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Collaborating Authors

 He, Jianping


Analysis of On-policy Policy Gradient Methods under the Distribution Mismatch

arXiv.org Artificial Intelligence

Policy gradient methods are one of the most successful methods for solving challenging reinforcement learning problems. However, despite their empirical successes, many SOTA policy gradient algorithms for discounted problems deviate from the theoretical policy gradient theorem due to the existence of a distribution mismatch. In this work, we analyze the impact of this mismatch on the policy gradient methods. Specifically, we first show that in the case of tabular parameterizations, the methods under the mismatch remain globally optimal. Then, we extend this analysis to more general parameterizations by leveraging the theory of biased stochastic gradient descent. Our findings offer new insights into the robustness of policy gradient methods as well as the gap between theoretical foundations and practical implementations.


Advancing Pancreatic Cancer Prediction with a Next Visit Token Prediction Head on top of Med-BERT

arXiv.org Artificial Intelligence

Background: Recently, numerous foundation models pretrained on extensive data have demonstrated efficacy in disease prediction using Electronic Health Records (EHRs). However, there remains some unanswered questions on how to best utilize such models especially with very small fine-tuning cohorts. Methods: We utilized Med-BERT, an EHR-specific foundation model, and reformulated the disease binary prediction task into a token prediction task and a next visit mask token prediction task to align with Med-BERT's pretraining task format in order to improve the accuracy of pancreatic cancer (PaCa) prediction in both few-shot and fully supervised settings. Results: The reformulation of the task into a token prediction task, referred to as Med-BERT-Sum, demonstrates slightly superior performance in both few-shot scenarios and larger data samples. Furthermore, reformulating the prediction task as a Next Visit Mask Token Prediction task (Med-BERT-Mask) significantly outperforms the conventional Binary Classification (BC) prediction task (Med-BERT-BC) by 3% to 7% in few-shot scenarios with data sizes ranging from 10 to 500 samples. These findings highlight that aligning the downstream task with Med-BERT's pretraining objectives substantially enhances the model's predictive capabilities, thereby improving its effectiveness in predicting both rare and common diseases. Conclusion: Reformatting disease prediction tasks to align with the pretraining of foundation models enhances prediction accuracy, leading to earlier detection and timely intervention. This approach improves treatment effectiveness, survival rates, and overall patient outcomes for PaCa and potentially other cancers.


Prompting Large Language Models for Clinical Temporal Relation Extraction

arXiv.org Artificial Intelligence

Objective: This paper aims to prompt large language models (LLMs) for clinical temporal relation extraction (CTRE) in both few-shot and fully supervised settings. Materials and Methods: This study utilizes four LLMs: Encoder-based GatorTron-Base (345M)/Large (8.9B); Decoder-based LLaMA3-8B/MeLLaMA-13B. We developed full (FFT) and parameter-efficient (PEFT) fine-tuning strategies and evaluated these strategies on the 2012 i2b2 CTRE task. We explored four fine-tuning strategies for GatorTron-Base: (1) Standard Fine-Tuning, (2) Hard-Prompting with Unfrozen LLMs, (3) Soft-Prompting with Frozen LLMs, and (4) Low-Rank Adaptation (LoRA) with Frozen LLMs. For GatorTron-Large, we assessed two PEFT strategies-Soft-Prompting and LoRA with Frozen LLMs-leveraging Quantization techniques. Additionally, LLaMA3-8B and MeLLaMA-13B employed two PEFT strategies: LoRA strategy with Quantization (QLoRA) applied to Frozen LLMs using instruction tuning and standard fine-tuning. Results: Under fully supervised settings, Hard-Prompting with Unfrozen GatorTron-Base achieved the highest F1 score (89.54%), surpassing the SOTA model (85.70%) by 3.74%. Additionally, two variants of QLoRA adapted to GatorTron-Large and Standard Fine-Tuning of GatorTron-Base exceeded the SOTA model by 2.36%, 1.88%, and 0.25%, respectively. Decoder-based models with frozen parameters outperformed their Encoder-based counterparts in this setting; however, the trend reversed in few-shot scenarios. Discussions and Conclusions: This study presented new methods that significantly improved CTRE performance, benefiting downstream tasks reliant on CTRE systems. The findings underscore the importance of selecting appropriate models and fine-tuning strategies based on task requirements and data availability. Future work will explore larger models and broader CTRE applications.


Smart Predict-then-Optimize Method with Dependent Data: Risk Bounds and Calibration of Autoregression

arXiv.org Machine Learning

The predict-then-optimize (PTO) framework is indispensable for addressing practical stochastic decision-making tasks. It consists of two crucial steps: initially predicting unknown parameters of an optimization model and subsequently solving the problem based on these predictions. Elmachtoub and Grigas [1] introduced the Smart Predict-then-Optimize (SPO) loss for the framework, which gauges the decision error arising from predicted parameters, and a convex surrogate, the SPO+ loss, which incorporates the underlying structure of the optimization model. The consistency of these different loss functions is guaranteed under the assumption of i.i.d. training data. Nevertheless, various types of data are often dependent, such as power load fluctuations over time. This dependent nature can lead to diminished model performance in testing or real-world applications. Motivated to make intelligent predictions for time series data, we present an autoregressive SPO method directly targeting the optimization problem at the decision stage in this paper, where the conditions of consistency are no longer met. Therefore, we first analyze the generalization bounds of the SPO loss within our autoregressive model. Subsequently, the uniform calibration results in Liu and Grigas [2] are extended in the proposed model. Finally, we conduct experiments to empirically demonstrate the effectiveness of the SPO+ surrogate compared to the absolute loss and the least squares loss, especially when the cost vectors are determined by stationary dynamical systems and demonstrate the relationship between normalized regret and mixing coefficients.


Inverse Reinforcement Learning with Unknown Reward Model based on Structural Risk Minimization

arXiv.org Artificial Intelligence

Inverse reinforcement learning (IRL) usually assumes the model of the reward function is pre-specified and estimates the parameter only. However, how to determine a proper reward model is nontrivial. A simplistic model is less likely to contain the real reward function, while a model with high complexity leads to substantial computation cost and risks overfitting. This paper addresses this trade-off in IRL model selection by introducing the structural risk minimization (SRM) method from statistical learning. SRM selects an optimal reward function class from a hypothesis set minimizing both estimation error and model complexity. To formulate an SRM scheme for IRL, we estimate policy gradient by demonstration serving as empirical risk and establish the upper bound of Rademacher complexity of hypothesis classes as model penalty. The learning guarantee is further presented. In particular, we provide explicit SRM for the common linear weighted sum setting in IRL. Simulations demonstrate the performance and efficiency of our scheme.


Affordance-Driven Next-Best-View Planning for Robotic Grasping

arXiv.org Artificial Intelligence

Grasping occluded objects in cluttered environments is an essential component in complex robotic manipulation tasks. In this paper, we introduce an AffordanCE-driven Next-Best-View planning policy (ACE-NBV) that tries to find a feasible grasp for target object via continuously observing scenes from new viewpoints. This policy is motivated by the observation that the grasp affordances of an occluded object can be better-measured under the view when the view-direction are the same as the grasp view. Specifically, our method leverages the paradigm of novel view imagery to predict the grasps affordances under previously unobserved view, and select next observation view based on the highest imagined grasp quality of the target object. The experimental results in simulation and on a real robot demonstrate the effectiveness of the proposed affordance-driven next-best-view planning policy. Project page: https://sszxc.net/ace-nbv/.


AE-GPT: Using Large Language Models to Extract Adverse Events from Surveillance Reports-A Use Case with Influenza Vaccine Adverse Events

arXiv.org Artificial Intelligence

Though Vaccines are instrumental in global health, mitigating infectious diseases and pandemic outbreaks, they can occasionally lead to adverse events (AEs). Recently, Large Language Models (LLMs) have shown promise in effectively identifying and cataloging AEs within clinical reports. Utilizing data from the Vaccine Adverse Event Reporting System (VAERS) from 1990 to 2016, this study particularly focuses on AEs to evaluate LLMs' capability for AE extraction. A variety of prevalent LLMs, including GPT-2, GPT-3 variants, GPT-4, and Llama 2, were evaluated using Influenza vaccine as a use case. The fine-tuned GPT 3.5 model (AE-GPT) stood out with a 0.704 averaged micro F1 score for strict match and 0.816 for relaxed match. The encouraging performance of the AE-GPT underscores LLMs' potential in processing medical data, indicating a significant stride towards advanced AE detection, thus presumably generalizable to other AE extraction tasks.


HiCRISP: A Hierarchical Closed-Loop Robotic Intelligent Self-Correction Planner

arXiv.org Artificial Intelligence

Abstract-- The integration of Large Language Models (LLMs) into robotics has revolutionized human-robot interactions and autonomous task planning. However, these systems are often unable to self-correct during the task execution, which hinders their adaptability in dynamic real-world environments. To address this issue, we present a Hierarchical Closed-loop Robotic Intelligent Self-correction Planner (HiCRISP), an innovative framework that enables robots to correct errors within individual steps during the task execution. HiCRISP actively monitors and adapts the task execution process, addressing both high-level planning and low-level action errors. This enhancement has the potential to propel smart [4], and logical reasoning [5], [6].


Learning-Based Motion Planning with Mixture Density Networks

arXiv.org Artificial Intelligence

The trade-off between computation time and path optimality is a key consideration in motion planning algorithms. While classical sampling based algorithms fall short of computational efficiency in high dimensional planning, learning based methods have shown great potential in achieving time efficient and optimal motion planning. The SOTA learning based motion planning algorithms utilize paths generated by sampling based methods as expert supervision data and train networks via regression techniques. However, these methods often overlook the important multimodal property of the optimal paths in the training set, making them incapable of finding good paths in some scenarios. In this paper, we propose a Multimodal Neuron Planner (MNP) based on the mixture density networks that explicitly takes into account the multimodality of the training data and simultaneously achieves time efficiency and path optimality. For environments represented by a point cloud, MNP first efficiently compresses the point cloud into a latent vector by encoding networks that are suitable for processing point clouds. We then design multimodal planning networks which enables MNP to learn and predict multiple optimal solutions. Simulation results show that our method outperforms SOTA learning based method MPNet and advanced sampling based methods IRRT* and BIT*.


Preserving Topology of Network Systems: Metric, Analysis, and Optimal Design

arXiv.org Artificial Intelligence

Preserving the topology from being inferred by external adversaries has become a paramount security issue for network systems (NSs), and adding random noises to the nodal states provides a promising way. Nevertheless, recent works have revealed that the topology cannot be preserved under i.i.d. noises in the asymptotic sense. How to effectively characterize the non-asymptotic preservation performance still remains an open issue. Inspired by the deviation quantification of concentration inequalities, this paper proposes a novel metric named trace-based variance-expectation ratio. This metric effectively captures the decaying rate of the topology inference error, where a slower rate indicates better non-asymptotic preservation performance. We prove that the inference error will always decay to zero asymptotically, as long as the added noises are non-increasing and independent (milder than the i.i.d. condition). Then, the optimal noise design that produces the slowest decaying rate for the error is obtained. More importantly, we amend the noise design by introducing one-lag time dependence, achieving the zero state deviation and the non-zero topology inference error in the asymptotic sense simultaneously. Extensions to a general class of noises with multi-lag time dependence are provided. Comprehensive simulations verify the theoretical findings.