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Collaborating Authors

 Lai, Catherine


Semi-Supervised Cognitive State Classification from Speech with Multi-View Pseudo-Labeling

arXiv.org Artificial Intelligence

The lack of labeled data is a common challenge in speech classification tasks, particularly those requiring extensive subjective assessment, such as cognitive state classification. In this work, we propose a Semi-Supervised Learning (SSL) framework, introducing a novel multi-view pseudo-labeling method that leverages both acoustic and linguistic characteristics to select the most confident data for training the classification model. Acoustically, unlabeled data are compared to labeled data using the Frechet audio distance, calculated from embeddings generated by multiple audio encoders. Linguistically, large language models are prompted to revise automatic speech recognition transcriptions and predict labels based on our proposed task-specific knowledge. High-confidence data are identified when pseudo-labels from both sources align, while mismatches are treated as low-confidence data. A bimodal classifier is then trained to iteratively label the low-confidence data until a predefined criterion is met. We evaluate our SSL framework on emotion recognition and dementia detection tasks. Experimental results demonstrate that our method achieves competitive performance compared to fully supervised learning using only 30% of the labeled data and significantly outperforms two selected baselines.


Revise, Reason, and Recognize: LLM-Based Emotion Recognition via Emotion-Specific Prompts and ASR Error Correction

arXiv.org Artificial Intelligence

Annotating and recognizing speech emotion using prompt engineering has recently emerged with the advancement of Large Language Models (LLMs), yet its efficacy and reliability remain questionable. In this paper, we conduct a systematic study on this topic, beginning with the proposal of novel prompts that incorporate emotion-specific knowledge from acoustics, linguistics, and psychology. Subsequently, we examine the effectiveness of LLM-based prompting on Automatic Speech Recognition (ASR) transcription, contrasting it with ground-truth transcription. Furthermore, we propose a Revise-Reason-Recognize prompting pipeline for robust LLM-based emotion recognition from spoken language with ASR errors. Additionally, experiments on context-aware learning, in-context learning, and instruction tuning are performed to examine the usefulness of LLM training schemes in this direction. Finally, we investigate the sensitivity of LLMs to minor prompt variations. Experimental results demonstrate the efficacy of the emotion-specific prompts, ASR error correction, and LLM training schemes for LLM-based emotion recognition. Our study aims to refine the use of LLMs in emotion recognition and related domains.


Speech Emotion Recognition with ASR Transcripts: A Comprehensive Study on Word Error Rate and Fusion Techniques

arXiv.org Artificial Intelligence

Text data is commonly utilized as a primary input to enhance Speech Emotion Recognition (SER) performance and reliability. However, the reliance on human-transcribed text in most studies impedes the development of practical SER systems, creating a gap between in-lab research and real-world scenarios where Automatic Speech Recognition (ASR) serves as the text source. Hence, this study benchmarks SER performance using ASR transcripts with varying Word Error Rates (WERs) on well-known corpora: IEMOCAP, CMU-MOSI, and MSP-Podcast. Our evaluation includes text-only and bimodal SER with diverse fusion techniques, aiming for a comprehensive analysis that uncovers novel findings and challenges faced by current SER research. Additionally, we propose a unified ASR error-robust framework integrating ASR error correction and modality-gated fusion, achieving lower WER and higher SER results compared to the best-performing ASR transcript. This research is expected to provide insights into SER with ASR assistance, especially for real-world applications.


Crossmodal ASR Error Correction with Discrete Speech Units

arXiv.org Artificial Intelligence

ASR remains unsatisfactory in scenarios where the speaking style diverges from that used to train ASR systems, resulting in erroneous transcripts. To address this, ASR Error Correction (AEC), a post-ASR processing approach, is required. In this work, we tackle an understudied issue: the Low-Resource Out-of-Domain (LROOD) problem, by investigating crossmodal AEC on very limited downstream data with 1-best hypothesis transcription. We explore pre-training and fine-tuning strategies and uncover an ASR domain discrepancy phenomenon, shedding light on appropriate training schemes for LROOD data. Moreover, we propose the incorporation of discrete speech units to align with and enhance the word embeddings for improving AEC quality. Results from multiple corpora and several evaluation metrics demonstrate the feasibility and efficacy of our proposed AEC approach on LROOD data, as well as its generalizability and superiority on large-scale data. Finally, a study on speech emotion recognition confirms that our model produces ASR error-robust transcripts suitable for downstream applications.


Layer-Wise Analysis of Self-Supervised Acoustic Word Embeddings: A Study on Speech Emotion Recognition

arXiv.org Artificial Intelligence

The efficacy of self-supervised speech models has been validated, yet the optimal utilization of their representations remains challenging across diverse tasks. In this study, we delve into Acoustic Word Embeddings (AWEs), a fixed-length feature derived from continuous representations, to explore their advantages in specific tasks. AWEs have previously shown utility in capturing acoustic discriminability. In light of this, we propose measuring layer-wise similarity between AWEs and word embeddings, aiming to further investigate the inherent context within AWEs. Moreover, we evaluate the contribution of AWEs, in comparison to other types of speech features, in the context of Speech Emotion Recognition (SER). Through a comparative experiment and a layer-wise accuracy analysis on two distinct corpora, IEMOCAP and ESD, we explore differences between AWEs and raw self-supervised representations, as well as the proper utilization of AWEs alone and in combination with word embeddings. Our findings underscore the acoustic context conveyed by AWEs and showcase the highly competitive SER accuracies by appropriately employing AWEs.


Cross-Attention is Not Enough: Incongruity-Aware Dynamic Hierarchical Fusion for Multimodal Affect Recognition

arXiv.org Artificial Intelligence

Fusing multiple modalities has proven effective for multimodal information processing. However, the incongruity between modalities poses a challenge for multimodal fusion, especially in affect recognition. In this study, we first analyze how the salient affective information in one modality can be affected by the other, and demonstrate that inter-modal incongruity exists latently in crossmodal attention. Based on this finding, we propose the Hierarchical Crossmodal Transformer with Dynamic Modality Gating (HCT-DMG), a lightweight incongruity-aware model, which dynamically chooses the primary modality in each training batch and reduces fusion times by leveraging the learned hierarchy in the latent space to alleviate incongruity. The experimental evaluation on five benchmark datasets: CMU-MOSI, CMU-MOSEI, and IEMOCAP (sentiment and emotion), where incongruity implicitly lies in hard samples, as well as UR-FUNNY (humour) and MUStaRD (sarcasm), where incongruity is common, verifies the efficacy of our approach, showing that HCT-DMG: 1) outperforms previous multimodal models with a reduced size of approximately 0.8M parameters; 2) recognizes hard samples where incongruity makes affect recognition difficult; 3) mitigates the incongruity at the latent level in crossmodal attention.


Quantifying the perceptual value of lexical and non-lexical channels in speech

arXiv.org Artificial Intelligence

Speech is a fundamental means of communication that can be seen to provide two channels for transmitting information: the lexical channel of which words are said, and the non-lexical channel of how they are spoken. Both channels shape listener expectations of upcoming communication; however, directly quantifying their relative effect on expectations is challenging. Previous attempts require spoken variations of lexically-equivalent dialogue turns or conspicuous acoustic manipulations. This paper introduces a generalised paradigm to study the value of non-lexical information in dialogue across unconstrained lexical content. By quantifying the perceptual value of the non-lexical channel with both accuracy and entropy reduction, we show that non-lexical information produces a consistent effect on expectations of upcoming dialogue: even when it leads to poorer discriminative turn judgements than lexical content alone, it yields higher consensus among participants.


ASR and Emotional Speech: A Word-Level Investigation of the Mutual Impact of Speech and Emotion Recognition

arXiv.org Artificial Intelligence

In Speech Emotion Recognition (SER), textual data is often used alongside audio signals to address their inherent variability. However, the reliance on human annotated text in most research hinders the development of practical SER systems. To overcome this challenge, we investigate how Automatic Speech Recognition (ASR) performs on emotional speech by analyzing the ASR performance on emotion corpora and examining the distribution of word errors and confidence scores in ASR transcripts to gain insight into how emotion affects ASR. We utilize four ASR systems, namely Kaldi ASR, wav2vec2, Conformer, and Whisper, and three corpora: IEMOCAP, MOSI, and MELD to ensure generalizability. Additionally, we conduct text-based SER on ASR transcripts with increasing word error rates to investigate how ASR affects SER. The objective of this study is to uncover the relationship and mutual impact of ASR and SER, in order to facilitate ASR adaptation to emotional speech and the use of SER in real world.


I Know Your Feelings Before You Do: Predicting Future Affective Reactions in Human-Computer Dialogue

arXiv.org Artificial Intelligence

Current Spoken Dialogue Systems (SDSs) often serve as passive listeners that respond only after receiving user speech. To achieve human-like dialogue, we propose a novel future prediction architecture that allows an SDS to anticipate future affective reactions based on its current behaviors before the user speaks. In this work, we investigate two scenarios: speech and laughter. In speech, we propose to predict the user's future emotion based on its temporal relationship with the system's current emotion and its causal relationship with the system's current Dialogue Act (DA). In laughter, we propose to predict the occurrence and type of the user's laughter using the system's laughter behaviors in the current turn. Preliminary analysis of human-robot dialogue demonstrated synchronicity in the emotions and laughter displayed by the human and robot, as well as DA-emotion causality in their dialogue. This verifies that our architecture can contribute to the development of an anticipatory SDS.


Exploration of A Self-Supervised Speech Model: A Study on Emotional Corpora

arXiv.org Artificial Intelligence

Self-supervised speech models have grown fast during the past few years and have proven feasible for use in various downstream tasks. Some recent work has started to look at the characteristics of these models, yet many concerns have not been fully addressed. In this work, we conduct a study on emotional corpora to explore a popular self-supervised model -- wav2vec 2.0. Via a set of quantitative analysis, we mainly demonstrate that: 1) wav2vec 2.0 appears to discard paralinguistic information that is less useful for word recognition purposes; 2) for emotion recognition, representations from the middle layer alone perform as well as those derived from layer averaging, while the final layer results in the worst performance in some cases; 3) current self-supervised models may not be the optimal solution for downstream tasks that make use of non-lexical features. Our work provides novel findings that will aid future research in this area and theoretical basis for the use of existing models.