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Collaborating Authors

 Ma, Shaoping


Evaluating Intelligence via Trial and Error

arXiv.org Artificial Intelligence

Intelligence is a crucial trait for species to find solutions within a limited number of trial-and-error attempts. Building on this idea, we introduce Survival Game as a framework to evaluate intelligence based on the number of failed attempts in a trial-and-error process. Fewer failures indicate higher intelligence. When the expectation and variance of failure counts are both finite, it signals the ability to consistently find solutions to new challenges, which we define as the Autonomous Level of intelligence. Using Survival Game, we comprehensively evaluate existing AI systems. Our results show that while AI systems achieve the Autonomous Level in simple tasks, they are still far from it in more complex tasks, such as vision, search, recommendation, and language. While scaling current AI technologies might help, this would come at an astronomical cost. Projections suggest that achieving the Autonomous Level for general tasks would require $10^{26}$ parameters. To put this into perspective, loading such a massive model requires so many H100 GPUs that their total value is $10^{7}$ times that of Apple Inc.'s market value. Even with Moore's Law, supporting such a parameter scale would take $70$ years. This staggering cost highlights the complexity of human tasks and the inadequacies of current AI technologies. To further investigate this phenomenon, we conduct a theoretical analysis of Survival Game and its experimental results. Our findings suggest that human tasks possess a criticality property. As a result, Autonomous Level requires a deep understanding of the task's underlying mechanisms. Current AI systems, however, do not fully grasp these mechanisms and instead rely on superficial mimicry, making it difficult for them to reach an autonomous level. We believe Survival Game can not only guide the future development of AI but also offer profound insights into human intelligence.


AdaS&S: a One-Shot Supernet Approach for Automatic Embedding Size Search in Deep Recommender System

arXiv.org Artificial Intelligence

Deep Learning Recommendation Model(DLRM)s utilize the embedding layer to represent various categorical features. Traditional DLRMs adopt unified embedding size for all features, leading to suboptimal performance and redundant parameters. Thus, lots of Automatic Embedding size Search (AES) works focus on obtaining mixed embedding sizes with strong model performance. However, previous AES works can hardly address several challenges together: (1) The search results of embedding sizes are unstable; (2) Recommendation effect with AES results is unsatisfactory; (3) Memory cost of embeddings is uncontrollable. To address these challenges, we propose a novel one-shot AES framework called AdaS&S, in which a supernet encompassing various candidate embeddings is built and AES is performed as searching network architectures within it. Our framework contains two main stages: In the first stage, we decouple training parameters from searching embedding sizes, and propose the Adaptive Sampling method to yield a well-trained supernet, which further helps to produce stable AES results. In the second stage, to obtain embedding sizes that benefits the model effect, we design a reinforcement learning search process which utilizes the supernet trained previously. Meanwhile, to adapt searching to specific resource constraint, we introduce the resource competition penalty to balance the model effectiveness and memory cost of embeddings. We conduct extensive experiments on public datasets to show the superiority of AdaS&S. Our method could improve AUC by about 0.3% while saving about 20% of model parameters. Empirical analysis also shows that the stability of searching results in AdaS&S significantly exceeds other methods.


An Automatic and Cost-Efficient Peer-Review Framework for Language Generation Evaluation

arXiv.org Artificial Intelligence

With the rapid development of large language models (LLMs), how to efficiently evaluate them has become an important research question. Existing evaluation methods often suffer from high costs, limited test formats, the need of human references, and systematic evaluation biases. To address these limitations, our study introduces the Auto-PRE, an automatic LLM evaluation framework based on peer review. In contrast to previous studies that rely on human annotations, Auto-PRE selects evaluator LLMs automatically based on their inherent traits including consistency, self-confidence, and pertinence. We conduct extensive experiments on three tasks: summary generation, non-factoid question-answering, and dialogue generation. Experimental results indicate our Auto-PRE achieves state-of-the-art performance at a lower cost. Moreover, our study highlights the impact of prompt strategies and evaluation formats on evaluation performance, offering guidance for method optimization in the future.


Capability-aware Prompt Reformulation Learning for Text-to-Image Generation

arXiv.org Artificial Intelligence

Text-to-image generation systems have emerged as revolutionary tools in the realm of artistic creation, offering unprecedented ease in transforming textual prompts into visual art. However, the efficacy of these systems is intricately linked to the quality of user-provided prompts, which often poses a challenge to users unfamiliar with prompt crafting. This paper addresses this challenge by leveraging user reformulation data from interaction logs to develop an automatic prompt reformulation model. Our in-depth analysis of these logs reveals that user prompt reformulation is heavily dependent on the individual user's capability, resulting in significant variance in the quality of reformulation pairs. To effectively use this data for training, we introduce the Capability-aware Prompt Reformulation (CAPR) framework. CAPR innovatively integrates user capability into the reformulation process through two key components: the Conditional Reformulation Model (CRM) and Configurable Capability Features (CCF). CRM reformulates prompts according to a specified user capability, as represented by CCF. The CCF, in turn, offers the flexibility to tune and guide the CRM's behavior. This enables CAPR to effectively learn diverse reformulation strategies across various user capacities and to simulate high-capability user reformulation during inference. Extensive experiments on standard text-to-image generation benchmarks showcase CAPR's superior performance over existing baselines and its remarkable robustness on unseen systems. Furthermore, comprehensive analyses validate the effectiveness of different components. CAPR can facilitate user-friendly interaction with text-to-image systems and make advanced artistic creation more achievable for a broader range of users.


Evaluation Ethics of LLMs in Legal Domain

arXiv.org Artificial Intelligence

In recent years, the utilization of large language models for natural language dialogue has gained momentum, leading to their widespread adoption across various domains. However, their universal competence in addressing challenges specific to specialized fields such as law remains a subject of scrutiny. The incorporation of legal ethics into the model has been overlooked by researchers. We asserts that rigorous ethic evaluation is essential to ensure the effective integration of large language models in legal domains, emphasizing the need to assess domain-specific proficiency and domain-specific ethic. To address this, we propose a novelty evaluation methodology, utilizing authentic legal cases to evaluate the fundamental language abilities, specialized legal knowledge and legal robustness of large language models (LLMs). The findings from our comprehensive evaluation contribute significantly to the academic discourse surrounding the suitability and performance of large language models in legal domains.


Intersectional Two-sided Fairness in Recommendation

arXiv.org Artificial Intelligence

Fairness of recommender systems (RS) has attracted increasing attention recently. Based on the involved stakeholders, the fairness of RS can be divided into user fairness, item fairness, and two-sided fairness which considers both user and item fairness simultaneously. However, we argue that the intersectional two-sided unfairness may still exist even if the RS is two-sided fair, which is observed and shown by empirical studies on real-world data in this paper, and has not been well-studied previously. To mitigate this problem, we propose a novel approach called Intersectional Two-sided Fairness Recommendation (ITFR). Our method utilizes a sharpness-aware loss to perceive disadvantaged groups, and then uses collaborative loss balance to develop consistent distinguishing abilities for different intersectional groups. Additionally, predicted score normalization is leveraged to align positive predicted scores to fairly treat positives in different intersectional groups. Extensive experiments and analyses on three public datasets show that our proposed approach effectively alleviates the intersectional two-sided unfairness and consistently outperforms previous state-of-the-art methods.


An Intent Taxonomy of Legal Case Retrieval

arXiv.org Artificial Intelligence

Legal case retrieval is a special Information Retrieval~(IR) task focusing on legal case documents. Depending on the downstream tasks of the retrieved case documents, users' information needs in legal case retrieval could be significantly different from those in Web search and traditional ad-hoc retrieval tasks. While there are several studies that retrieve legal cases based on text similarity, the underlying search intents of legal retrieval users, as shown in this paper, are more complicated than that yet mostly unexplored. To this end, we present a novel hierarchical intent taxonomy of legal case retrieval. It consists of five intent types categorized by three criteria, i.e., search for Particular Case(s), Characterization, Penalty, Procedure, and Interest. The taxonomy was constructed transparently and evaluated extensively through interviews, editorial user studies, and query log analysis. Through a laboratory user study, we reveal significant differences in user behavior and satisfaction under different search intents in legal case retrieval. Furthermore, we apply the proposed taxonomy to various downstream legal retrieval tasks, e.g., result ranking and satisfaction prediction, and demonstrate its effectiveness. Our work provides important insights into the understanding of user intents in legal case retrieval and potentially leads to better retrieval techniques in the legal domain, such as intent-aware ranking strategies and evaluation methodologies.


THUIR2 at NTCIR-16 Session Search (SS) Task

arXiv.org Artificial Intelligence

Our team(THUIR2) participated in both FOSS and POSS subtasks of the NTCIR-161 Session Search (SS) Task. This paper describes our approaches and results. In the FOSS subtask, we submit five runs using learning-to-rank and fine-tuned pre-trained language models. We fine-tuned the pre-trained language model with ad-hoc data and session information and assembled them by a learning-to-rank method. The assembled model achieves the best performance among all participants in the preliminary evaluation. In the POSS subtask, we used an assembled model which also achieves the best performance in the preliminary evaluation.


Understanding Human Reading Comprehension with Brain Signals

arXiv.org Artificial Intelligence

Reading comprehension is a complex cognitive process involving many human brain activities. Plenty of works have studied the reading patterns and attention allocation mechanisms in the reading process. However, little is known about what happens in human brain during reading comprehension and how we can utilize this information as implicit feedback to facilitate information acquisition performance. With the advances in brain imaging techniques such as EEG, it is possible to collect high-precision brain signals in almost real time. With neuroimaging techniques, we carefully design a lab-based user study to investigate brain activities during reading comprehension. Our findings show that neural responses vary with different types of contents, i.e., contents that can satisfy users' information needs and contents that cannot. We suggest that various cognitive activities, e.g., cognitive loading, semantic-thematic understanding, and inferential processing, at the micro-time scale during reading comprehension underpin these neural responses. Inspired by these detectable differences in cognitive activities, we construct supervised learning models based on EEG features for two reading comprehension tasks: answer sentence classification and answer extraction. Results show that it is feasible to improve their performance with brain signals. These findings imply that brain signals are valuable feedback for enhancing human-computer interactions during reading comprehension.


THUIR@COLIEE-2020: Leveraging Semantic Understanding and Exact Matching for Legal Case Retrieval and Entailment

arXiv.org Artificial Intelligence

We participated in the two case law tasks, i.e., the legal case retrieval task and the legal case entailment task. Task 1 (the retrieval task) aims to automatically identify supporting cases from the case law corpus given a new case, and Task 2 (the entailment task) to identify specific paragraphs that entail the decision of a new case in a relevant case. In both tasks, we employed the neural models for semantic understanding and the traditional retrieval models for exact matching. As a result, our team ("TLIR") ranked 2nd among all of the teams in Task 1 and 3rd among teams in Task 2. Experimental results suggest that combing models of semantic understanding and exact matching benefits the legal case retrieval task while the legal case entailment task relies more on semantic understanding.