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Collaborating Authors

 Lapuschkin, Sebastian


Explainable concept mappings of MRI: Revealing the mechanisms underlying deep learning-based brain disease classification

arXiv.org Artificial Intelligence

Motivation. While recent studies show high accuracy in the classification of Alzheimer's disease using deep neural networks, the underlying learned concepts have not been investigated. Goals. To systematically identify changes in brain regions through concepts learned by the deep neural network for model validation. Approach. Using quantitative R2* maps we separated Alzheimer's patients (n=117) from normal controls (n=219) by using a convolutional neural network and systematically investigated the learned concepts using Concept Relevance Propagation and compared these results to a conventional region of interest-based analysis. Results. In line with established histological findings and the region of interest-based analyses, highly relevant concepts were primarily found in and adjacent to the basal ganglia. Impact. The identification of concepts learned by deep neural networks for disease classification enables validation of the models and could potentially improve reliability.


Reactive Model Correction: Mitigating Harm to Task-Relevant Features via Conditional Bias Suppression

arXiv.org Artificial Intelligence

Deep Neural Networks are prone to learning and relying on spurious correlations in the training data, which, for high-risk applications, can have fatal consequences. Various approaches to suppress model reliance on harmful features have been proposed that can be applied post-hoc without additional training. Whereas those methods can be applied with efficiency, they also tend to harm model performance by globally shifting the distribution of latent features. To mitigate unintended overcorrection of model behavior, we propose a reactive approach conditioned on model-derived knowledge and eXplainable Artificial Intelligence (XAI) insights. While the reactive approach can be applied to many post-hoc methods, we demonstrate the incorporation of reactivity in particular for P-ClArC (Projective Class Artifact Compensation), introducing a new method called R-ClArC (Reactive Class Artifact Compensation). Through rigorous experiments in controlled settings (FunnyBirds) and with a real-world dataset (ISIC2019), we show that introducing reactivity can minimize the detrimental effect of the applied correction while simultaneously ensuring low reliance on spurious features.


PURE: Turning Polysemantic Neurons Into Pure Features by Identifying Relevant Circuits

arXiv.org Artificial Intelligence

The field of mechanistic interpretability aims to study the role of individual neurons in Deep Neural Networks. Single neurons, however, have the capability to act polysemantically and encode for multiple (unrelated) features, which renders their interpretation difficult. We present a method for disentangling polysemanticity of any Deep Neural Network by decomposing a polysemantic neuron into multiple monosemantic "virtual" neurons. This is achieved by identifying the relevant sub-graph ("circuit") for each "pure" feature. We demonstrate how our approach allows us to find and disentangle various polysemantic units of ResNet models trained on ImageNet. While evaluating feature visualizations using CLIP, our method effectively disentangles representations, improving upon methods based on neuron activations. Our code is available at https://github.com/maxdreyer/PURE.


AttnLRP: Attention-Aware Layer-wise Relevance Propagation for Transformers

arXiv.org Artificial Intelligence

Large Language Models are prone to biased predictions and hallucinations, underlining the paramount importance of understanding their model-internal reasoning process. However, achieving faithful attributions for the entirety of a black-box transformer model and maintaining computational efficiency is an unsolved challenge. By extending the Layer-wise Relevance Propagation attribution method to handle attention layers, we address these challenges effectively. While partial solutions exist, our method is the first to faithfully and holistically attribute not only input but also latent representations of transformer models with the computational efficiency similar to a singular backward pass. Through extensive evaluations against existing methods on Llama 2, Flan-T5 and the Vision Transformer architecture, we demonstrate that our proposed approach surpasses alternative methods in terms of faithfulness and enables the understanding of latent representations, opening up the door for concept-based explanations. We provide an open-source implementation on GitHub https://github.com/rachtibat/LRP-for-Transformers.


Explaining Predictive Uncertainty by Exposing Second-Order Effects

arXiv.org Artificial Intelligence

Explainable AI has brought transparency into complex ML blackboxes, enabling, in particular, to identify which features these models use for their predictions. So far, the question of explaining predictive uncertainty, i.e. why a model 'doubts', has been scarcely studied. Our investigation reveals that predictive uncertainty is dominated by second-order effects, involving single features or product interactions between them. We contribute a new method for explaining predictive uncertainty based on these second-order effects. Computationally, our method reduces to a simple covariance computation over a collection of first-order explanations. Our method is generally applicable, allowing for turning common attribution techniques (LRP, Gradient x Input, etc.) into powerful second-order uncertainty explainers, which we call CovLRP, CovGI, etc. The accuracy of the explanations our method produces is demonstrated through systematic quantitative evaluations, and the overall usefulness of our method is demonstrated via two practical showcases.


Sanity Checks Revisited: An Exploration to Repair the Model Parameter Randomisation Test

arXiv.org Artificial Intelligence

The Model Parameter Randomisation Test (MPRT) is widely acknowledged in the eXplainable Artificial Intelligence (XAI) community for its well-motivated evaluative principle: that the explanation function should be sensitive to changes in the parameters of the model function. However, recent works have identified several methodological caveats for the empirical interpretation of MPRT. To address these caveats, we introduce two adaptations to the original MPRT -- Smooth MPRT and Efficient MPRT, where the former minimises the impact that noise has on the evaluation results through sampling and the latter circumvents the need for biased similarity measurements by re-interpreting the test through the explanation's rise in complexity, after full parameter randomisation. Our experimental results demonstrate that these proposed variants lead to improved metric reliability, thus enabling a more trustworthy application of XAI methods.


From Attribution Maps to Human-Understandable Explanations through Concept Relevance Propagation

arXiv.org Artificial Intelligence

The field of eXplainable Artificial Intelligence (XAI) aims to bring transparency to today's powerful but opaque deep learning models. While local XAI methods explain individual predictions in form of attribution maps, thereby identifying where important features occur (but not providing information about what they represent), global explanation techniques visualize what concepts a model has generally learned to encode. Both types of methods thus only provide partial insights and leave the burden of interpreting the model's reasoning to the user. In this work we introduce the Concept Relevance Propagation (CRP) approach, which combines the local and global perspectives and thus allows answering both the "where" and "what" questions for individual predictions. We demonstrate the capability of our method in various settings, showcasing that CRP leads to more human interpretable explanations and provides deep insights into the model's representation and reasoning through concept atlases, concept composition analyses, and quantitative investigations of concept subspaces and their role in fine-grained decision making.


From Hope to Safety: Unlearning Biases of Deep Models via Gradient Penalization in Latent Space

arXiv.org Artificial Intelligence

Deep Neural Networks are prone to learning spurious correlations embedded in the training data, leading to potentially biased predictions. This poses risks when deploying these models for high-stake decision-making, such as in medical applications. Current methods for post-hoc model correction either require input-level annotations which are only possible for spatially localized biases, or augment the latent feature space, thereby hoping to enforce the right reasons. We present a novel method for model correction on the concept level that explicitly reduces model sensitivity towards biases via gradient penalization. When modeling biases via Concept Activation Vectors, we highlight the importance of choosing robust directions, as traditional regression-based approaches such as Support Vector Machines tend to result in diverging directions. We effectively mitigate biases in controlled and real-world settings on the ISIC, Bone Age, ImageNet and CelebA datasets using VGG, ResNet and EfficientNet architectures. Code is available on https://github.com/frederikpahde/rrclarc.


Understanding the (Extra-)Ordinary: Validating Deep Model Decisions with Prototypical Concept-based Explanations

arXiv.org Artificial Intelligence

Ensuring both transparency and safety is critical when deploying Deep Neural Networks (DNNs) in high-risk applications, such as medicine. The field of explainable AI (XAI) has proposed various methods to comprehend the decision-making processes of opaque DNNs. However, only few XAI methods are suitable of ensuring safety in practice as they heavily rely on repeated labor-intensive and possibly biased human assessment. In this work, we present a novel post-hoc concept-based XAI framework that conveys besides instance-wise (local) also class-wise (global) decision-making strategies via prototypes. What sets our approach apart is the combination of local and global strategies, enabling a clearer understanding of the (dis-)similarities in model decisions compared to the expected (prototypical) concept use, ultimately reducing the dependence on human long-term assessment. Quantifying the deviation from prototypical behavior not only allows to associate predictions with specific model sub-strategies but also to detect outlier behavior. As such, our approach constitutes an intuitive and explainable tool for model validation. We demonstrate the effectiveness of our approach in identifying out-of-distribution samples, spurious model behavior and data quality issues across three datasets (ImageNet, CUB-200, and CIFAR-10) utilizing VGG, ResNet, and EfficientNet architectures. Code is available on https://github.com/maxdreyer/pcx.


Generative Fractional Diffusion Models

arXiv.org Machine Learning

We generalize the continuous time framework for score-based generative models from an underlying Brownian motion (BM) to an approximation of fractional Brownian motion (FBM). We derive a continuous reparameterization trick and the reverse time model by representing FBM as a stochastic integral over a family of Ornstein-Uhlenbeck processes to define generative fractional diffusion models (GFDM) with driving noise converging to a non-Markovian process of infinite quadratic variation. The Hurst index $H\in(0,1)$ of FBM enables control of the roughness of the distribution transforming path. To the best of our knowledge, this is the first attempt to build a generative model upon a stochastic process with infinite quadratic variation.