Linguistic Collapse: Neural Collapse in (Large) Language Models

Neural Information Processing Systems 

Neural collapse (N C) is a phenomenon observed in classification tasks where top-layer representations collapse into their class means, which become equinorm, equiangular and aligned with the classifiers. These behaviours -- associated with generalization and robustness -- would manifest under specific conditions: models are trained towards zero loss, with noise-free labels belonging to balanced classes, which do not outnumber the model's hidden dimension. Recent studies have explored N C in the absence of one or more of these conditions to extend and capitalize on the associated benefits of ideal geometries. Language modelling presents a curious frontier, as training by token prediction constitutes a classification task where none of the conditions exist: the vocabulary is imbalanced and exceeds the embedding dimension; different tokens might correspond to similar contextual embeddings; and large language models (LLMs) in particular are typically only trained for a few epochs. This paper empirically investigates the impact of scaling the architectures and training of causal language models (CLMs) on their progression towards N C. We find that N C properties that develop with scale (and regularization) are linked to generalization. Moreover, there is evidence of some relationship between N C and generalization independent of scale. Our work thereby underscores the generality of N C as it extends to the novel and more challenging setting of language modelling. Downstream, we seek to inspire further research on the phenomenon to deepen our understanding of LLMs -- and neural networks at large -- and improve existing architectures based on N C-related properties.

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