Arrieta, Aitor
Red Teaming Contemporary AI Models: Insights from Spanish and Basque Perspectives
Romero-Arjona, Miguel, Valle, Pablo, Alonso, Juan C., Sánchez, Ana B., Ugarte, Miriam, Cazalilla, Antonia, Cambrón, Vicente, Parejo, José A., Arrieta, Aitor, Segura, Sergio
The battle for AI leadership is on, with OpenAI in the United States and DeepSeek in China as key contenders. In response to these global trends, the Spanish government has proposed ALIA, a public and transparent AI infrastructure incorporating small language models designed to support Spanish and co-official languages such as Basque. This paper presents the results of Red Teaming sessions, where ten participants applied their expertise and creativity to manually test three of the latest models from these initiatives$\unicode{x2013}$OpenAI o3-mini, DeepSeek R1, and ALIA Salamandra$\unicode{x2013}$focusing on biases and safety concerns. The results, based on 670 conversations, revealed vulnerabilities in all the models under test, with biased or unsafe responses ranging from 29.5% in o3-mini to 50.6% in Salamandra. These findings underscore the persistent challenges in developing reliable and trustworthy AI systems, particularly those intended to support Spanish and Basque languages.
Multi-Objective Reinforcement Learning for Critical Scenario Generation of Autonomous Vehicles
Wu, Jiahui, Lu, Chengjie, Arrieta, Aitor, Ali, Shaukat
Autonomous vehicles (AVs) make driving decisions without human intervention. Therefore, ensuring AVs' dependability is critical. Despite significant research and development in AV development, their dependability assurance remains a significant challenge due to the complexity and unpredictability of their operating environments. Scenario-based testing evaluates AVs under various driving scenarios, but the unlimited number of potential scenarios highlights the importance of identifying critical scenarios that can violate safety or functional requirements. Such requirements are inherently interdependent and need to be tested simultaneously. To this end, we propose MOEQT, a novel multi-objective reinforcement learning (MORL)-based approach to generate critical scenarios that simultaneously test interdependent safety and functional requirements. MOEQT adapts Envelope Q-learning as the MORL algorithm, which dynamically adapts multi-objective weights to balance the relative importance between multiple objectives. MOEQT generates critical scenarios to violate multiple requirements through dynamically interacting with the AV environment, ensuring comprehensive AV testing. We evaluate MOEQT using an advanced end-to-end AV controller and a high-fidelity simulator and compare MOEQT with two baselines: a random strategy and a single-objective RL with a weighted reward function. Our evaluation results show that MOEQT achieved an overall better performance in identifying critical scenarios for violating multiple requirements than the baselines.
o3-mini vs DeepSeek-R1: Which One is Safer?
Arrieta, Aitor, Ugarte, Miriam, Valle, Pablo, Parejo, José Antonio, Segura, Sergio
The irruption of DeepSeek-R1 constitutes a turning point for the AI industry in general and the LLMs in particular. Its capabilities have demonstrated outstanding performance in several tasks, including creative thinking, code generation, maths and automated program repair, at apparently lower execution cost. However, LLMs must adhere to an important qualitative property, i.e., their alignment with safety and human values. A clear competitor of DeepSeek-R1 is its American counterpart, OpenAI's o3-mini model, which is expected to set high standards in terms of performance, safety and cost. In this technical report, we systematically assess the safety level of both DeepSeek-R1 (70b version) and OpenAI's o3-mini (beta version). To this end, we make use of our recently released automated safety testing tool, named ASTRAL. By leveraging this tool, we automatically and systematically generated and executed 1,260 test inputs on both models. After conducting a semi-automated assessment of the outcomes provided by both LLMs, the results indicate that DeepSeek-R1 produces significantly more unsafe responses (12%) than OpenAI's o3-mini (1.2%).
Early External Safety Testing of OpenAI's o3-mini: Insights from the Pre-Deployment Evaluation
Arrieta, Aitor, Ugarte, Miriam, Valle, Pablo, Parejo, José Antonio, Segura, Sergio
Large Language Models (LLMs) have become an integral part of our daily lives. However, they impose certain risks, including those that can harm individuals' privacy, perpetuate biases and spread misinformation. These risks highlight the need for robust safety mechanisms, ethical guidelines, and thorough testing to ensure their responsible deployment. Safety of LLMs is a key property that needs to be thoroughly tested prior the model to be deployed and accessible to the general users. This paper reports the external safety testing experience conducted by researchers from Mondragon University and University of Seville on OpenAI's new o3-mini LLM as part of OpenAI's early access for safety testing program. In particular, we apply our tool, ASTRAL, to automatically and systematically generate up to date unsafe test inputs (i.e., prompts) that helps us test and assess different safety categories of LLMs. We automatically generate and execute a total of 10,080 unsafe test input on a early o3-mini beta version. After manually verifying the test cases classified as unsafe by ASTRAL, we identify a total of 87 actual instances of unsafe LLM behavior. We highlight key insights and findings uncovered during the pre-deployment external testing phase of OpenAI's latest LLM.
ASTRAL: Automated Safety Testing of Large Language Models
Ugarte, Miriam, Valle, Pablo, Parejo, José Antonio, Segura, Sergio, Arrieta, Aitor
Large Language Models (LLMs) have recently gained attention due to their ability to understand and generate sophisticated human-like content. However, ensuring their safety is paramount as they might provide harmful and unsafe responses. Existing LLM testing frameworks address various safety-related concerns (e.g., drugs, terrorism, animal abuse) but often face challenges due to unbalanced and obsolete datasets. In this paper, we present ASTRAL, a tool that automates the generation and execution of test cases (i.e., prompts) for testing the safety of LLMs. First, we introduce a novel black-box coverage criterion to generate balanced and diverse unsafe test inputs across a diverse set of safety categories as well as linguistic writing characteristics (i.e., different style and persuasive writing techniques). Second, we propose an LLM-based approach that leverages Retrieval Augmented Generation (RAG), few-shot prompting strategies and web browsing to generate up-to-date test inputs. Lastly, similar to current LLM test automation techniques, we leverage LLMs as test oracles to distinguish between safe and unsafe test outputs, allowing a fully automated testing approach. We conduct an extensive evaluation on well-known LLMs, revealing the following key findings: i) GPT3.5 outperforms other LLMs when acting as the test oracle, accurately detecting unsafe responses, and even surpassing more recent LLMs (e.g., GPT-4), as well as LLMs that are specifically tailored to detect unsafe LLM outputs (e.g., LlamaGuard); ii) the results confirm that our approach can uncover nearly twice as many unsafe LLM behaviors with the same number of test inputs compared to currently used static datasets; and iii) our black-box coverage criterion combined with web browsing can effectively guide the LLM on generating up-to-date unsafe test inputs, significantly increasing the number of unsafe LLM behaviors.