We introduce Phi-4-Mini and Phi-4-Multimodal, compact yet highly capable language and multimodal models. Phi-4-Mini is a 3.8-billion-parameter language model trained on high-quality web and synthetic data, significantly outperforming recent open-source models of similar size and matching the performance of models twice its size on math and coding tasks requiring complex reasoning. This achievement is driven by a carefully curated synthetic data recipe emphasizing high-quality math and coding datasets. Compared to its predecessor, Phi-3.5-Mini, Phi-4-Mini features an expanded vocabulary size of 200K tokens to better support multilingual applications, as well as group query attention for more efficient long-sequence generation. Phi-4-Multimodal is a multimodal model that integrates text, vision, and speech/audio input modalities into a single model. Its novel modality extension approach leverages LoRA adapters and modality-specific routers to allow multiple inference modes combining various modalities without interference. For example, it now ranks first in the OpenASR leaderboard to date, although the LoRA component of the speech/audio modality has just 460 million parameters. Phi-4-Multimodal supports scenarios involving (vision + language), (vision + speech), and (speech/audio) inputs, outperforming larger vision-language and speech-language models on a wide range of tasks. Additionally, we experiment to further train Phi-4-Mini to enhance its reasoning capabilities. Despite its compact 3.8-billion-parameter size, this experimental version achieves reasoning performance on par with or surpassing significantly larger models, including DeepSeek-R1-Distill-Qwen-7B and DeepSeek-R1-Distill-Llama-8B.

Models for streaming speech translation (ST) can achieve high accuracy and low latency if they're developed with vast amounts of paired audio in the source language and written text in the target language. Yet, these text labels for the target language are often pseudo labels due to the prohibitive cost of manual ST data labeling. In this paper, we introduce a methodology named Connectionist Temporal Classification guided modality matching (CTC-GMM) that enhances the streaming ST model by leveraging extensive machine translation (MT) text data. This technique employs CTC to compress the speech sequence into a compact embedding sequence that matches the corresponding text sequence, allowing us to utilize matched {source-target} language text pairs from the MT corpora to refine the streaming ST model further. Our evaluations with FLEURS and CoVoST2 show that the CTC-GMM approach can increase translation accuracy relatively by 13.9% and 6.4% respectively, while also boosting decoding speed by 59.7% on GPU.

Speech foundation models (SFMs) have achieved state-of-the-art results for various speech tasks in supervised (e.g. Whisper) or self-supervised systems (e.g. WavLM). However, the performance of SFMs for child ASR has not been systematically studied. In addition, there is no benchmark for child ASR with standard evaluations, making the comparisons of novel ideas difficult. In this paper, we initiate and present a comprehensive benchmark on several child speech databases based on various SFMs (Whisper, Wav2vec2.0, HuBERT, and WavLM). Moreover, we investigate finetuning strategies by comparing various data augmentation and parameter-efficient finetuning (PEFT) methods. We observe that the behaviors of these methods are different when the model size increases. For example, PEFT matches the performance of full finetuning for large models but worse for small models. To stabilize finetuning using augmented data, we propose a perturbation invariant finetuning (PIF) loss as a regularization.

Non-autoregressive automatic speech recognition (NASR) models have gained attention due to their parallelism and fast inference. The encoder-based NASR, e.g. connectionist temporal classification (CTC), can be initialized from the speech foundation models (SFM) but does not account for any dependencies among intermediate tokens. The encoder-decoder-based NASR, like CTC alignment-based single-step non-autoregressive transformer (CASS-NAT), can mitigate the dependency problem but is not able to efficiently integrate SFM. Inspired by the success of recent work of speech-text joint pre-training with a shared transformer encoder, we propose a new encoder-based NASR, UniEnc-CASSNAT, to combine the advantages of CTC and CASS-NAT. UniEnc-CASSNAT consists of only an encoder as the major module, which can be the SFM. The encoder plays the role of both the CASS-NAT encoder and decoder by two forward passes. The first pass of the encoder accepts the speech signal as input, while the concatenation of the speech signal and the token-level acoustic embedding is used as the input for the second pass. Examined on the Librispeech 100h, MyST, and Aishell1 datasets, the proposed UniEnc-CASSNAT achieves state-of-the-art NASR results and is better or comparable to CASS-NAT with only an encoder and hence, fewer model parameters. Our codes are publicly available.

Recently, end-to-end models have been widely used in automatic speech recognition (ASR) systems. Two of the most representative approaches are connectionist temporal classification (CTC) and attention-based encoder-decoder (AED) models. Autoregressive transformers, variants of AED, adopt an autoregressive mechanism for token generation and thus are relatively slow during inference. In this paper, we present a comprehensive study of a CTC Alignment-based Single-Step Non-Autoregressive Transformer (CASS-NAT) for end-to-end ASR. In CASS-NAT, word embeddings in the autoregressive transformer (AT) are substituted with token-level acoustic embeddings (TAE) that are extracted from encoder outputs with the acoustical boundary information offered by the CTC alignment. TAE can be obtained in parallel, resulting in a parallel generation of output tokens. During training, Viterbi-alignment is used for TAE generation, and multiple training strategies are further explored to improve the word error rate (WER) performance. During inference, an error-based alignment sampling method is investigated in depth to reduce the alignment mismatch in the training and testing processes. Experimental results show that the CASS-NAT has a WER that is close to AT on various ASR tasks, while providing a ~24x inference speedup. With and without self-supervised learning, we achieve new state-of-the-art results for non-autoregressive models on several datasets. We also analyze the behavior of the CASS-NAT decoder to explain why it can perform similarly to AT. We find that TAEs have similar functionality to word embeddings for grammatical structures, which might indicate the possibility of learning some semantic information from TAEs without a language model.

In addition, Fujita et al. used the idea of the insertion Non-autoregressive mechanisms can significantly decrease inference transformer from NMT to generate the output sequence time for speech transformers, especially when the single with an arbitrary order [12]. Another recent effective method step variant is applied. Previous work on CTC alignmentbased is using multiple decoders as refiners to do an iterative refinement single step non-autoregressive transformer (CASS-NAT) based on CTC alignments [14]. Theoretically, the iterative has shown a large real time factor (RTF) improvement over autoregressive NAT has a limited improvement of inference speed since multiple transformers (AT). In this work, we propose several iterations are still needed to obtain a competitive result. In methods to improve the accuracy of the end-to-end CASS-contrast, single step NAT, which attempts to generate the output NAT, followed by performance analyses. First, convolution sequence with only one iteration, can have a better speed up augmented self-attention blocks are applied to both the encoder for inference. The idea is to substitute the word embedding in and decoder modules. Second, we propose to expand the trigger autoregressive models with an acoustic representation for each mask (acoustic boundary) for each token to increase the robustness output token, assuming that language semantics can also be captured of CTC alignments.