Artificial Intelligence (AI) has witnessed rapid growth, especially in the subfields Natural Language Processing (NLP), Machine Learning (ML) and Computer Vision (CV). Keeping pace with this rapid progress poses a considerable challenge for researchers and professionals in the field. In this arXiv report, the second of its kind, which covers the period from January to September 2023, we aim to provide insights and analysis that help navigate these dynamic areas of AI. We accomplish this by 1) identifying the top-40 most cited papers from arXiv in the given period, comparing the current top-40 papers to the previous report, which covered the period January to June; 2) analyzing dataset characteristics and keyword popularity; 3) examining the global sectoral distribution of institutions to reveal differences in engagement across geographical areas. Our findings highlight the continued dominance of NLP: while only 16% of all submitted papers have NLP as primary category (more than 25% have CV and ML as primary category), 50% of the most cited papers have NLP as primary category, 90% of which target LLMs. Additionally, we show that i) the US dominates among both top-40 and top-9k papers, followed by China; ii) Europe clearly lags behind and is hardly represented in the top-40 most cited papers; iii) US industry is largely overrepresented in the top-40 most influential papers.

Efficiency is a key property to foster inclusiveness and reduce environmental costs, especially in an era of LLMs. In this work, we provide a comprehensive evaluation of efficiency for MT evaluation metrics. Our approach involves replacing computation-intensive transformers with lighter alternatives and employing linear and quadratic approximations for alignment algorithms on top of LLM representations. We evaluate six (reference-free and reference-based) metrics across three MT datasets and examine 16 lightweight transformers. In addition, we look into the training efficiency of metrics like COMET by utilizing adapters. Our results indicate that (a) TinyBERT provides the optimal balance between quality and efficiency, (b) CPU speed-ups are more substantial than those on GPU; (c) WMD approximations yield no efficiency gains while reducing quality and (d) adapters enhance training efficiency (regarding backward pass speed and memory requirements) as well as, in some cases, metric quality. These findings can help to strike a balance between evaluation speed and quality, which is essential for effective NLG systems. Furthermore, our research contributes to the ongoing efforts to optimize NLG evaluation metrics with minimal impact on performance. To our knowledge, ours is the most comprehensive analysis of different aspects of efficiency for MT metrics conducted so far.

With an increasing number of parameters and pre-training data, generative large language models (LLMs) have shown remarkable capabilities to solve tasks with minimal or no task-related examples. Notably, LLMs have been successfully employed as evaluation metrics in text generation tasks. Within this context, we introduce the Eval4NLP 2023 shared task that asks participants to explore prompting and score extraction for machine translation (MT) and summarization evaluation. Specifically, we propose a novel competition setting in which we select a list of allowed LLMs and disallow fine-tuning to ensure a focus on prompting. We present an overview of participants' approaches and evaluate them on a new reference-free test set spanning three language pairs for MT and a summarization dataset. Notably, despite the task's restrictions, the best-performing systems achieve results on par with or even surpassing recent reference-free metrics developed using larger models, including GEMBA and Comet-Kiwi-XXL. Finally, as a separate track, we perform a small-scale human evaluation of the plausibility of explanations given by the LLMs.

We report our efforts in identifying a set of previous human evaluations in NLP that would be suitable for a coordinated study examining what makes human evaluations in NLP more/less reproducible. We present our results and findings, which include that just 13\% of papers had (i) sufficiently low barriers to reproduction, and (ii) enough obtainable information, to be considered for reproduction, and that all but one of the experiments we selected for reproduction was discovered to have flaws that made the meaningfulness of conducting a reproduction questionable. As a result, we had to change our coordinated study design from a reproduce approach to a standardise-then-reproduce-twice approach. Our overall (negative) finding that the great majority of human evaluations in NLP is not repeatable and/or not reproducible and/or too flawed to justify reproduction, paints a dire picture, but presents an opportunity for a rethink about how to design and report human evaluations in NLP.

The rapid growth of information in the field of Generative Artificial Intelligence (AI), particularly in the subfields of Natural Language Processing (NLP) and Machine Learning (ML), presents a significant challenge for researchers and practitioners to keep pace with the latest developments. To address the problem of information overload, this report by the Natural Language Learning Group at Bielefeld University focuses on identifying the most popular papers on arXiv, with a specific emphasis on NLP and ML. The objective is to offer a quick guide to the most relevant and widely discussed research, aiding both newcomers and established researchers in staying abreast of current trends. In particular, we compile a list of the 40 most popular papers based on normalized citation counts from the first half of 2023. We observe the dominance of papers related to Large Language Models (LLMs) and specifically ChatGPT during the first half of 2023, with the latter showing signs of declining popularity more recently, however. Further, NLP related papers are the most influential (around 60\% of top papers) even though there are twice as many ML related papers in our data. Core issues investigated in the most heavily cited papers are: LLM efficiency, evaluation techniques, ethical considerations, embodied agents, and problem-solving with LLMs. Additionally, we examine the characteristics of top papers in comparison to others outside the top-40 list (noticing the top paper's focus on LLM related issues and higher number of co-authors) and analyze the citation distributions in our dataset, among others.

While summarization has been extensively researched in natural language processing (NLP), cross-lingual cross-temporal summarization (CLCTS) is a largely unexplored area that has the potential to improve cross-cultural accessibility and understanding. This paper comprehensively addresses the CLCTS task, including dataset creation, modeling, and evaluation. We build the first CLCTS corpus, leveraging historical fictive texts and Wikipedia summaries in English and German, and examine the effectiveness of popular transformer end-to-end models with different intermediate finetuning tasks. Additionally, we explore the potential of ChatGPT for CLCTS as a summarizer and an evaluator. Overall, we report evaluations from humans, ChatGPT, and several recent automatic evaluation metrics where we find that our intermediate task finetuned end-to-end models generate bad to moderate quality summaries; ChatGPT as a summarizer (without any finetuning) provides moderate to good quality outputs and as an evaluator correlates moderately with human evaluations but is prone to giving lower scores. ChatGPT also seems very adept at normalizing historical text and outperforms context-unaware spelling normalization tools such as Norma. We finally test ChatGPT in a scenario with adversarially attacked and unseen source documents and find that ChatGPT profits from its prior knowledge to a certain degree, with better performances for omission and entity swap than negation against its prior knowledge. This benefit inflates its assessed quality as ChatGPT performs slightly worse for unseen source documents compared to seen documents. We additionally introspect our models' performances to find that longer, older and more complex source texts (all of which are more characteristic for historical language variants) are harder to summarize for all models, indicating the difficulty of the CLCTS task.

In this paper, we classify scientific articles in the domain of natural language processing (NLP) and machine learning (ML), as core subfields of artificial intelligence (AI), into whether (i) they extend the current state-of-the-art by the introduction of novel techniques which beat existing models or whether (ii) they mainly criticize the existing state-of-the-art, i.e. that it is deficient with respect to some property (e.g. wrong evaluation, wrong datasets, misleading task specification). We refer to contributions under (i) as having a 'positive stance' and contributions under (ii) as having a 'negative stance' (to related work). We annotate over 1.5 k papers from NLP and ML to train a SciBERT-based model to automatically predict the stance of a paper based on its title and abstract. We then analyse large-scale trends on over 41 k papers from the last approximately 35 years in NLP and ML, finding that papers have become substantially more positive over time, but negative papers also got more negative and we observe considerably more negative papers in recent years. Negative papers are also more influential in terms of citations they receive.

Unlike classical lexical overlap metrics such as BLEU, most current evaluation metrics for machine translation (for example, COMET or BERTScore) are based on black-box large language models. They often achieve strong correlations with human judgments, but recent research indicates that the lower-quality classical metrics remain dominant, one of the potential reasons being that their decision processes are more transparent. To foster more widespread acceptance of novel high-quality metrics, explainability thus becomes crucial. In this concept paper, we identify key properties as well as key goals of explainable machine translation metrics and provide a comprehensive synthesis of recent techniques, relating them to our established goals and properties. In this context, we also discuss the latest state-of-the-art approaches to explainable metrics based on generative models such as ChatGPT and GPT4. Finally, we contribute a vision of next-generation approaches, including natural language explanations. We hope that our work can help catalyze and guide future research on explainable evaluation metrics and, mediately, also contribute to better and more transparent machine translation systems.

Available corpora for Argument Mining differ along several axes, and one of the key differences is the presence (or absence) of discourse markers to signal argumentative content. Exploring effective ways to use discourse markers has received wide attention in various discourse parsing tasks, from which it is well-known that discourse markers are strong indicators of discourse relations. To improve the robustness of Argument Mining systems across different genres, we propose to automatically augment a given text with discourse markers such that all relations are explicitly signaled. Our analysis unveils that popular language models taken out-of-the-box fail on this task; however, when fine-tuned on a new heterogeneous dataset that we construct (including synthetic and real examples), they perform considerably better. We demonstrate the impact of our approach on an Argument Mining downstream task, evaluated on different corpora, showing that language models can be trained to automatically fill in discourse markers across different corpora, improving the performance of a downstream model in some, but not all, cases. Our proposed approach can further be employed as an assistive tool for better discourse understanding.

Protecting privacy in contemporary NLP models is gaining in importance. So does the need to mitigate social biases of such models. But can we have both at the same time? Existing research suggests that privacy preservation comes at the price of worsening biases in classification tasks. In this paper, we explore the extent to which this tradeoff really holds when we incorporate both privacy preservation and de-biasing techniques into training text generation models. How does improving the model along one dimension affect the other dimension as well as the utility of the model? We conduct an extensive set of experiments that include bias detection, privacy attacks, language modeling, and performance on downstream tasks.