems. To address this challenge, we propose Robust Fine-Tuning (RbFT), a method designed to enhance the resilience of LLMs against retrieval defects through two targeted fine-tuning tasks. Experimental results demonstrate that RbFT significantly improves the robustness of RAG systems across diverse retrieval conditions, surpassing existing methods while maintaining high inference efficiency and compatibility with other robustness techniques.
Parametric Retrieval Augmented Generation
Su, Weihang, Tang, Yichen, Ai, Qingyao, Yan, Junxi, Wang, Changyue, Wang, Hongning, Ye, Ziyi, Zhou, Yujia, Liu, Yiqun
Retrieval-augmented generation (RAG) techniques have emerged as a promising solution to enhance the reliability of large language models (LLMs) by addressing issues like hallucinations, outdated knowledge, and domain adaptation. In particular, existing RAG methods append relevant documents retrieved from external corpus or databases to the input of LLMs to guide their generation process, which we refer to as the in-context knowledge injection method. While this approach is simple and often effective, it has inherent limitations. Firstly, increasing the context length and number of relevant documents can lead to higher computational overhead and degraded performance, especially in complex reasoning tasks. More importantly, in-context knowledge injection operates primarily at the input level, but LLMs store their internal knowledge in their parameters. This gap fundamentally limits the capacity of in-context methods. To this end, we introduce Parametric retrieval-augmented generation (Parametric RAG), a new RAG paradigm that integrates external knowledge directly into the parameters of feed-forward networks (FFN) of an LLM through document parameterization. This approach not only saves online computational costs by eliminating the need to inject multiple documents into the LLMs' input context, but also deepens the integration of external knowledge into the parametric knowledge space of the LLM. Experimental results demonstrate that Parametric RAG substantially enhances both the effectiveness and efficiency of knowledge augmentation in LLMs. Also, it can be combined with in-context RAG methods to achieve even better performance. We have open-sourced all the code, data, and models in the following anonymized GitHub link: https://github.com/oneal2000/PRAG
Knowledge Editing through Chain-of-Thought
Wang, Changyue, Su, Weihang, Ai, Qingyao, Liu, Yiqun
Large Language Models (LLMs) have demonstrated exceptional capabilities across a wide range of natural language processing (NLP) tasks. However, keeping these models up-to-date with evolving world knowledge remains a significant challenge due to the high costs of frequent retraining. To address this challenge, knowledge editing techniques have emerged to update LLMs with new information without rebuilding the model from scratch. Among these, the in-context editing paradigm stands out for its effectiveness in integrating new knowledge while preserving the model's original capabilities. Despite its potential, existing in-context knowledge editing methods are often task-specific, focusing primarily on multi-hop QA tasks using structured knowledge triples. Moreover, their reliance on few-shot prompting for task decomposition makes them unstable and less effective in generalizing across diverse tasks. In response to these limitations, we propose EditCoT, a novel knowledge editing framework that flexibly and efficiently updates LLMs across various tasks without retraining. EditCoT works by generating a chain-of-thought (CoT) for a given input and then iteratively refining this CoT process using a CoT editor based on updated knowledge. We evaluate EditCoT across a diverse range of benchmarks, covering multiple languages and tasks. The results demonstrate that our approach achieves state-of-the-art performance while offering superior generalization, effectiveness, and stability compared to existing methods, marking a significant advancement in the field of knowledge updating. Code and data are available at: https://github.com/bebr2/EditCoT.
An Automatic and Cost-Efficient Peer-Review Framework for Language Generation Evaluation
Chen, Junjie, Su, Weihang, Chu, Zhumin, Li, Haitao, Ai, Qinyao, Liu, Yiqun, Zhang, Min, Ma, Shaoping
With the rapid development of large language models (LLMs), how to efficiently evaluate them has become an important research question. Existing evaluation methods often suffer from high costs, limited test formats, the need of human references, and systematic evaluation biases. To address these limitations, our study introduces the Auto-PRE, an automatic LLM evaluation framework based on peer review. In contrast to previous studies that rely on human annotations, Auto-PRE selects evaluator LLMs automatically based on their inherent traits including consistency, self-confidence, and pertinence. We conduct extensive experiments on three tasks: summary generation, non-factoid question-answering, and dialogue generation. Experimental results indicate our Auto-PRE achieves state-of-the-art performance at a lower cost. Moreover, our study highlights the impact of prompt strategies and evaluation formats on evaluation performance, offering guidance for method optimization in the future.
Mitigating Entity-Level Hallucination in Large Language Models
Su, Weihang, Tang, Yichen, Ai, Qingyao, Wang, Changyue, Wu, Zhijing, Liu, Yiqun
The emergence of Large Language Models (LLMs) has revolutionized how users access information, shifting from traditional search engines to direct question-and-answer interactions with LLMs. However, the widespread adoption of LLMs has revealed a significant challenge known as hallucination, wherein LLMs generate coherent yet factually inaccurate responses. This hallucination phenomenon has led to users' distrust in information retrieval systems based on LLMs. To tackle this challenge, this paper proposes Dynamic Retrieval Augmentation based on hallucination Detection (DRAD) as a novel method to detect and mitigate hallucinations in LLMs. DRAD improves upon traditional retrieval augmentation by dynamically adapting the retrieval process based on real-time hallucination detection. It features two main components: Real-time Hallucination Detection (RHD) for identifying potential hallucinations without external models, and Self-correction based on External Knowledge (SEK) for correcting these errors using external knowledge. Experiment results show that DRAD demonstrates superior performance in both detecting and mitigating hallucinations in LLMs. All of our code and data are open-sourced at https://github.com/oneal2000/EntityHallucination.
DRAGIN: Dynamic Retrieval Augmented Generation based on the Information Needs of Large Language Models
Su, Weihang, Tang, Yichen, Ai, Qingyao, Wu, Zhijing, Liu, Yiqun
Dynamic retrieval augmented generation (RAG) paradigm actively decides when and what to retrieve during the text generation process of Large Language Models (LLMs). There are two key elements of this paradigm: identifying the optimal moment to activate the retrieval module (deciding when to retrieve) and crafting the appropriate query once retrieval is triggered (determining what to retrieve). However, current dynamic RAG methods fall short in both aspects. Firstly, the strategies for deciding when to retrieve often rely on static rules. Moreover, the strategies for deciding what to retrieve typically limit themselves to the LLM's most recent sentence or the last few tokens, while the LLM's real-time information needs may span across the entire context. To overcome these limitations, we introduce a new framework, DRAGIN, i.e., Dynamic Retrieval Augmented Generation based on the real-time Information Needs of LLMs. Our framework is specifically designed to make decisions on when and what to retrieve based on the LLM's real-time information needs during the text generation process. We evaluate DRAGIN along with existing methods comprehensively over 4 knowledge-intensive generation datasets. Experimental results show that DRAGIN achieves superior performance on all tasks, demonstrating the effectiveness of our method. We have open-sourced all the code, data, and models in GitHub: https://github.com/oneal2000/DRAGIN/tree/main
Scaling Laws For Dense Retrieval
Fang, Yan, Zhan, Jingtao, Ai, Qingyao, Mao, Jiaxin, Su, Weihang, Chen, Jia, Liu, Yiqun
Scaling up neural models has yielded significant advancements in a wide array of tasks, particularly in language generation. Previous studies have found that the performance of neural models frequently adheres to predictable scaling laws, correlated with factors such as training set size and model size. This insight is invaluable, especially as large-scale experiments grow increasingly resource-intensive. Yet, such scaling law has not been fully explored in dense retrieval due to the discrete nature of retrieval metrics and complex relationships between training data and model sizes in retrieval tasks. In this study, we investigate whether the performance of dense retrieval models follows the scaling law as other neural models. We propose to use contrastive log-likelihood as the evaluation metric and conduct extensive experiments with dense retrieval models implemented with different numbers of parameters and trained with different amounts of annotated data. Results indicate that, under our settings, the performance of dense retrieval models follows a precise power-law scaling related to the model size and the number of annotations. Additionally, we examine scaling with prevalent data augmentation methods to assess the impact of annotation quality, and apply the scaling law to find the best resource allocation strategy under a budget constraint. We believe that these insights will significantly contribute to understanding the scaling effect of dense retrieval models and offer meaningful guidance for future research endeavors.
Wikiformer: Pre-training with Structured Information of Wikipedia for Ad-hoc Retrieval
Su, Weihang, Ai, Qingyao, Li, Xiangsheng, Chen, Jia, Liu, Yiqun, Wu, Xiaolong, Hou, Shengluan
With the development of deep learning and natural language processing techniques, pre-trained language models have been widely used to solve information retrieval (IR) problems. Benefiting from the pre-training and fine-tuning paradigm, these models achieve state-of-the-art performance. In previous works, plain texts in Wikipedia have been widely used in the pre-training stage. However, the rich structured information in Wikipedia, such as the titles, abstracts, hierarchical heading (multi-level title) structure, relationship between articles, references, hyperlink structures, and the writing organizations, has not been fully explored. In this paper, we devise four pre-training objectives tailored for IR tasks based on the structured knowledge of Wikipedia. Compared to existing pre-training methods, our approach can better capture the semantic knowledge in the training corpus by leveraging the human-edited structured data from Wikipedia. Experimental results on multiple IR benchmark datasets show the superior performance of our model in both zero-shot and fine-tuning settings compared to existing strong retrieval baselines. Besides, experimental results in biomedical and legal domains demonstrate that our approach achieves better performance in vertical domains compared to previous models, especially in scenarios where long text similarity matching is needed.
Relevance Feedback with Brain Signals
Ye, Ziyi, Xie, Xiaohui, Ai, Qingyao, Liu, Yiqun, Wang, Zhihong, Su, Weihang, Zhang, Min
The Relevance Feedback (RF) process relies on accurate and real-time relevance estimation of feedback documents to improve retrieval performance. Since collecting explicit relevance annotations imposes an extra burden on the user, extensive studies have explored using pseudo-relevance signals and implicit feedback signals as substitutes. However, such signals are indirect indicators of relevance and suffer from complex search scenarios where user interactions are absent or biased. Recently, the advances in portable and high-precision brain-computer interface (BCI) devices have shown the possibility to monitor user's brain activities during search process. Brain signals can directly reflect user's psychological responses to search results and thus it can act as additional and unbiased RF signals. To explore the effectiveness of brain signals in the context of RF, we propose a novel RF framework that combines BCI-based relevance feedback with pseudo-relevance signals and implicit signals to improve the performance of document re-ranking. The experimental results on the user study dataset show that incorporating brain signals leads to significant performance improvement in our RF framework. Besides, we observe that brain signals perform particularly well in several hard search scenarios, especially when implicit signals as feedback are missing or noisy. This reveals when and how to exploit brain signals in the context of RF.