Matthes, Florian
Efficient Few-shot Learning for Multi-label Classification of Scientific Documents with Many Classes
Schopf, Tim, Blatzheim, Alexander, Machner, Nektarios, Matthes, Florian
Scientific document classification is a critical task and often involves many classes. However, collecting human-labeled data for many classes is expensive and usually leads to label-scarce scenarios. Moreover, recent work has shown that sentence embedding model fine-tuning for few-shot classification is efficient, robust, and effective. In this work, we propose FusionSent (Fusion-based Sentence Embedding Fine-tuning), an efficient and prompt-free approach for few-shot classification of scientific documents with many classes. FusionSent uses available training examples and their respective label texts to contrastively fine-tune two different sentence embedding models. Afterward, the parameters of both fine-tuned models are fused to combine the complementary knowledge from the separate fine-tuning steps into a single model. Finally, the resulting sentence embedding model is frozen to embed the training instances, which are then used as input features to train a classification head. Our experiments show that FusionSent significantly outperforms strong baselines by an average of $6.0$ $F_{1}$ points across multiple scientific document classification datasets. In addition, we introduce a new dataset for multi-label classification of scientific documents, which contains 203,961 scientific articles and 130 classes from the arXiv category taxonomy. Code and data are available at https://github.com/sebischair/FusionSent.
Conversational Exploratory Search of Scholarly Publications Using Knowledge Graphs
Schneider, Phillip, Matthes, Florian
Traditional search methods primarily depend on string matches, while semantic search targets concept-based matches by recognizing underlying intents and contextual meanings of search terms. Semantic search is particularly beneficial for discovering scholarly publications where differences in vocabulary between users' search terms and document content are common, often yielding irrelevant search results. Many scholarly search engines have adopted knowledge graphs to represent semantic relations between authors, publications, and research concepts. However, users may face challenges when navigating these graphical search interfaces due to the complexity and volume of data, which impedes their ability to discover publications effectively. To address this problem, we developed a conversational search system for exploring scholarly publications using a knowledge graph. We outline the methodical approach for designing and implementing the proposed system, detailing its architecture and functional components. To assess the system's effectiveness, we employed various performance metrics and conducted a human evaluation with 40 participants, demonstrating how the conversational interface compares against a graphical interface with traditional text search. The findings from our evaluation provide practical insights for advancing the design of conversational search systems.
Thinking Outside of the Differential Privacy Box: A Case Study in Text Privatization with Language Model Prompting
Meisenbacher, Stephen, Matthes, Florian
The field of privacy-preserving Natural Language Processing has risen in popularity, particularly at a time when concerns about privacy grow with the proliferation of Large Language Models. One solution consistently appearing in recent literature has been the integration of Differential Privacy (DP) into NLP techniques. In this paper, we take these approaches into critical view, discussing the restrictions that DP integration imposes, as well as bring to light the challenges that such restrictions entail. To accomplish this, we focus on $\textbf{DP-Prompt}$, a recent method for text privatization leveraging language models to rewrite texts. In particular, we explore this rewriting task in multiple scenarios, both with DP and without DP. To drive the discussion on the merits of DP in NLP, we conduct empirical utility and privacy experiments. Our results demonstrate the need for more discussion on the usability of DP in NLP and its benefits over non-DP approaches.
AdaptEval: Evaluating Large Language Models on Domain Adaptation for Text Summarization
Afzal, Anum, Chalumattu, Ribin, Matthes, Florian, Espuny, Laura Mascarell
Despite the advances in the abstractive summarization task using Large Language Models (LLM), there is a lack of research that asses their abilities to easily adapt to different domains. We evaluate the domain adaptation abilities of a wide range of LLMs on the summarization task across various domains in both fine-tuning and in-context learning settings. We also present AdaptEval, the first domain adaptation evaluation suite. AdaptEval includes a domain benchmark and a set of metrics to facilitate the analysis of domain adaptation. Our results demonstrate that LLMs exhibit comparable performance in the in-context learning setting, regardless of their parameter scale.
Towards Optimizing and Evaluating a Retrieval Augmented QA Chatbot using LLMs with Human in the Loop
Afzal, Anum, Kowsik, Alexander, Fani, Rajna, Matthes, Florian
Large Language Models have found application in various mundane and repetitive tasks including Human Resource (HR) support. We worked with the domain experts of SAP SE to develop an HR support chatbot as an efficient and effective tool for addressing employee inquiries. We inserted a human-in-the-loop in various parts of the development cycles such as dataset collection, prompt optimization, and evaluation of generated output. By enhancing the LLM-driven chatbot's response quality and exploring alternative retrieval methods, we have created an efficient, scalable, and flexible tool for HR professionals to address employee inquiries effectively. Our experiments and evaluation conclude that GPT-4 outperforms other models and can overcome inconsistencies in data through internal reasoning capabilities. Additionally, through expert analysis, we infer that reference-free evaluation metrics such as G-Eval and Prometheus demonstrate reliability closely aligned with that of human evaluation.
NLP-KG: A System for Exploratory Search of Scientific Literature in Natural Language Processing
Schopf, Tim, Matthes, Florian
Scientific literature searches are often exploratory, whereby users are not yet familiar with a particular field or concept but are interested in learning more about it. However, existing systems for scientific literature search are typically tailored to keyword-based lookup searches, limiting the possibilities for exploration. We propose NLP-KG, a feature-rich system designed to support the exploration of research literature in unfamiliar natural language processing (NLP) fields. In addition to a semantic search, NLP-KG allows users to easily find survey papers that provide a quick introduction to a field of interest. Further, a Fields of Study hierarchy graph enables users to familiarize themselves with a field and its related areas. Finally, a chat interface allows users to ask questions about unfamiliar concepts or specific articles in NLP and obtain answers grounded in knowledge retrieved from scientific publications. Our system provides users with comprehensive exploration possibilities, supporting them in investigating the relationships between different fields, understanding unfamiliar concepts in NLP, and finding relevant research literature. Demo, video, and code are available at: https://github.com/NLP-Knowledge-Graph/NLP-KG-WebApp.
DP-MLM: Differentially Private Text Rewriting Using Masked Language Models
Meisenbacher, Stephen, Chevli, Maulik, Vladika, Juraj, Matthes, Florian
The task of text privatization using Differential Privacy has recently taken the form of $\textit{text rewriting}$, in which an input text is obfuscated via the use of generative (large) language models. While these methods have shown promising results in the ability to preserve privacy, these methods rely on autoregressive models which lack a mechanism to contextualize the private rewriting process. In response to this, we propose $\textbf{DP-MLM}$, a new method for differentially private text rewriting based on leveraging masked language models (MLMs) to rewrite text in a semantically similar $\textit{and}$ obfuscated manner. We accomplish this with a simple contextualization technique, whereby we rewrite a text one token at a time. We find that utilizing encoder-only MLMs provides better utility preservation at lower $\varepsilon$ levels, as compared to previous methods relying on larger models with a decoder. In addition, MLMs allow for greater customization of the rewriting mechanism, as opposed to generative approaches. We make the code for $\textbf{DP-MLM}$ public and reusable, found at https://github.com/sjmeis/DPMLM .
A Collocation-based Method for Addressing Challenges in Word-level Metric Differential Privacy
Meisenbacher, Stephen, Chevli, Maulik, Matthes, Florian
Applications of Differential Privacy (DP) in NLP must distinguish between the syntactic level on which a proposed mechanism operates, often taking the form of $\textit{word-level}$ or $\textit{document-level}$ privatization. Recently, several word-level $\textit{Metric}$ Differential Privacy approaches have been proposed, which rely on this generalized DP notion for operating in word embedding spaces. These approaches, however, often fail to produce semantically coherent textual outputs, and their application at the sentence- or document-level is only possible by a basic composition of word perturbations. In this work, we strive to address these challenges by operating $\textit{between}$ the word and sentence levels, namely with $\textit{collocations}$. By perturbing n-grams rather than single words, we devise a method where composed privatized outputs have higher semantic coherence and variable length. This is accomplished by constructing an embedding model based on frequently occurring word groups, in which unigram words co-exist with bi- and trigram collocations. We evaluate our method in utility and privacy tests, which make a clear case for tokenization strategies beyond the word level.
AGB-DE: A Corpus for the Automated Legal Assessment of Clauses in German Consumer Contracts
Braun, Daniel, Matthes, Florian
Legal tasks and datasets are often used as benchmarks for the capabilities of language models. However, openly available annotated datasets are rare. In this paper, we introduce AGB-DE, a corpus of 3,764 clauses from German consumer contracts that have been annotated and legally assessed by legal experts. Together with the data, we present a first baseline for the task of detecting potentially void clauses, comparing the performance of an SVM baseline with three fine-tuned open language models and the performance of GPT-3.5. Our results show the challenging nature of the task, with no approach exceeding an F1-score of 0.54. While the fine-tuned models often performed better with regard to precision, GPT-3.5 outperformed the other approaches with regard to recall. An analysis of the errors indicates that one of the main challenges could be the correct interpretation of complex clauses, rather than the decision boundaries of what is permissible and what is not.
MedREQAL: Examining Medical Knowledge Recall of Large Language Models via Question Answering
Vladika, Juraj, Schneider, Phillip, Matthes, Florian
In recent years, Large Language Models (LLMs) have demonstrated an impressive ability to encode knowledge during pre-training on large text corpora. They can leverage this knowledge for downstream tasks like question answering (QA), even in complex areas involving health topics. Considering their high potential for facilitating clinical work in the future, understanding the quality of encoded medical knowledge and its recall in LLMs is an important step forward. In this study, we examine the capability of LLMs to exhibit medical knowledge recall by constructing a novel dataset derived from systematic reviews -- studies synthesizing evidence-based answers for specific medical questions. Through experiments on the new MedREQAL dataset, comprising question-answer pairs extracted from rigorous systematic reviews, we assess six LLMs, such as GPT and Mixtral, analyzing their classification and generation performance. Our experimental insights into LLM performance on the novel biomedical QA dataset reveal the still challenging nature of this task.