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Collaborating Authors

 Nandakumar, Karthik


Aequa: Fair Model Rewards in Collaborative Learning via Slimmable Networks

arXiv.org Artificial Intelligence

Collaborative learning enables multiple participants to learn a single global model by exchanging focused updates instead of sharing data. One of the core challenges in collaborative learning is ensuring that participants are rewarded fairly for their contributions, which entails two key sub-problems: contribution assessment and reward allocation. This work focuses on fair reward allocation, where the participants are incentivized through model rewards - differentiated final models whose performance is commensurate with the contribution. In this work, we leverage the concept of slimmable neural networks to collaboratively learn a shared global model whose performance degrades gracefully with a reduction in model width. We also propose a post-training fair allocation algorithm that determines the model width for each participant based on their contributions. We theoretically study the convergence of our proposed approach and empirically validate it using extensive experiments on different datasets and architectures. We also extend our approach to enable training-time model reward allocation.


A Framework for Double-Blind Federated Adaptation of Foundation Models

arXiv.org Artificial Intelligence

The availability of foundational models (FMs) pre-trained on large-scale data has advanced the state-of-the-art in many computer vision tasks. While FMs have demonstrated good zero-shot performance on many image classification tasks, there is often scope for performance improvement by adapting the FM to the downstream task. However, the data that is required for this adaptation typically exists in silos across multiple entities (data owners) and cannot be collated at a central location due to regulations and privacy concerns. At the same time, a learning service provider (LSP) who owns the FM cannot share the model with the data owners due to proprietary reasons. In some cases, the data owners may not even have the resources to store such large FMs. Hence, there is a need for algorithms to adapt the FM in a double-blind federated manner, i.e., the data owners do not know the FM or each other's data, and the LSP does not see the data for the downstream tasks. In this work, we propose a framework for double-blind federated adaptation of FMs using fully homomorphic encryption (FHE). The proposed framework first decomposes the FM into a sequence of FHE-friendly blocks through knowledge distillation. The resulting FHE-friendly model is adapted for the downstream task via low-rank parallel adapters that can be learned without backpropagation through the FM. Since the proposed framework requires the LSP to share intermediate representations with the data owners, we design a privacy-preserving permutation scheme to prevent the data owners from learning the FM through model extraction attacks. Finally, a secure aggregation protocol is employed for federated learning of the low-rank parallel adapters. Empirical results on four datasets demonstrate the practical feasibility of the proposed framework.


CYCle: Choosing Your Collaborators Wisely to Enhance Collaborative Fairness in Decentralized Learning

arXiv.org Artificial Intelligence

Collaborative learning (CL) enables multiple participants to jointly train machine learning (ML) models on decentralized data sources without raw data sharing. While the primary goal of CL is to maximize the expected accuracy gain for each participant, it is also important to ensure that the gains are fairly distributed. Specifically, no client should be negatively impacted by the collaboration, and the individual gains must ideally be commensurate with the contributions. Most existing CL algorithms require central coordination and focus on the gain maximization objective while ignoring collaborative fairness. In this work, we first show that the existing measure of collaborative fairness based on the correlation between accuracy values without and with collaboration has drawbacks because it does not account for negative collaboration gain. We argue that maximizing mean collaboration gain (MCG) while simultaneously minimizing the collaboration gain spread (CGS) is a fairer alternative. Next, we propose the CYCle protocol that enables individual participants in a private decentralized learning (PDL) framework to achieve this objective through a novel reputation scoring method based on gradient alignment between the local cross-entropy and distillation losses. Experiments on the CIFAR-10, CIFAR-100, and Fed-ISIC2019 datasets empirically demonstrate the effectiveness of the CYCle protocol to ensure positive and fair collaboration gain for all participants, even in cases where the data distributions of participants are highly skewed. For the simple mean estimation problem with two participants, we also theoretically show that CYCle performs better than standard FedAvg, especially when there is large statistical heterogeneity.


FedPeWS: Personalized Warmup via Subnetworks for Enhanced Heterogeneous Federated Learning

arXiv.org Artificial Intelligence

Statistical data heterogeneity is a significant barrier to convergence in federated learning (FL). While prior work has advanced heterogeneous FL through better optimization objectives, these methods fall short when there is extreme data heterogeneity among collaborating participants. We hypothesize that convergence under extreme data heterogeneity is primarily hindered due to the aggregation of conflicting updates from the participants in the initial collaboration rounds. To overcome this problem, we propose a warmup phase where each participant learns a personalized mask and updates only a subnetwork of the full model. This personalized warmup allows the participants to focus initially on learning specific subnetworks tailored to the heterogeneity of their data. After the warmup phase, the participants revert to standard federated optimization, where all parameters are communicated. We empirically demonstrate that the proposed personalized warmup via subnetworks (FedPeWS) approach improves accuracy and convergence speed over standard federated optimization methods.


SurvCORN: Survival Analysis with Conditional Ordinal Ranking Neural Network

arXiv.org Machine Learning

Survival analysis plays a crucial role in estimating the likelihood of future events for patients by modeling time-to-event data, particularly in healthcare settings where predictions about outcomes such as death and disease recurrence are essential. However, this analysis poses challenges due to the presence of censored data, where time-to-event information is missing for certain data points. Yet, censored data can offer valuable insights, provided we appropriately incorporate the censoring time during modeling. In this paper, we propose SurvCORN, a novel method utilizing conditional ordinal ranking networks to predict survival curves directly. Additionally, we introduce SurvMAE, a metric designed to evaluate the accuracy of model predictions in estimating time-to-event outcomes. Through empirical evaluation on two real-world cancer datasets, we demonstrate SurvCORN's ability to maintain accurate ordering between patient outcomes while improving individual time-to-event predictions. Our contributions extend recent advancements in ordinal regression to survival analysis, offering valuable insights into accurate prognosis in healthcare settings.


Probing the Efficacy of Federated Parameter-Efficient Fine-Tuning of Vision Transformers for Medical Image Classification

arXiv.org Artificial Intelligence

With the advent of large pre-trained transformer models, fine-tuning these models for various downstream tasks is a critical problem. Paucity of training data, the existence of data silos, and stringent privacy constraints exacerbate this fine-tuning problem in the medical imaging domain, creating a strong need for algorithms that enable collaborative fine-tuning of pre-trained models. Moreover, the large size of these models necessitates the use of parameter-efficient fine-tuning (PEFT) to reduce the communication burden in federated learning. In this work, we systematically investigate various federated PEFT strategies for adapting a Vision Transformer (ViT) model (pre-trained on a large natural image dataset) for medical image classification. Apart from evaluating known PEFT techniques, we introduce new federated variants of PEFT algorithms such as visual prompt tuning (VPT), low-rank decomposition of visual prompts, stochastic block attention fine-tuning, and hybrid PEFT methods like low-rank adaptation (LoRA)+VPT. Moreover, we perform a thorough empirical analysis to identify the optimal PEFT method for the federated setting and understand the impact of data distribution on federated PEFT, especially for out-of-domain (OOD) and non-IID data. The key insight of this study is that while most federated PEFT methods work well for in-domain transfer, there is a substantial accuracy vs. efficiency trade-off when dealing with OOD and non-IID scenarios, which is commonly the case in medical imaging. Specifically, every order of magnitude reduction in fine-tuned/exchanged parameters can lead to a 4% drop in accuracy. Thus, the initial model choice is crucial for federated PEFT. It is preferable to use medical foundation models learned from in-domain medical image data (if available) rather than general vision models.


MirrorCheck: Efficient Adversarial Defense for Vision-Language Models

arXiv.org Artificial Intelligence

Vision-Language Models (VLMs) are becoming increasingly vulnerable to adversarial attacks as various novel attack strategies are being proposed against these models. While existing defenses excel in unimodal contexts, they currently fall short in safeguarding VLMs against adversarial threats. To mitigate this vulnerability, we propose a novel, yet elegantly simple approach for detecting adversarial samples in VLMs. Our method leverages Text-to-Image (T2I) models to generate images based on captions produced by target VLMs. Subsequently, we calculate the similarities of the embeddings of both input and generated images in the feature space to identify adversarial samples. Empirical evaluations conducted on different datasets validate the efficacy of our approach, outperforming baseline methods adapted from image classification domains. Furthermore, we extend our methodology to classification tasks, showcasing its adaptability and model-agnostic nature. Theoretical analyses and empirical findings also show the resilience of our approach against adaptive attacks, positioning it as an excellent defense mechanism for real-world deployment against adversarial threats.


Redefining Contributions: Shapley-Driven Federated Learning

arXiv.org Artificial Intelligence

Federated learning (FL) has emerged as a pivotal approach in machine learning, enabling multiple participants to collaboratively train a global model without sharing raw data. While FL finds applications in various domains such as healthcare and finance, it is challenging to ensure global model convergence when participants do not contribute equally and/or honestly. To overcome this challenge, principled mechanisms are required to evaluate the contributions made by individual participants in the FL setting. Existing solutions for contribution assessment rely on general accuracy evaluation, often failing to capture nuanced dynamics and class-specific influences. This paper proposes a novel contribution assessment method called ShapFed for fine-grained evaluation of participant contributions in FL. Our approach uses Shapley values from cooperative game theory to provide a granular understanding of class-specific influences. Based on ShapFed, we introduce a weighted aggregation method called ShapFed-WA, which outperforms conventional federated averaging, especially in class-imbalanced scenarios. Personalizing participant updates based on their contributions further enhances collaborative fairness by delivering differentiated models commensurate with the participant contributions. Experiments on CIFAR-10, Chest X-Ray, and Fed-ISIC2019 datasets demonstrate the effectiveness of our approach in improving utility, efficiency, and fairness in FL systems. The code can be found at https://github.com/tnurbek/shapfed.


PEMMA: Parameter-Efficient Multi-Modal Adaptation for Medical Image Segmentation

arXiv.org Artificial Intelligence

Imaging modalities such as Computed Tomography (CT) and Positron Emission Tomography (PET) are key in cancer detection, inspiring Deep Neural Networks (DNN) models that merge these scans for tumor segmentation. When both CT and PET scans are available, it is common to combine them as two channels of the input to the segmentation model. However, this method requires both scan types during training and inference, posing a challenge due to the limited availability of PET scans, thereby sometimes limiting the process to CT scans only. Hence, there is a need to develop a flexible DNN architecture that can be trained/updated using only CT scans but can effectively utilize PET scans when they become available. In this work, we propose a parameter-efficient multi-modal adaptation (PEMMA) framework for lightweight upgrading of a transformer-based segmentation model trained only on CT scans to also incorporate PET scans. The benefits of the proposed approach are two-fold. Firstly, we leverage the inherent modularity of the transformer architecture and perform low-rank adaptation (LoRA) of the attention weights to achieve parameter-efficient adaptation. Secondly, since the PEMMA framework attempts to minimize cross modal entanglement, it is possible to subsequently update the combined model using only one modality, without causing catastrophic forgetting of the other modality. Our proposed method achieves comparable results with the performance of early fusion techniques with just 8% of the trainable parameters, especially with a remarkable +28% improvement on the average dice score on PET scans when trained on a single modality.


SurvRNC: Learning Ordered Representations for Survival Prediction using Rank-N-Contrast

arXiv.org Artificial Intelligence

Predicting the likelihood of survival is of paramount importance for individuals diagnosed with cancer as it provides invaluable information regarding prognosis at an early stage. This knowledge enables the formulation of effective treatment plans that lead to improved patient outcomes. In the past few years, deep learning models have provided a feasible solution for assessing medical images, electronic health records, and genomic data to estimate cancer risk scores. However, these models often fall short of their potential because they struggle to learn regression-aware feature representations. In this study, we propose Survival Rank-N Contrast (SurvRNC) method, which introduces a loss function as a regularizer to obtain an ordered representation based on the survival times. This function can handle censored data and can be incorporated into any survival model to ensure that the learned representation is ordinal. The model was extensively evaluated on a HEad \& NeCK TumOR (HECKTOR) segmentation and the outcome-prediction task dataset. We demonstrate that using the SurvRNC method for training can achieve higher performance on different deep survival models. Additionally, it outperforms state-of-the-art methods by 3.6% on the concordance index. The code is publicly available on https://github.com/numanai/SurvRNC